CAPS · Capstone Holding Corp. · Shareholders & Ownership
The latest filing states the doubt was alleviated.
“These conditions, together with the Company’s accumulated deficit and near-term debt maturities, initially indicated that substantial doubt existed about the Company’s ability to meet its obligations and to continue as a going concern within one year after the date these condensed consolidated financial statements are issued. Management has concluded that the following plans and resources, in the aggregate, alleviate that doubt: ... Based on this evaluation, management has concluded that these plans alleviate the substantial doubt about the Company’s ability to continue as a going concern.”View the 10-Q filed Aug 12, 2026
Every disclosed holder of CAPS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CAPS
13F quarter Jun 30, 2026| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,939 | 1.01% |
| Insiders (Forms 3, 4, 5) | 223,091 | 32.52% |
| 13D/G-only blocks | 42,374 | 6.18% |
| Remaining | 413,548 | 60.29% |
| Registered funds (N-PORT, not summed) | 1,993 | 0.29% |
Shares outstanding: 685,952, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CAPS
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
49,755 | ||
| 2 |
|
49,755 | ||
| 3 |
|
45,464 | ||
| 4 |
|
42,374 | ||
| 5 |
|
34,720 | ||
| 6 |
|
16,677 | ||
| 7 |
|
13,378 | ||
| 8 |
|
6,671 | ||
| 9 |
|
6,671 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
|
2,050 | ||
| 11 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
1,871 | ||
| 12 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
|
1,559 | ||
| 13 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Jun 30, 2026
|
1,315 | ||
| 14 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
|
732 | ||
| 15 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
|
531 | ||
| 16 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
|
365 | ||
| 17 |
Ground Swell Capital, LLC
13F
CIK 1534450 · Unknown · Jun 30, 2026
|
348 | ||
| 18 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
122 | ||
| 19 |
BARCLAYS PLC
13F
CIK 312069 · Bank · Jun 30, 2026
|
37 | ||
| 20 |
KERR FINANCIAL PLANNING Corp
13F
CIK 2095947 · Registered investment adviser · Jun 30, 2026
|
2 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.