CLDI · Calidi Biotherapeutics, Inc. · Holdings
$1.05
-0.03 (-2.57%)
At close · Oct 2
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 13, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company estimates that based on the Company's liquidity resources, there is substantial doubt about the Company's ability to continue as a going concern within 12 months from the date of issuance of these unaudited condensed consolidated financial statements.”View the 10-Q filed Aug 13, 2026
Market Cap
$2.74M
Shares
2.58M
Volume · Oct 2
6254
Avg daily vol (44 sessions)
184.58K
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 23
Total Value: $89,333
Total Shares: 525,546
Institutional Ownership Trend
19 quarters
Holder Concentration
Across 23 13F filers · Δ vs Mar 31, 2026Top Holder
21.8%
−22.2 pts
Top 5
64.8%
−21.4 pts
Top 10
89.6%
−6.7 pts
HHI
1,126
Broadly held−1,497
Quarterly Activity
vs Mar 31, 2026
New
4
Increased
7
Decreased
0
Sold Out
9
Unchanged
12
Holder count:
-5
Institutional value:
-81.3%
Shares held:
-73.8%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega GEODE CAPITAL MANAGEMENT, LLC | +3,220 | 7,159 | |
| Mega JANE STREET GROUP, LLC | +1,217 | 3,392 | |
| Mega CITIGROUP INC | +286 | 287 | |
| Mega MORGAN STANLEY | +236 | 828 | |
| Small RS CRUM INC. | +186 | 2,702 |
Top Sellers
vs Mar 31, 2026No qualifying movers this quarter.
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid Independent Advisor Alliance | 2,812 | $7,650 | |
| Large Private Advisor Group, LLC | 1,875 | $5,100 | |
| Mid RFG Advisory, LLC | 750 | $2,040 | |
| Mega UBS Group AG | 493 | $1,339 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid ARMISTICE CAPITAL, LLC | 54,938 | $210,081 | |
| Micro SABBY MANAGEMENT, LLC | 27,181 | $103,941 | |
| Small Warberg Asset Management LLC | 15,625 | $59,750 | |
| Mid Virtu Financial LLC | 4,736 | $18,108 | |
| Mega VANGUARD FIDUCIARY TRUST CO | 576 | $2,203 |