CDT · CDT Equity Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Management has concluded that there is substantial doubt regarding our ability to continue as a going concern for a period of at least 12 months from the date of the filing of this Quarterly Report. This is based on our analysis under applicable accounting principles. These unaudited condensed consolidated financial statements have been prepared assuming the Company will continue as a going concern and do not include adjustments to reflect the possible effects on the recoverability and classification of assets or the amounts and classification of liabilities that may result from the outcome of this uncertainty.”View the 10-Q filed Aug 12, 2026
Every disclosed holder of CDT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CDT
13F quarter Jun 30, 2026No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,574,659 | 17715.89% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 380,903 | 1210.48% |
| Remaining | 5,924,095 | -18826.37% |
| Registered funds (N-PORT, not summed) | 23 | 0.07% |
Shares outstanding: 31,467, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CDT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Polar Asset Management Partners Inc.
13F
CIK 1326389 · Registered investment adviser · Jun 30, 2026
|
950,000 | ||
| 2 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
|
765,000 | ||
| 3 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
|
755,191 | ||
| 4 |
MMCAP International Inc. SPC
13F
CIK 1304857 · Unknown · Jun 30, 2026
|
700,000 | ||
| 5 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
|
534,162 | ||
| 6 |
Decagon Asset Management LLP
13F
CIK 1950677 · Unknown · Jun 30, 2026
|
400,000 | ||
| 7 |
D. E. Shaw & Co., Inc.
13F
CIK 1009207 · Unknown · Jun 30, 2026
|
375,000 | ||
| 8 |
BOOTHBAY FUND MANAGEMENT, LLC
13F
CIK 1549230 · Registered investment adviser · Jun 30, 2026
|
250,000 | ||
| 9 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
|
243,532 | ||
| 10 |
Regan Andrew
Insider
CIK 1991325 · Aug 28, 2026
Director, Chief Executive Officer, 10% Owner, issuer-wide, not summed
|
227,941 | ||
| 11 |
Corvus Capital Ltd.
13D
CIK 1990829 · Unknown · Jul 30, 2026
Item 4 purpose: none of the classified purposes
|
227,748 | ||
| 12 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
|
200,000 | ||
| 13 |
SkyView Investment Advisors, LLC
13F
CIK 1848237 · Unknown · Jun 30, 2026
|
150,000 | ||
| 14 |
Context Capital Management, LLC
13F
CIK 1301396 · Registered investment adviser · Jun 30, 2026
|
128,500 | ||
| 15 |
Periscope Capital Inc.
13F
CIK 1695320 · Exempt reporting adviser · Jun 30, 2026
|
105,000 | ||
| 16 |
|
50,322 | ||
| 17 |
|
50,322 | ||
| 18 |
Primary Development Fund (Cayman) SPC
13G
CIK 2146713 · Unknown · Sep 30, 2026
Rule 13d-1(c), passive investor
|
50,321 | ||
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
|
17,596 | ||
| 20 |
|
2,175 | ||
| 21 |
|
934 | ||
| 22 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
|
245 | ||
| 23 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
|
129 | ||
| 24 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
|
109 | ||
| 25 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
|
67 | ||
| 26 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
|
52 | ||
| 27 |
Financial Management Professionals, Inc.
13F
CIK 1568132 · Registered investment adviser · Jun 30, 2026
|
40 | ||
| 28 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
|
36 | ||
| 29 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
15 | ||
| 30 |
|
12 | ||
| 31 |
|
10 | ||
| 32 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
8 | ||
| 33 |
|
3 | ||
| 34 |
|
2 | ||
| 34.1 |
|
2 | ||
| 35 |
A.G.P. / Alliance Global Partners, LLC
13G
CIK 318492 · Unknown · Mar 31, 2025
Rule 13d-1(c), passive investor
|
1 | ||
| 36 |
|
1 | ||
| 37 |
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.