CNX · CNX Resources Corp · Shareholders & Ownership

$35.58 -0.10 (-0.28%)

S&P 400 member Russell 2000 member Rebalance outlook locked

Market Cap

$5.26B

147.94M

Volume · Oct 20 1.32M Avg daily vol (3M) 1.71M

Every disclosed holder of CNX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CNX

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	388	134,562,967	90.96%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	1	8,434,577	5.70%	Yes
Remaining	—	4,946,093	3.34%	Rest
Registered funds (N-PORT, not summed)	372	72,235,592	48.83%	No

Shares outstanding: 147,943,637, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CNX

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	19,177,390	12.96%	+1,171,226	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Mid-Cap ETF Fund S000004307 · Registered fund · Jun 30, 2026 iShares Trust, not summed	4,844,797	3.27%	+131,154	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,548,616	2.40%	+187,029	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,292,379	0.87%	+110,972	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Mid-Cap 400 Value ETF Fund S000004309 · Registered fund · Jun 30, 2026 iShares Trust, not summed	708,621	0.48%	-14,628	Jun 30, 2026	iShares Trust, not summed
1.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	254,889	0.17%	+39,761	Jun 30, 2026	Quantitative Master Series LLC, not summed
2	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	8,885,542	6.01%	+111,473	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	2,027,368	1.37%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
2.2	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	1,214,526	0.82%	+38,894	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
2.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	1,061,068	0.72%	+4,967	Jul 31, 2026	Dimensional ETF Trust, not summed
2.4	Dimensional US Small Cap Value ETF Fund S000075151 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	776,189	0.52%	+26,386	Jul 31, 2026	Dimensional ETF Trust, not summed
2.5	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	654,920	0.44%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
3	Hudson Bay Capital Management LP 13G CIK 1393825 · Registered investment adviser · Sep 30, 2024 Rule 13d-1(b), qualified institution	8,434,577	5.70%	—	Sep 30, 2024	Rule 13d-1(b), qualified institution
4	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	7,657,716	5.18%	+542,049	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	State Street(R) SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF Fund S000012319 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	2,385,182	1.61%	+355,525	Jun 30, 2026	SPDR SERIES TRUST, not summed
4.2	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF Fund S000006986 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	716,146	0.48%	+19,989	Jun 30, 2026	SPDR SERIES TRUST, not summed
4.3	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF Fund S000006988 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	217,730	0.15%	-1,980	Jun 30, 2026	SPDR SERIES TRUST, not summed
4.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	46,516	0.03%	-1,100	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
4.5	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF Fund S000006973 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	31,411	0.02%	+360	Jun 30, 2026	SPDR SERIES TRUST, not summed
5	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,430,891	5.02%	+197,287	Jun 30, 2026	carried, not yet filed for the newest quarter
6	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	6,947,081	4.70%	+37,704	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	Neuberger Genesis Fund Fund S000007841 · Registered fund · May 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	2,943,370	1.99%	-214,768	May 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
6.2	Neuberger Intrinsic Value Fund Fund S000028676 · Registered fund · May 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	457,682	0.31%	-350	May 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
6.3	Neuberger Small-Mid Cap ETF Fund S000084236 · Registered fund · May 31, 2026 Neuberger Berman ETF Trust, not summed	116,126	0.08%	+1,029	May 31, 2026	Neuberger Berman ETF Trust, not summed
7	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,123,150	4.14%	-11,542	Jun 30, 2026	carried, not yet filed for the newest quarter
8	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,751,821	3.21%	+235,848	Jun 30, 2026	carried, not yet filed for the newest quarter
9	SOUTHEASTERN ASSET MANAGEMENT INC/TN/ 13F CIK 807985 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,663,053	3.15%	+648,942	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Longleaf Partners Fund Fund S000009311 · Registered fund · Jun 30, 2026 Longleaf Partners Funds Trust, not summed	1,866,703	1.26%	+335,643	Jun 30, 2026	Longleaf Partners Funds Trust, not summed
9.2	Longleaf Partners Global Fund Fund S000038187 · Registered fund · Jun 30, 2026 Longleaf Partners Funds Trust, not summed	1,222,784	0.83%	+225,529	Jun 30, 2026	Longleaf Partners Funds Trust, not summed
9.3	Longleaf Partners Small Cap Fund Fund S000009312 · Registered fund · Jun 30, 2026 Longleaf Partners Funds Trust, not summed	1,161,846	0.79%	+153,563	Jun 30, 2026	Longleaf Partners Funds Trust, not summed
10	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,412,993	2.98%	+192,941	Jun 30, 2026	carried, not yet filed for the newest quarter
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	4,257,874	2.88%	-40,175	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	SMALLCAP World Fund Inc Fund S000009599 · Registered fund · Jun 30, 2026 SMALLCAP World Fund Inc, not summed	4,124,844	2.79%	-114,806	Jun 30, 2026	SMALLCAP World Fund Inc, not summed
13	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	3,672,363	2.48%	+185,655	May 31, 2026	American Century ETF Trust, not summed
14	Capital World Investors 13F CIK 1422849 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,596,888	2.43%	-353,112	Jun 30, 2026	carried, not yet filed for the newest quarter
15	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,530,635	2.39%	-2,014,811	Jun 30, 2026	carried, not yet filed for the newest quarter
16	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,427,394	2.32%	-411,458	Jun 30, 2026	carried, not yet filed for the newest quarter
17	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,083,255	2.08%	-34,927	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
18	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,704,738	1.83%	+2,238,327	Jun 30, 2026	carried, not yet filed for the newest quarter
19	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,592,083	1.75%	-1,454,594	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,485,615	1.68%	+1,270,903	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Invesco S&P MidCap Momentum ETF Fund S000003056 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	924,488	0.62%	+114,089	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
20.2	Invesco S&P MidCap Quality ETF Fund S000013108 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	879,252	0.59%	—	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
20.3	Invesco S&P MidCap Value with Momentum ETF Fund S000003057 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	235,527	0.16%	—	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
20.4	Invesco BuyBack AchieversTM ETF Fund S000013111 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	141,146	0.10%	+39,211	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
20.5	Invesco Energy Exploration & Production ETF Fund S000003041 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	62,128	0.04%	-19,756	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
21	Southeast Asset Advisors, LLC 13F CIK 1390003 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,410,166	1.63%	-2,000	Jun 30, 2026	carried, not yet filed for the newest quarter
22	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,396,605	1.62%	+15,353	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	34,124	0.02%	+454	May 31, 2026	Goldman Sachs ETF Trust, not summed
22.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	6,315	0.00%	+3,123	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
22.3	Multi-Manager U.S. Small Cap Equity Fund Fund S000051363 · Registered fund · Apr 30, 2026 Goldman Sachs Trust II, not summed	4,455	0.00%	—	Apr 30, 2026	Goldman Sachs Trust II, not summed
23	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,064,913	1.40%	-22,455	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	140,068	0.09%	0	Jun 30, 2026	Northern Funds, not summed
23.2	Mid Cap Index Fund Fund S000001273 · Registered fund · Jun 30, 2026 Northern Funds, not summed	91,970	0.06%	+2,465	Jun 30, 2026	Northern Funds, not summed
23.3	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	69,934	0.05%	+6,331	Jun 30, 2026	Northern Funds, not summed
23.4	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	26,544	0.02%	+19,152	Jul 31, 2026	FlexShares Trust, not summed
23.5	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	16,258	0.01%	-463	Jun 30, 2026	Northern Funds, not summed
24	DEIULIIS NICHOLAS J Insider CIK 1288995 · Sep 2, 2026 Director, issuer-wide, not summed	1,998,826	1.35%	—	Sep 2, 2026	Director, issuer-wide, not summed
25	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,952,585	1.32%	-33,289	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
26	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,899,060	1.28%	+190,650	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	285	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
27	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,620,721	1.10%	+33,685	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
28	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,564,458	1.06%	-257,790	Jun 30, 2026	carried, not yet filed for the newest quarter
29	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,442,590	0.98%	-2,555	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	684,712	0.46%	+28,989	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
29.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	336,062	0.23%	+33,689	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
29.3	Schwab Fundamental U.S. Large Company ETF Fund S000040877 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	159,370	0.11%	-10,120	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
29.4	Schwab Fundamental U.S. Large Company Index Fund Fund S000016766 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	84,203	0.06%	+5,078	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
29.5	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	84,027	0.06%	+5,558	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
30	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,221,089	0.83%	-99,280	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	BNY Mellon US Small Cap Core Equity ETF Fund S000067262 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	5,120	0.00%	+263	Jul 31, 2026	BNY Mellon ETF Trust, not summed
31	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,100,478	0.74%	-578,891	Jun 30, 2026	carried, not yet filed for the newest quarter
32	State Street SPDR S&P MidCap 400SM ETF Trust Fund · Registered fund · Jun 30, 2026 SPDR S&P MIDCAP 400 ETF TRUST, not summed	1,088,548	0.74%	—	Jun 30, 2026	SPDR S&P MIDCAP 400 ETF TRUST, not summed
32.1	Nuveen S&P 500 Buy-Write Income Fund Fund · Registered fund · Dec 31, 2025 Nuveen S&P 500 Buy-Write Income Fund, not summed	9,675	0.01%	—	Dec 31, 2025	Nuveen S&P 500 Buy-Write Income Fund, not summed
32.2	Nuveen S&P 500 Dynamic Overwrite Fund Fund · Registered fund · Jun 30, 2026 Nuveen S&P 500 Dynamic Overwrite Fund, not summed	9,675	0.01%	—	Jun 30, 2026	Nuveen S&P 500 Dynamic Overwrite Fund, not summed
33	Point72 Asset Management, L.P. 13F CIK 1603466 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,050,520	0.71%	+327,471	Jun 30, 2026	carried, not yet filed for the newest quarter
34	JUPITER ASSET MANAGEMENT LTD 13F CIK 1215838 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,049,664	0.71%	+184,756	Jun 30, 2026	carried, not yet filed for the newest quarter
35	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	982,007	0.66%	+37,749	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	AQR Style Premia Alternative Fund Fund S000042050 · Registered fund · Jun 30, 2026 AQR Funds, not summed	73,808	0.05%	+1,396	Jun 30, 2026	AQR Funds, not summed
35.2	AQR Alternative Risk Premia Fund Fund S000058563 · Registered fund · Jun 30, 2026 AQR Funds, not summed	28,345	0.02%	+16,265	Jun 30, 2026	AQR Funds, not summed
35.3	AQR Managed Futures Strategy Fund Fund S000027214 · Registered fund · Jun 30, 2026 AQR Funds, not summed	22,805	0.02%	0	Jun 30, 2026	AQR Funds, not summed
35.4	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	4,862	0.00%	—	Mar 31, 2026	AQR Funds, not summed
35.5	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	4,862	0.00%	—	Jun 30, 2026	AQR Funds, not summed
36	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	930,104	0.63%	+15,219	Jun 30, 2026	carried, not yet filed for the newest quarter
37	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	924,662	0.63%	+608,386	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Orbis Allan Gray Ltd 13F CIK 1663865 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	886,386	0.60%	+543,081	Jun 30, 2026	carried, not yet filed for the newest quarter
39	CAPTRUST FINANCIAL ADVISORS 13F CIK 1512024 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	843,007	0.57%	+76,565	Jun 30, 2026	carried, not yet filed for the newest quarter
40	VANGUARD ENERGY INDEX FUND Fund S000004448 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	790,731	0.53%	+20,316	May 31, 2026	VANGUARD WORLD FUND, not summed
41	ALGERT GLOBAL LLC 13F CIK 1275218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	725,765	0.49%	+89,754	Jun 30, 2026	carried, not yet filed for the newest quarter
42	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	714,465	0.48%	-250,906	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	First Trust Natural Gas ETF Fund S000017177 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	498,625	0.34%	-54,464	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
42.2	First Trust Mid Cap Core AlphaDEX Fund Fund S000017338 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	151,785	0.10%	+33,779	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
42.3	First Trust Mid Cap Value AlphaDEX Fund Fund S000031805 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	47,747	0.03%	+8,214	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
42.4	First Trust Nasdaq Oil & Gas ETF Fund S000053944 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	24,233	0.02%	+3,394	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed
42.5	First Trust Multi Cap Value AlphaDEX Fund Fund S000017342 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	10,557	0.01%	+2,917	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43	Aureus Asset Management, LLC 13F CIK 1381296 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	712,168	0.48%	-3,885	Jun 30, 2026	carried, not yet filed for the newest quarter
44	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	708,088	0.48%	+61,477	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
45	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	678,416	0.46%	+215,300	Jun 30, 2026	carried, not yet filed for the newest quarter
46	OSSIAM 13F CIK 1767471 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	672,400	0.45%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
47	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	653,776	0.44%	+111,965	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Aventail Capital Group, LP 13F CIK 1803822 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	648,728	0.44%	-482,465	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Pacer Advisors, Inc. 13F CIK 1616667 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	645,854	0.44%	+609,475	Jun 30, 2026	carried, not yet filed for the newest quarter
50	SEGALL BRYANT & HAMILL, LLC 13F CIK 1006378 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	643,044	0.43%	+160,331	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	SBH SMALL CAP VALUE FUND Fund S000065432 · Registered fund · Jun 30, 2026 Segall Bryant & Hamill Trust, not summed	137,505	0.09%	+36,056	Jun 30, 2026	Segall Bryant & Hamill Trust, not summed

48 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 1070412 CUSIP 12653C108 13F (30d) 48 filings 39 filers Visit website Investor relations