CHUC · Charlie's Holdings, Inc.

The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.26 to $0.29. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.29 to $0.30. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.29to $0.30. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range.

The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.27 to $0.28. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

The shares will vest on the one year anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest upon the satisfaction of performance conditions, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will vest on November 1, 2022, with the remainder vesting on November 1, 2023, subject to continued employment.

Represents paid-in-kind dividends as provided for by the terms of the Issuer's Series A Preferred Stock, granted in connection with a dividend exchange agreement previously approved by the Issuer's Board of Directors.

Represents shares of restricted stock granted in connection with the Reporting Person's appointment as President of the Issuer pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will no longer be subject to forfeiture on April 1, 2022, with the remainder being no longer subject to forfeiture on April 1, 2023, subject to continued employment.

The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.