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AVXL · Anavex Life Sciences Corp. · Holdings

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$1.31 -0.05 (-3.68%)
Russell 2000 member Rebalance outlook locked
Market Cap
$126.12M
Shares
92.70M
Volume · Oct 23 347.71K Avg daily vol (3M) 1.04M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AVXL: 13F, 13D and 13G, insiders and funds →
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 182
Total Value: $97,276,449
Total Shares: 37,707,207
Showing 1–100 of 190 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 182 13F filers
Top Holder
21.2%
Sep 2023 → Jun 2026 · range 18.0% – 23.8%
of institutional value
Top 5
51.3%
Sep 2023 → Jun 2026 · range 50.7% – 63.1%
of institutional value
Top 10
63.8%
Sep 2023 → Jun 2026 · range 63.3% – 76.4%
of institutional value
HHI
765
Sep 2023 → Jun 2026 · range 679 – 1,100
Broadly held

Who Holds AVXL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 180 filers, like-for-like change -7.5%; actively managed books -5.8%; index-like books -9.0%.

Holder type Share Filers Change
Registered adviser 43.6% 98 +2.5%
Exempt adviser 2.4% 1 +81.9%
Adviser 3.4% 3 +65.2%
Bank 14.5% 15 -30.7%
Insurer 0.0% 1 +16.8%
Broker-dealer 1.1% 1 -6.4%
Benefit plan 0.1% 2 -14.1%
Non-US 0.9% 7 +26.2%
Holding company 25.1% 7 +2.4%
Unknown 9.0% 45 -39.6%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

180 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
0
0.000% of filers hold it in their top 10
Mar 31, 2026: 0
Holders above 5%
0
median weight 0.000%
Mar 31, 2026: 0
Crowding
7.38%
of shares outstanding, 23rd percentile
Mar 31, 2026: 9.73%
Private-fund advisers
7.15%
of shares outstanding
Institutional ownership
39.9%
40.6% of the estimated free float
Top 10 holders
65.7%
of 13F shares, Herfindahl 0.080
Active holders
-5.8%
like-for-like share change of active filers
5% stakes on record
2
0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)
How long holders have held it value-weighted 13.4 quarters
Under 1 year 23.2% 1 to 3 years 31.9% 3 years or more 44.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$5.64
estimated per share
Mar 31, 2026: $6.39
Quarter-end price
$2.59
implied by 13F values
Estimated gain or loss
-54.1%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 31.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AVXL's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 ACSI American Customer Satisfaction ETF 3
2 WFC Wells Fargo & Company 5
3 PLTR Palantir Technologies Inc. 5
4 BNY Bank of New York Mellon Corp 3
5 JNJ Johnson & Johnson 7
6 AVGO Broadcom Inc. 7
7 GOOGL Alphabet Inc. 8
8 AMD Advanced Micro Devices Inc 6
9 USB US Bancorp \De\ 3
10 ABBV AbbVie Inc. 6

Shareholder Targets

13F filers that own its peers but not AVXL, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ACSI, WFC, PLTR, BNY, JNJ, AVGO, GOOGL, AMD, USB, ABBV, PNC, XOM, V, NVDA, LLY, BAC, MA, AMZN, AAPL, MSFT. 7,116 filers in all.

# Filer In peers
1 NORGES BANK Non-US, Index-like $352,671,051,169 19 held
2 Capital Research Global Investors Adviser, Diversified active $260,289,498,187 18 held
3 Capital World Investors Adviser, Diversified active $207,965,425,008 15 held
4 WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active $159,425,995,579 19 held
5 Capital International Investors Adviser, Diversified active $146,939,952,051 15 held
6 Amundi Holding company, Index-like $141,274,603,562 19 held
7 FRANKLIN RESOURCES INC Adviser, Diversified active $134,636,796,222 20 held
8 Berkshire Hathaway Inc Insurer, Concentrated $131,258,176,277 3 held
9 LILLY ENDOWMENT INC Unknown, Unknown $108,400,867,760 1 held
10 Fisher Asset Management, LLC Adviser, Diversified active $98,763,666,718 20 held

Fund Ownership of AVXL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.49% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 3.40% 3,148,895
Index ETFs 11.10% 10,285,745
Active ETFs 0.01% 8,281
Active funds 0.55% 507,088
Unclassified 0.58% 539,496
All registered funds 15.63% 14,489,505
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 99 Exempt adviser 1 Adviser 3 Bank 15 Insurer 1 Broker-dealer 1 Benefit plan 2 Non-US 7 Holding company 7 Unknown 46
Showing 100 of 190
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
BlackRock, Inc. $20,864,073 21.45% 8,055,628
VANGUARD CAPITAL MANAGEMENT LLC $10,501,385 10.80% 4,054,589
TWO SIGMA INVESTMENTS, LP $7,890,533 8.11% 3,046,538
GEODE CAPITAL MANAGEMENT, LLC $6,235,355 6.41% 2,407,473
STATE STREET CORP $4,979,974 5.12% 1,922,770
FEDERATED HERMES, INC. $2,775,985 2.85% 1,071,809
AQR CAPITAL MANAGEMENT LLC $2,494,204 2.56% 963,014
VANGUARD PORTFOLIO MANAGEMENT LLC $2,456,959 2.53% 948,633
Summit Financial, LLC $2,355,423 2.42% 909,430
GOLDMAN SACHS GROUP INC $2,306,741 2.37% 890,634
MARSHALL WACE, LLP $2,303,862 2.37% 889,523
NORTHERN TRUST CORP $2,031,838 2.09% 784,494
BARCLAYS PLC $1,953,444 2.01% 754,226
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $1,903,119 1.96% 734,795
BANK OF AMERICA CORP /DE/ $1,694,623 1.74% 654,295
VANGUARD FIDUCIARY TRUST CO $1,609,558 1.65% 621,451
UBS Group AG $1,606,768 1.65% 620,374
GREAT POINT PARTNERS LLC $1,350,167 1.39% 521,300
Private Advisor Group, LLC $1,305,360 1.34% 504,000
LPL Financial LLC $1,051,822 1.08% 406,109
STIFEL FINANCIAL CORP $861,425 0.89% 332,597
CITADEL ADVISORS LLC $852,407 0.88% 329,115
SUSQUEHANNA INTERNATIONAL GROUP, LLP $827,580 0.85% 319,529
Bank of New York Mellon Corp $746,434 0.77% 288,199
CITADEL ADVISORS LLC $560,217 0.58% 216,300
CANADA PENSION PLAN INVESTMENT BOARD $522,662 0.54% 201,800
MORGAN STANLEY $504,950 0.52% 194,963
Nuveen, LLC $473,249 0.49% 182,722
Apella Capital, LLC $450,472 0.46% 223,006
Point72 Asset Management, L.P. $407,888 0.42% 157,486
ENVESTNET ASSET MANAGEMENT INC $378,994 0.39% 146,330
ALLIANCEBERNSTEIN L.P. $378,917 0.39% 146,300
SUSQUEHANNA INTERNATIONAL GROUP, LLP $355,348 0.37% 137,200
BRIDGEWAY CAPITAL MANAGEMENT, LLC $318,570 0.33% 123,000
PVG ASSET MANAGEMENT CORP $313,518 0.32% 155,207
WELLS FARGO & COMPANY/MN $302,184 0.31% 116,674
D. E. Shaw & Co., Inc. $299,046 0.31% 115,462
IEQ CAPITAL, LLC $295,902 0.30% 114,248
RHUMBLINE ADVISERS $290,206 0.30% 112,049
Invesco Ltd. $284,764 0.29% 109,948
HSBC HOLDINGS PLC $266,575 0.27% 102,925
CITADEL ADVISORS LLC $263,403 0.27% 101,700
LOS ANGELES CAPITAL MANAGEMENT LLC $251,035 0.26% 96,925
ALPS ADVISORS INC $243,592 0.25% 94,051
Cerity Partners LLC $228,841 0.24% 88,356
Hikari Power Ltd $221,665 0.23% 85,585
DEUTSCHE BANK AG\ $205,469 0.21% 79,332
Cetera Investment Advisers $194,563 0.20% 75,121
180 WEALTH ADVISORS, LLC $183,967 0.19% 71,030
Mariner, LLC $173,879 0.18% 67,135
PRICE T ROWE ASSOCIATES INC /MD/ $172,799 0.18% 66,718
PNC FINANCIAL SERVICES GROUP, INC. $172,550 0.18% 66,622
Voleon Capital Management LP $164,477 0.17% 63,505
MILLENNIUM MANAGEMENT LLC $156,650 0.16% 60,483
FMR LLC $155,461 0.16% 60,024
Creative Planning $154,830 0.16% 59,780
AMERIPRISE FINANCIAL INC $153,055 0.16% 59,095
CITIGROUP INC $139,190 0.14% 53,742
MetLife Investment Management, LLC $133,713 0.14% 51,627
Walleye Capital LLC $125,097 0.13% 48,300
Geneos Wealth Management Inc. $124,579 0.13% 48,100
LexAurum Advisors, LLC $123,492 0.13% 61,135
Hayek Kallen Investment Management $122,012 0.13% 47,109
JPMORGAN CHASE & CO $121,125 0.12% 46,767
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $109,953 0.11% 42,453
AXQ CAPITAL, LP $105,537 0.11% 40,748
Snowden Capital Advisors LLC $104,853 0.11% 40,484
BANK OF MONTREAL /CAN/ $102,330 0.11% 39,510
Squarepoint Ops LLC $99,515 0.10% 38,423
Opus Capital Group, LLC $97,643 0.10% 37,700
NewEdge Advisors, LLC $95,545 0.10% 36,890
OSAIC HOLDINGS, INC. $89,266 0.09% 34,466
Vanguard Global Advisers, LLC $88,339 0.09% 34,108
SIMPLEX TRADING, LLC $85,182 0.09% 32,889
XTX Topco Ltd $84,734 0.09% 32,716
SHEETS SMITH WEALTH MANAGEMENT $82,238 0.08% 40,712
Foster Victor Wealth Advisors, LLC $80,648 0.08% 39,925
Independent Advisor Alliance $79,171 0.08% 30,568
CHOREO, LLC $76,946 0.08% 29,709
BNP PARIBAS ARBITRAGE, SA $75,928 0.08% 29,316
MERCER GLOBAL ADVISORS INC /ADV $74,392 0.08% 28,723
Schonfeld Strategic Advisors LLC $71,424 0.07% 27,577
DIMENSIONAL FUND ADVISORS LP $70,546 0.07% 27,238
MANUFACTURERS LIFE INSURANCE COMPANY, THE $67,044 0.07% 25,886
Russell Investments Group, Ltd. $60,838 0.06% 23,490
Forum Financial Management, LP $60,802 0.06% 30,100
Beacon Pointe Advisors, LLC $60,049 0.06% 23,185
Police & Firemen's Retirement System of New Jersey $59,808 0.06% 23,092
Jain Global LLC $56,985 0.06% 22,002
INTECH INVESTMENT MANAGEMENT LLC $55,770 0.06% 21,533
Dana Investment Advisors, Inc. $52,851 0.05% 20,406
TUDOR INVESTMENT CORP ET AL $52,776 0.05% 20,377
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM $52,693 0.05% 20,345
Hamilton Point Investment Advisors, LLC $52,577 0.05% 20,300
VOYA INVESTMENT MANAGEMENT LLC $50,336 0.05% 19,435
Advisory Alpha, LLC $48,793 0.05% 18,839
StoneX Group Inc. $48,378 0.05% 18,679
NEW YORK STATE COMMON RETIREMENT FUND $47,161 0.05% 18,209
Gladstone Institutional Advisory LLC $45,767 0.05% 17,671
Innovative Asset Advisors Group, LLC $44,936 0.05% 17,350

Showing the top 100 of 190 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1314052 CUSIP 032797300 13F (30d) 25 filings 25 filers Visit website Investor relations