CHUC · Charlie's Holdings, Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-03 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2026-09-03 | Fox Jeffrey G |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2026-09-03 | Stump Ryan |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2026-09-03 | Montesano Matthew P |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2026-09-03 | King Michael D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2026-09-03 | SICIGNANO HENRY III |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2026-09-03 | Cohen Scot |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2026-02-13 | Stump Ryan |
Chief Operating Officer |
Buy↑
|
Common Stock
|
250,000 |
| 2026-02-13 | King Michael D |
Director |
Buy↑
|
Common Stock
|
500,000 |
| 2026-02-13 | Montesano Matthew P |
Chief Financial Officer |
Buy↑
|
Common Stock
|
100,000 |
| 2026-02-13 | SICIGNANO HENRY III |
President |
Buy↑
|
Common Stock
|
250,000 |
| 2026-02-13 | Carmines Edward |
Director |
Buy↑
|
Common Stock
|
250,000 |
| 2025-12-26 | Carmines Edward |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.26 to $0.29. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
(I)
|
100,000 |
| 2025-12-17 | SICIGNANO HENRY III |
President |
Buy↑
|
Common Stock
|
100,000 |
| 2025-09-09 | Carmines Edward |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2025-09-08 | Carmines Edward |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.29 to $0.30. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
7,723 |
| 2025-09-04 | Carmines Edward |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.29to $0.30. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
7,000 |
| 2025-09-03 | Carmines Edward |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The prices purchase ranged from $0.27 to $0.28. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
20,000 |
| 2025-04-11 | Stump Ryan |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2025-04-11 | SICIGNANO HENRY III |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2025-04-11 | Montesano Matthew P |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
100,000 |
| 2025-04-11 | Cohen Scot |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2025-04-11 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2025-04-11 | King Michael D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2025-04-11 | Fox Jeffrey G |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2024-05-31 | King Michael D |
Director |
Buy↑
|
Common Stock
|
1,250,000 |
| 2023-12-01 | Carmines Edward |
Director |
Buy↑
|
Common Stock
|
17,498 |
| 2023-11-24 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2023-11-24 | Fox Jeffrey G |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2023-11-24 | Stump Ryan |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
600,000 |
| 2023-11-24 | SICIGNANO HENRY III |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2023-11-24 | Cohen Scot |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2023-11-24 | Montesano Matthew P |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
100,000 |
| 2023-11-24 | King Michael D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares will vest on the one year anniversary of the grant, subject to continued service. |
Common Stock
|
200,000 |
| 2023-02-15 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest upon the satisfaction of performance conditions, subject to continued service. |
Common Stock
|
600,000 |
| 2023-01-04 | Fox Jeffrey G |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
400,000 |
| 2023-01-04 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
400,000 |
| 2023-01-04 | Cohen Scot |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
400,000 |
| 2023-01-04 | Montesano Matthew P |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2023-01-04 | SICIGNANO HENRY III |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2023-01-04 | Stump Ryan |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. |
Common Stock
|
600,000 |
| 2022-12-09 | Carmines Edward |
Director |
Buy↑
|
Common Stock
|
34,260 |
| 2022-12-08 | Carmines Edward |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2022-11-29 | Montesano Matthew P |
Chief Financial Officer |
Buy↑
|
Common Stock
|
50,000 |
| 2022-11-29 | SICIGNANO HENRY III |
President |
Buy↑
|
Common Stock
(I)
|
100,000 |
| 2022-03-02 | Montesano Matthew P |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Common Stock
|
565,000 |
| 2022-03-02 | SICIGNANO HENRY III |
President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Common Stock
|
500,000 |
| 2022-03-02 | Mirkovich Adam |
CHIEF INFORMATION OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Common Stock
|
465,000 |
| 2022-03-02 | Carmines Edward |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Common Stock
|
400,000 |
| 2022-03-02 | Cohen Scot |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Common Stock
|
400,000 |