AVXL · Anavex Life Sciences Corp. · Shareholders & Ownership

$1.32 -0.05 (-3.31%)

Russell 2000 member Rebalance outlook locked

Market Cap

$120.97M

92.70M

Volume · Oct 23 444.07K Avg daily vol (3M) 1.04M

Every disclosed holder of AVXL in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AVXL

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	180	36,644,607	39.53%	Yes
Insiders (Forms 3, 4, 5)	2	1,553,816	1.68%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	54,498,419	58.79%	Rest
Registered funds (N-PORT, not summed)	108	15,814,345	17.06%	No

Shares outstanding: 92,696,842, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AVXL

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	8,055,628	8.69%	+446,010	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,417,982	2.61%	+281,062	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	737,460	0.80%	—	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Biotechnology ETF Fund S000004350 · Registered fund · Jun 30, 2026 iShares Trust, not summed	631,748	0.68%	-36,699	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	310,051	0.33%	+88,914	Jun 30, 2026	iShares Trust, not summed
1.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	186,662	0.20%	+45,760	Jun 30, 2026	Quantitative Master Series LLC, not summed
2	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,054,589	4.37%	+190,639	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	VANGUARD CAPITAL MANAGEMENT LLC 13G CIK 2100119 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	4,663,459	5.03%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,046,538	3.29%	-201,350	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,925,439	3.16%	+194,386	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
5	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,407,473	2.60%	+219,198	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Federated Hermes MDT Small Cap Core Fund Fund S000012972 · Registered fund · Jul 31, 2026 Federated Hermes MDT Series, not summed	2,045,098	2.21%	+1,518,818	Jul 31, 2026	Federated Hermes MDT Series, not summed
7	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,922,770	2.07%	-2,589,258	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	29,900	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
7.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	2,253	0.00%	0	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
7.3	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	545	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
8	MISSLING CHRISTOPHER U Insider CIK 1196573 · Sep 11, 2025 Director, President and CEO, issuer-wide	1,510,165	1.63%	+42,452	Sep 11, 2025	Director, President and CEO, issuer-wide
9	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,071,809	1.16%	+539,557	Jun 30, 2026	carried, not yet filed for the newest quarter
10	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,041,514	1.12%	-3,747	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
11	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	963,014	1.04%	+206,222	Jun 30, 2026	carried, not yet filed for the newest quarter
12	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	948,633	1.02%	+165,485	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Summit Financial, LLC 13F CIK 1765536 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	909,430	0.98%	-31,025	Jun 30, 2026	carried, not yet filed for the newest quarter
14	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	890,634	0.96%	+86,199	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	8,422	0.01%	-422	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
15	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	889,523	0.96%	+470,026	Jun 30, 2026	carried, not yet filed for the newest quarter
16	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	784,494	0.85%	+59,307	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	48,289	0.05%	+4,889	Jun 30, 2026	Northern Funds, not summed
16.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	14,396	0.02%	-685	Jun 30, 2026	Northern Funds, not summed
17	BARCLAYS PLC 13F CIK 312069 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	754,226	0.81%	+215,949	Jun 30, 2026	carried, not yet filed for the newest quarter
18	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	734,795	0.79%	-21,763	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	440,209	0.47%	+22,298	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
18.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	224,867	0.24%	+32,279	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
18.3	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	68,920	0.07%	+20,531	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
19	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	654,295	0.71%	-208,855	Jun 30, 2026	carried, not yet filed for the newest quarter
20	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	621,451	0.67%	-25,718	Jun 30, 2026	carried, not yet filed for the newest quarter
21	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	620,374	0.67%	+50,418	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	504,000	0.54%	+4,300	Jun 30, 2026	carried, not yet filed for the newest quarter
23	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	450,282	0.49%	+35,255	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
24	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	406,109	0.44%	-12,531	Jun 30, 2026	carried, not yet filed for the newest quarter
25	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	332,597	0.36%	+95,793	Jun 30, 2026	carried, not yet filed for the newest quarter
26	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	329,115	0.36%	-230,320	Jun 30, 2026	carried, not yet filed for the newest quarter
27	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	319,529	0.34%	-676,134	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	288,199	0.31%	+40,350	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD HEALTH CARE INDEX FUND Fund S000004450 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	266,123	0.29%	+10,100	May 31, 2026	VANGUARD WORLD FUND, not summed
30	Apella Capital, LLC 13F CIK 1801507 · Unknown · Sep 30, 2026	223,006	0.24%	-4,989	Sep 30, 2026
31	CANADA PENSION PLAN INVESTMENT BOARD 13F CIK 1283718 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	201,800	0.22%	+63,500	Jun 30, 2026	carried, not yet filed for the newest quarter
32	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	194,963	0.21%	-162,784	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	40	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
33	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	182,722	0.20%	+13,566	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	122,064	0.13%	+13,566	Jul 31, 2026	TIAA-CREF Funds, not summed
33.2	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	46,081	0.05%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
33.3	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	1,840	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
33.4	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	1,126	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
34	Point72 Asset Management, L.P. 13F CIK 1603466 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	157,486	0.17%	+157,486	Jun 30, 2026	carried, not yet filed for the newest quarter
35	PVG ASSET MANAGEMENT CORP 13F CIK 820434 · Registered investment adviser · Sep 30, 2026	155,207	0.17%	-172,137	Sep 30, 2026
36	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	146,330	0.16%	+17,155	Jun 30, 2026	carried, not yet filed for the newest quarter
37	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	146,300	0.16%	+31,100	Jun 30, 2026	carried, not yet filed for the newest quarter
38	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	123,000	0.13%	+123,000	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	Ultra-Small Company Market Fund Fund S000004424 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	123,000	0.13%	—	Jun 30, 2026	Bridgeway Funds, Inc., not summed
39	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	116,674	0.13%	+37,229	Jun 30, 2026	carried, not yet filed for the newest quarter
40	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	115,462	0.12%	+70,606	Jun 30, 2026	carried, not yet filed for the newest quarter
41	IEQ CAPITAL, LLC 13F CIK 1779789 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	114,248	0.12%	+45,147	Jun 30, 2026	carried, not yet filed for the newest quarter
42	RHUMBLINE ADVISERS 13F CIK 1115418 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	112,049	0.12%	+5,911	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	109,948	0.12%	+37,518	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	56,923	0.06%	+30,446	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
43.2	Invesco Nasdaq Biotechnology ETF Fund S000072469 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	4,878	0.01%	-111	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
44	HSBC HOLDINGS PLC 13F CIK 873630 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	102,925	0.11%	-4,931	Jun 30, 2026	carried, not yet filed for the newest quarter
45	EQ/2000 Managed Volatility Portfolio Fund S000025800 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	100,888	0.11%	+3,499	Jun 30, 2026	EQ Advisors Trust, not summed
46	LOS ANGELES CAPITAL MANAGEMENT LLC 13F CIK 1177206 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	96,925	0.10%	+96,298	Jun 30, 2026	carried, not yet filed for the newest quarter
47	ALPS ADVISORS INC 13F CIK 1376113 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	94,051	0.10%	+18,608	Jun 30, 2026	carried, not yet filed for the newest quarter
47.1	ALPS Medical Breakthroughs ETF Fund S000047823 · Registered fund · May 31, 2026 ALPS ETF TRUST, not summed	95,522	0.10%	+15,887	May 31, 2026	ALPS ETF TRUST, not summed
48	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	88,356	0.10%	+74,186	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Hikari Power Ltd 13F CIK 1606152 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	85,585	0.09%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	VANGUARD RUSSELL 2000 GROWTH INDEX FUND Fund S000030005 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	81,699	0.09%	+5,350	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed

8 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 235 holders

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Key facts CIK 1314052 CUSIP 032797300 13F (30d) 25 filings 25 filers Visit website Investor relations