ASTE · Astec Industries Inc · Shareholders & Ownership
$38.45
-0.45 (-1.16%)
At close · Oct 23
Return incl. dividend (before tax)
Market Cap
$885.33M
Shares
23.03M
Volume · Oct 23
211.62K
Avg daily vol (3M)
243.73K
Every disclosed holder of ASTE in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ASTE
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 22,348,108 | 97.06% |
| Insiders (Forms 3, 4, 5) | 356,426 | 1.55% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 320,833 | 1.39% |
| Registered funds (N-PORT, not summed) | 11,683,078 | 50.74% |
Shares outstanding: 23,025,367, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ASTE
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,476,585 | ||
| 1.1 |
iShares Core S&P Small-Cap ETF
Fund
S000004313 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,385,552 | ||
| 1.2 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
604,357 | ||
| 1.3 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
194,308 | ||
| 1.4 |
iShares S&P Small-Cap 600 Value ETF
Fund
S000004316 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
103,269 | ||
| 1.5 |
iShares S&P Small-Cap 600 Growth ETF
Fund
S000004314 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
99,569 | ||
| 2 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,448,355 | ||
| 2.1 |
U.S. SMALL CAP VALUE PORTFOLIO
Fund
S000000987 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
320,216 | ||
| 2.2 |
U.S. Targeted Value Portfolio
Fund
S000000970 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
222,271 | ||
| 2.3 |
Dimensional U.S. Targeted Value ETF
Fund
S000070901 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
162,502 | ||
| 2.4 |
Dimensional US Small Cap Value ETF
Fund
S000075151 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
123,719 | ||
| 2.5 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
101,034 | ||
| 3 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,372,608 | ||
| 4 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,018,190 | ||
| 5 |
|
920,998 | ||
| 5.1 |
State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF
Fund
S000041317 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
211,067 | ||
| 5.2 |
State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF
Fund
S000006990 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
61,547 | ||
| 5.3 |
State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF
Fund
S000006974 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
60,582 | ||
| 5.4 |
State Street Institutional Small-Cap Equity Fund
Fund
S000001631 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL FUNDS, not summed
|
16,778 | ||
| 5.5 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
7,906 | ||
| 6 |
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.
13F
CIK 1705339 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
824,202 | ||
| 7 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
797,273 | ||
| 7.1 |
Invesco Small Cap Value Fund
Fund
S000027837 · Registered fund · Jul 31, 2026
AIM Sector Funds (Invesco Sector Funds), not summed
|
461,113 | ||
| 7.2 |
Invesco S&P SmallCap Momentum ETF
Fund
S000003024 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
160,585 | ||
| 7.3 |
Invesco S&P SmallCap Value with Momentum ETF
Fund
S000003025 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
83,704 | ||
| 7.4 |
Invesco S&P SmallCap 600 Revenue ETF
Fund
S000064596 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
27,900 | ||
| 7.5 |
Invesco RAFI US 1500 Small-Mid ETF
Fund
S000013120 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
24,257 | ||
| 8 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
730,149 | ||
| 9 |
ACK Asset Management LLC
13F
CIK 1510940 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
690,276 | ||
| 10 |
Harvey Partners, LLC
13F
CIK 1406484 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
674,000 | ||
| 11 |
1290 VT GAMCO Small Company Value Portfolio
Fund
S000009151 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
630,000 | ||
| 12 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
604,778 | ||
| 13 |
VANGUARD SMALL-CAP INDEX FUND
Fund
S000002845 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
526,748 | ||
| 14 |
GABELLI FUNDS LLC
13F
CIK 1081407 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
475,900 | ||
| 14.1 |
The Gabelli Small Cap Growth Fund
Fund
S000001062 · Registered fund · Jun 30, 2026
Gabelli Equity Series Funds Inc, not summed
|
310,000 | ||
| 14.2 |
The Gabelli Utilities Fund
Fund
S000001075 · Registered fund · Jun 30, 2026
Gabelli Utilities Fund, not summed
|
54,000 | ||
| 14.3 |
The Gabelli ABC Fund
Fund
S000001070 · Registered fund · Jun 30, 2026
Gabelli Investor Funds Inc, not summed
|
32,000 | ||
| 14.4 |
The Gabelli Asset Fund
Fund
S000001087 · Registered fund · Jun 30, 2026
Gabelli Asset Fund, not summed
|
5,000 | ||
| 15 |
KENNEDY CAPITAL MANAGEMENT LLC
13F
CIK 884589 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
471,146 | ||
| 15.1 |
Kennedy Capital Small Cap Value Fund
Fund
S000076118 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST II, not summed
|
20,804 | ||
| 16 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
375,248 | ||
| 16.1 |
Schwab Fundamental U.S. Small Company ETF
Fund
S000040878 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
113,920 | ||
| 16.2 |
Schwab U.S. Small-Cap ETF
Fund
S000026636 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
109,049 | ||
| 16.3 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
56,555 | ||
| 16.4 |
Schwab Fundamental U.S. Small Company Index Fund
Fund
S000016767 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
27,055 | ||
| 16.5 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
14,016 | ||
| 17 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
365,397 | ||
| 17.1 |
E*TRADE No Fee Total Market Index Fund
Fund
S000090722 · Registered fund · Jul 31, 2026
E Trade Trust, not summed
|
10 | ||
| 18 |
AMERICAN CENTURY COMPANIES INC
13F
CIK 748054 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
361,200 | ||
| 19 |
EASTERLY INVESTMENT PARTNERS LLC
13F
CIK 1766150 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
349,159 | ||
| 19.1 |
Easterly Snow Small Cap Value Fund
Fund
S000073425 · Registered fund · May 31, 2026
James Alpha Funds Trust, not summed
|
29,861 | ||
| 19.2 |
Easterly Snow All Cap Value Fund
Fund
S000103358 · Registered fund · Jun 30, 2026
James Alpha Funds Trust, not summed
|
14,103 | ||
| 20 |
Avantis U.S. Small Cap Value ETF
Fund
S000066459 · Registered fund · May 31, 2026
American Century ETF Trust, not summed
|
337,985 | ||
| 21 |
VANGUARD SMALL-CAP VALUE INDEX FUND
Fund
S000002847 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
334,032 | ||
| 22 |
Assenagon Asset Management S.A.
13F
CIK 1546007 · Unknown · Sep 30, 2026
|
301,598 | ||
| 23 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
278,488 | ||
| 23.1 |
Small Cap Value Fund
Fund
S000001246 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
13,764 | ||
| 23.2 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
11,778 | ||
| 23.3 |
Small Cap Core Fund
Fund
S000001244 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
3,437 | ||
| 23.4 |
FlexShares Morningstar US Market Factor Tilt Index Fund
Fund
S000033312 · Registered fund · Jul 31, 2026
FlexShares Trust, not summed
|
170 | ||
| 24 |
First Eagle Investment Management, LLC
13F
CIK 1325447 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
271,600 | ||
| 24.1 |
First Eagle Small Cap Opportunity Fund
Fund
S000072438 · Registered fund · Jul 31, 2026
First Eagle Funds, not summed
|
239,623 | ||
| 25 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
264,346 | ||
| 26 |
HEARTLAND ADVISORS INC
13F
CIK 937394 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
241,590 | ||
| 26.1 |
Heartland Value Fund
Fund
S000003523 · Registered fund · Jun 30, 2026
HEARTLAND GROUP INC., not summed
|
200,000 | ||
| 27 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
226,072 | ||
| 27.1 |
Columbia Small Cap Value and Inflection Fund
Fund
S000010793 · Registered fund · May 31, 2026
COLUMBIA FUNDS SERIES TRUST, not summed
|
109,253 | ||
| 27.2 |
Columbia Small Cap Index Fund
Fund
S000010827 · Registered fund · May 31, 2026
COLUMBIA FUNDS SERIES TRUST, not summed
|
34,149 | ||
| 27.3 |
Variable Portfolio - Partners Small Cap Value Fund
Fund
S000019853 · Registered fund · Jun 30, 2026
Columbia Funds Variable Series Trust II, not summed
|
17,625 | ||
| 27.4 |
Columbia Research Enhanced Small Cap ETF
Fund
S000095313 · Registered fund · Jun 30, 2026
Columbia ETF Trust I, not summed
|
38 | ||
| 28 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
221,238 | ||
| 29 |
FIRST TRUST ADVISORS LP
13F
CIK 1125816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,599 | ||
| 29.1 |
First Trust Small Cap Growth AlphaDEX Fund
Fund
S000031806 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
|
114,732 | ||
| 29.2 |
First Trust Small Cap Core AlphaDEX Fund
Fund
S000017339 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
|
57,024 | ||
| 29.3 |
First Trust Multi Cap Growth AlphaDEX Fund
Fund
S000017343 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
|
10,394 | ||
| 30 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
192,131 | ||
| 31 |
ROYCE & ASSOCIATES LP
13F
CIK 906304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
187,086 | ||
| 31.1 |
Royce Small-Cap Opportunity Fund
Fund
S000009512 · Registered fund · Jun 30, 2026
ROYCE FUND, not summed
|
85,664 | ||
| 32 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
177,471 | ||
| 33 |
SEGALL BRYANT & HAMILL, LLC
13F
CIK 1006378 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
156,832 | ||
| 33.1 |
SBH SMALL CAP VALUE FUND
Fund
S000065432 · Registered fund · Jun 30, 2026
Segall Bryant & Hamill Trust, not summed
|
36,160 | ||
| 34 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
153,349 | ||
| 35 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
151,345 | ||
| 36 |
JOHN G ULLMAN & ASSOCIATES INC
13F
CIK 919530 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,165 | ||
| 37 |
VANGUARD TAX-MANAGED SMALL-CAP FUND
Fund
S000004387 · Registered fund · Jun 30, 2026
VANGUARD TAX-MANAGED FUNDS, not summed
|
141,470 | ||
| 38 |
AQR CAPITAL MANAGEMENT LLC
13F
CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
140,674 | ||
| 38.1 |
AQR Small Cap Multi-Style Fund
Fund
S000040064 · Registered fund · Jun 30, 2026
AQR Funds, not summed
|
1,331 | ||
| 39 |
PRINCIPAL FINANCIAL GROUP INC
13F
CIK 1126328 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,118 | ||
| 39.1 |
Principal U.S. Small-Cap ETF
Fund
S000055159 · Registered fund · Jun 30, 2026
Principal Exchange-Traded Funds, not summed
|
27,532 | ||
| 39.2 |
SmallCap S&P 600 Index Fund
Fund
S000007203 · Registered fund · Jul 31, 2026
Principal Funds, Inc, not summed
|
16,939 | ||
| 39.3 |
SmallCap Value Fund II
Fund
S000007169 · Registered fund · Jul 31, 2026
Principal Funds, Inc, not summed
|
1,375 | ||
| 39.4 |
SmallCap Growth Fund I
Fund
S000007175 · Registered fund · Jul 31, 2026
Principal Funds, Inc, not summed
|
184 | ||
| 40 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
137,396 | ||
| 40.1 |
Fidelity Small Cap Index Fund
Fund
S000033638 · Registered fund · Jul 31, 2026
Fidelity Salem Street Trust, not summed
|
254,849 | ||
| 40.2 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
118,759 | ||
| 40.3 |
Fidelity Enhanced Small Cap Core ETF
Fund
S000081807 · Registered fund · Jun 30, 2026
Fidelity Covington Trust, not summed
|
108,528 | ||
| 40.4 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
42,203 | ||
| 40.5 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
34,829 | ||
| 41 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
130,805 | ||
| 41.1 |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund
S000048296 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
|
17,981 | ||
| 41.2 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Aug 31, 2026
GOLDMAN SACHS TRUST, not summed
|
2,077 | ||
| 42 |
Trexquant Investment LP
13F
CIK 1633445 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
123,606 | ||
| 43 |
PANAGORA ASSET MANAGEMENT INC
13F
CIK 883677 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
122,048 | ||
| 44 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
118,434 | ||
| 45 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
117,498 | ||
| 46 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
115,858 | ||
| 47 |
TUDOR INVESTMENT CORP ET AL
13F
CIK 923093 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,318 | ||
| 48 |
|
113,376 | ||
| 49 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,565 | ||
| 50 |
SEI INVESTMENTS CO
13F
CIK 350894 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
107,060 |
56 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 360 holders
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Key facts
CIK
792987
CUSIP
046224101
13F (30d)
33 filings
33 filers
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