CLDI · Calidi Biotherapeutics, Inc. · Shareholders & Ownership
$0.72
-0.05 (-5.90%)
At close · Oct 22
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 13, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company estimates that based on the Company's liquidity resources, there is substantial doubt about the Company's ability to continue as a going concern within 12 months from the date of issuance of these unaudited condensed consolidated financial statements.”View the 10-Q filed Aug 13, 2026
Market Cap
$1.98M
Shares
2.58M
Volume · Oct 21
63.67K
Avg daily vol (58 sessions)
150.32K
Every disclosed holder of CLDI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CLDI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 30,143 | 1.17% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 12,072 | 0.47% |
| Remaining | 2,541,969 | 98.37% |
| Registered funds (N-PORT, not summed) | 5,317 | 0.21% |
Shares outstanding: 2,584,184, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CLDI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
8,248 | ||
| 2 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,159 | ||
| 3 |
|
5,260 | ||
| 4 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,220 | ||
| 5 |
|
4,810 | ||
| 6 |
|
4,673 | ||
| 7 |
ARMISTICE CAPITAL, LLC
13G
CIK 1601086 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
3,962 | ||
| 8 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,392 | ||
| 9 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
3,111 | ||
| 10 |
Independent Advisor Alliance
13F
CIK 1696899 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,813 | ||
| 11 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,334 | ||
| 12 |
Kessler Judd S
13D
CIK 2021677 · Unknown · May 1, 2024
|
1,943 | ||
| 13 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,875 | ||
| 14 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,594 | ||
| 15 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,594 | ||
| 16 |
|
1,563 | ||
| 17 |
Gavrilov Ognian Anguelov
13D
CIK 2109116 · Unknown · Mar 31, 2026
|
1,250 | ||
| 18 |
Belpointe Asset Management LLC
13F
CIK 1721242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,245 | ||
| 19 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,110 | ||
| 20 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
828 | ||
| 21 |
RFG Advisory, LLC
13F
CIK 1633387 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
750 | ||
| 22 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
625 | ||
| 23 |
|
493 | ||
| 24 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
322 | ||
| 25 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
290 | ||
| 26 |
|
287 | ||
| 27 |
William J. Weber
13G
CIK 1855489 · Unknown · Dec 31, 2023
|
179 | ||
| 28 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
166 | ||
| 29 |
Jackson Andrew C.
Insider
CIK 1636738 · Aug 21, 2025
Chief Financial Officer, issuer-wide, not summed
|
156 | ||
| 30 |
|
151 | ||
| 31 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
87 | ||
| 32 |
Finepoint Capital LP
13F
CIK 1608126 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65 | ||
| 33 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC
13F
CIK 919185 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65 | ||
| 34 |
Woodline Partners LP
13G
CIK 1784547 · Registered investment adviser · Dec 31, 2023
|
65 | ||
| 35 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23 | ||
| 36 |
Reyes Financial Architecture, Inc.
13F
CIK 2047201 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6 | ||
| 37 |
Tradewinds Capital Management, LLC
13F
CIK 1616026 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.