ATHE 6-K
Alterity Therapeutics Ltd (ATHE)
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM6-K
REPORTOF FOREIGN PRIVATE ISSUER
PURSUANTTO RULE 13a-16 OR 15d-163
UNDERTHE SECURITIES EXCHANGE ACT OF 1934
Forthe month of July 2025
AlterityTherapeutics Limited
(Name of Registrant)
Level 14, 350 Collins Street,Melbourne, Victoria 3000 Australia
(Address of Principal Executive Office)
Indicateby check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
ThisForm 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980and 333-228671) and ourRegistration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417and 333-250076)
ALTERITYTHERAPEUTICS LIMITED
(adevelopment stage enterprise)
The following exhibits are submitted:
| 99.1 | Notification regarding unquoted securities - ATH |
|---|
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Alterity Therapeutics Limited | |
|---|---|
| By: | /s/ Geoffrey P. Kempler |
| Geoffrey P. Kempler | |
| Chairman |
Date: July 3, 2025
2
Exhibit 99.1
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
|---|
Announcement Summary
Entity name
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Thursday July 03, 2025
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| ASX +securitycode | Security description | Total number of +securities to be issued/transferred | Issue date |
|---|---|---|---|
| New class - code to be confirmed | Unlisted options expiring 01 July 2030 ex $0.01 | 15,000,000 | 03/07/2025 |
Refer to next page for full details of the announcement
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Part 1 - Entity and announcement details
1.1Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 Registered number type | Registration number |
|---|---|
| ABN | 37080699065 |
1.3ASX issuer code
ATH
1.4The announcement is
New announcement
1.5Date of this announcement
3/7/2025
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issueof +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code (“new class”)
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Part 3C - number and type of +securities the subject of this notification (new class)
| ASX +security code | +Security description |
|---|---|
| New class - code to be confirmed | Unlisted options expiring 01 July 2030 ex $0.01 |
| +Security type | ISIN code |
| Options |
Date the +securities the subject of this notification wereissued
3/7/2025
Will all the +securities issued in this class rank equallyin all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel(KMP) or an +associate?
No
Have you received confirmation from ASX that the termsof the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged withASX setting out the material terms of the +securities being issued.
Options Details
| +Security currency | Exercise price | Expiry date |
|---|---|---|
| AUD - Australian Dollar | AUD 0.01000000 | 1/7/2030 |
Details ofthe existing class of +security that will be issued upon exercise or conversion of this new class of company option
ATH : ORDINARY FULLY PAID
Please providea URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
| https://app.sharelinktechnologies.com/announcement/asx/786790b2c52e5b04b80c6d18bc2009d4 |
|---|
Any other informationthe entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
15,000,000
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Part 4 - +Securities on issue
Following theissue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| ASX +security code and description | Total number of +securities on issue |
|---|---|
| ATH : ORDINARY FULLY PAID | 9,127,370,686 |
| ATHO : OPTION EXPIRING 31-AUG-2026 | 932,611,269 |
| ATHOA : OPTION EXPIRING 26-FEB-2027 | 1,222,300,911 |
4.2 Unquoted +securities (Total numberof each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of +securities on issue |
|---|---|
| ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 10,000,000 |
| ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,500,000 |
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 |
| ATHAAK : OPTION EXPIRING 30-DEC-2027 EX $0.01 | 170,000,000 |
| ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | 8,000,000 |
| ATHAB : OPTION EXPIRING 13-MAR-2029 EX US$0.0031 | 62,500,000 |
| ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.004 | 20,166,667 |
| ATHAC : OPTION EXPIRING 21-MAR-2029 EX US$0.003 | 120,000,000 |
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 |
| New class - code to be confirmed : Unlisted options expiring 01 July 2030 ex $0.01 | 15,000,000 |
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exceptionin Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in ListingRule 7.2
13
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