COLL · Collegium Pharmaceutical, Inc · Shareholders & Ownership

$22.96 -0.54 (-2.30%) At close · Oct 23

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$747.48M

32.56M

Volume · Oct 23 662.4K Avg daily vol (3M) 795.61K

Every disclosed holder of COLL in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns COLL

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	278	38,787,667	119.14%	Yes
Insiders (Forms 3, 4, 5)	15	1,240,859	3.81%	Yes
13D/G-only blocks	1	2,400,985	7.38%	Yes
Remaining	—	9,873,898	-30.33%	Negative
Registered funds (N-PORT, not summed)	299	19,819,181	60.88%	No

Shares outstanding: 32,555,613, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of COLL

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,441,202	16.71%	+307,175	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,954,487	6.00%	+58,355	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	856,942	2.63%	+89,810	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	303,980	0.93%	+48,843	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	290,637	0.89%	+17,864	Jun 30, 2026	iShares Trust, not summed
1.5	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · May 29, 2026 BlackRock Funds, not summed	133,637	0.41%	-8,179	May 29, 2026	BlackRock Funds, not summed
2	Millennium Management LLC 13G CIK 1319244 · Unknown · Sep 30, 2026 Rule 13d-1(c), passive investor	2,400,985	7.38%	+580,655	Sep 30, 2026	Rule 13d-1(c), passive investor
3	Jupiter Topco LLC 13F CIK 2146052 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,147,072	6.60%	+321,421	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	Janus Henderson Small/Mid Cap Growth Alpha ETF Fund S000052564 · Registered fund · Jul 31, 2026 Janus Detroit Street Trust, not summed	129,646	0.40%	+5,060	Jul 31, 2026	Janus Detroit Street Trust, not summed
3.2	Janus Henderson Small Cap Growth Alpha ETF Fund S000052563 · Registered fund · Jul 31, 2026 Janus Detroit Street Trust, not summed	47,834	0.15%	+3,095	Jul 31, 2026	Janus Detroit Street Trust, not summed
4	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,882,499	5.78%	+290,590	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	Invesco Main Street Small Cap Fund Fund S000064650 · Registered fund · Jun 30, 2026 AIM Growth Series (Invesco Growth Series), not summed	411,484	1.26%	+58,113	Jun 30, 2026	AIM Growth Series (Invesco Growth Series), not summed
4.2	Invesco Pharmaceuticals ETF Fund S000003031 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	365,632	1.12%	+149,231	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
4.3	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	231,956	0.71%	+47,153	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
4.4	Invesco V.I. Main Street Small Cap Fund Fund S000064664 · Registered fund · Jun 30, 2026 AIM Variable Insurance Funds (Invesco Variable Insurance Funds), not summed	227,984	0.70%	+41,295	Jun 30, 2026	AIM Variable Insurance Funds (Invesco Variable Insurance Funds), not summed
4.5	Invesco Biotechnology & Genome ETF Fund S000003026 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	207,352	0.64%	+51,774	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
5	FULLER & THALER ASSET MANAGEMENT, INC. 13G CIK 1082327 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,632,780	5.02%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
5.1	FULLER & THALER ASSET MANAGEMENT, INC. 13F CIK 1082327 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,632,781	5.02%	+133,197	Jun 30, 2026	carried, not yet filed for the newest quarter
6	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,632,360	5.01%	+337,332	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	PRINCIPAL GLOBAL INVESTORS, LLC 13G CIK 769734 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,632,360	5.01%	+165,854	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
6.2	SmallCap Fund Fund S000007214 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	641,300	1.97%	+180,600	Jul 31, 2026	Principal Funds, Inc, not summed
6.3	SmallCap Account Fund S000007675 · Registered fund · Jun 30, 2026 Principal Variable Contract Funds, Inc, not summed	57,800	0.18%	+16,400	Jun 30, 2026	Principal Variable Contract Funds, Inc, not summed
6.4	Principal U.S. Small-Cap ETF Fund S000055159 · Registered fund · Jun 30, 2026 Principal Exchange-Traded Funds, not summed	46,493	0.14%	+3,304	Jun 30, 2026	Principal Exchange-Traded Funds, not summed
6.5	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	23,896	0.07%	-950	Jul 31, 2026	Principal Funds, Inc, not summed
7	FULLERTHALER BEHAVIORAL SMALL CAP EQUITY Fund S000051163 · Registered fund · Jun 30, 2026 Capitol Series Trust, not summed	1,561,408	4.80%	+130,700	Jun 30, 2026	Capitol Series Trust, not summed
8	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,528,881	4.70%	+104,337	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	296,717	0.91%	+7,767	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	188,103	0.58%	+21,352	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.3	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF Fund S000012321 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	187,866	0.58%	+22,130	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	11,267	0.03%	+400	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
8.5	State Street(R) SPDR(R) US Small Cap Low Volatility Index ETF Fund S000039795 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	8,508	0.03%	-3,159	Jun 30, 2026	SPDR SERIES TRUST, not summed
9	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 13F CIK 912938 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,405,567	4.32%	+39,635	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	MFS New Discovery Fund Fund S000000765 · Registered fund · May 31, 2026 MFS SERIES TRUST I, not summed	585,155	1.80%	+46,210	May 31, 2026	MFS SERIES TRUST I, not summed
9.2	MFS New Discovery Value Fund Fund S000032712 · Registered fund · May 31, 2026 MFS SERIES TRUST XIII, not summed	396,902	1.22%	+1,086	May 31, 2026	MFS SERIES TRUST XIII, not summed
9.3	MFS New Discovery Series Fund S000002680 · Registered fund · Jun 30, 2026 MFS VARIABLE INSURANCE TRUST, not summed	211,180	0.65%	0	Jun 30, 2026	MFS VARIABLE INSURANCE TRUST, not summed
9.4	MFS Blended Research Small Cap Equity Fund Fund S000050659 · Registered fund · May 31, 2026 MFS SERIES TRUST X, not summed	16,530	0.05%	+8,850	May 31, 2026	MFS SERIES TRUST X, not summed
9.5	MFS New Discovery Value Portfolio Fund S000023374 · Registered fund · Jun 30, 2026 MFS VARIABLE INSURANCE TRUST III, not summed	6,928	0.02%	+309	Jun 30, 2026	MFS VARIABLE INSURANCE TRUST III, not summed
10	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,381,261	4.24%	+47,269	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	VANGUARD CAPITAL MANAGEMENT LLC 13G CIK 2100119 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,625,821	4.99%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
11	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,366,549	4.20%	-102,900	Jun 30, 2026	carried, not yet filed for the newest quarter
12	EVENTIDE ASSET MANAGEMENT, LLC 13F CIK 1442891 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,361,228	4.18%	-63,054	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	Eventide Gilead Fund Fund S000022598 · Registered fund · Jun 30, 2026 MUTUAL FUND SERIES TRUST, not summed	1,344,376	4.13%	0	Jun 30, 2026	MUTUAL FUND SERIES TRUST, not summed
12.2	Eventide Small Cap ETF Fund S000095403 · Registered fund · Jul 31, 2026 Strategy Shares, not summed	2,233	0.01%	+631	Jul 31, 2026	Strategy Shares, not summed
13	Rubric Capital Management LP 13F CIK 1687509 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,279,611	3.93%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
13.1	Rubric Capital Management LP Insider CIK 1687509 · Aug 13, 2025 10% Owner, issuer-wide, not summed	3,132,743	9.62%	-25,000	Aug 13, 2025	10% Owner, issuer-wide, not summed
14	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	977,957	3.00%	+29,300	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
15	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	890,886	2.74%	+71,446	Jun 30, 2026	carried, not yet filed for the newest quarter
16	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	837,877	2.57%	+4,685	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	145,539	0.45%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	116,074	0.36%	+1,314	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.3	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	114,208	0.35%	+7,020	Jul 31, 2026	Dimensional ETF Trust, not summed
16.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	87,442	0.27%	0	Jul 31, 2026	Dimensional ETF Trust, not summed
16.5	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	57,468	0.18%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
17	VICTORY CAPITAL MANAGEMENT INC 13F CIK 1040188 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	760,252	2.34%	+134,948	Jun 30, 2026	carried, not yet filed for the newest quarter
17.1	Victory Integrity Small-Cap Value Fund Fund S000046393 · Registered fund · Jun 30, 2026 Victory Portfolios, not summed	161,968	0.50%	+26,468	Jun 30, 2026	Victory Portfolios, not summed
17.2	VictoryShares US Small Mid Cap Value Momentum ETF Fund S000065161 · Registered fund · Jun 30, 2026 Victory Portfolios II, not summed	157,665	0.48%	+47,756	Jun 30, 2026	Victory Portfolios II, not summed
17.3	VictoryShares Small Cap Free Cash Flow ETF Fund S000080690 · Registered fund · Jun 30, 2026 Victory Portfolios II, not summed	132,595	0.41%	-6,199	Jun 30, 2026	Victory Portfolios II, not summed
17.4	Victory Small Cap Stock Fund Fund S000012914 · Registered fund · Jul 31, 2026 Victory Portfolios III, not summed	26,450	0.08%	+4,709	Jul 31, 2026	Victory Portfolios III, not summed
17.5	Victory Integrity Discovery Fund Fund S000046401 · Registered fund · Jun 30, 2026 Victory Portfolios, not summed	25,000	0.08%	+11,500	Jun 30, 2026	Victory Portfolios, not summed
18	GOLDENTREE ASSET MANAGEMENT LP 13F CIK 1278951 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	744,889	2.29%	+744,889	Jun 30, 2026	carried, not yet filed for the newest quarter
19	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	740,081	2.27%	+59,700	Jun 30, 2026	carried, not yet filed for the newest quarter
20	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	736,925	2.26%	+376,099	Jun 30, 2026	carried, not yet filed for the newest quarter
21	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	621,920	1.91%	-81,608	Jun 30, 2026	carried, not yet filed for the newest quarter
22	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	556,927	1.71%	-18,214	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	36,154	0.11%	+1,317	May 31, 2026	Goldman Sachs ETF Trust, not summed
22.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	4,737	0.01%	-5,612	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
23	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	534,756	1.64%	+19,577	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	88	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
24	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	491,627	1.51%	+30,883	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Small Company Fund Fund S000005981 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	15,780	0.05%	0	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
25	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	486,601	1.49%	-8,426	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	153,504	0.47%	-1,288	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25.2	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	84,924	0.26%	-7,396	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25.3	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	79,606	0.24%	+10,729	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
25.4	Schwab Small-Cap Equity Fund Fund S000005516 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	55,392	0.17%	-1,372	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
25.5	Schwab Fundamental U.S. Small Company Index Fund Fund S000016767 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	26,531	0.08%	+3,650	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
26	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	431,447	1.33%	-190,488	Jun 30, 2026	carried, not yet filed for the newest quarter
27	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	391,783	1.20%	+29,894	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	16,668	0.05%	+1,757	Jun 30, 2026	Northern Funds, not summed
27.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	9,870	0.03%	-281	Jun 30, 2026	Northern Funds, not summed
27.3	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	7,774	0.02%	+382	Jul 31, 2026	FlexShares Trust, not summed
28	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	369,871	1.14%	+16,892	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
29	LOOMIS SAYLES & CO L P 13F CIK 312348 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	364,999	1.12%	-10,667	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Loomis Sayles Small Cap Value Fund Fund S000006647 · Registered fund · Jun 30, 2026 LOOMIS SAYLES FUNDS I, not summed	75,607	0.23%	-2,945	Jun 30, 2026	LOOMIS SAYLES FUNDS I, not summed
30	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	344,500	1.06%	-700	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	LSV Small Cap Value Fund Fund S000039922 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	48,200	0.15%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
31	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	338,383	1.04%	-192,315	Jun 30, 2026	carried, not yet filed for the newest quarter
32	ROYCE & ASSOCIATES LP 13F CIK 906304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	332,065	1.02%	+59,279	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Royce Small-Cap Fund Fund S000009507 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	156,176	0.48%	+34,394	Jun 30, 2026	ROYCE FUND, not summed
32.2	Royce Capital Fund - Small-Cap Portfolio Fund S000009497 · Registered fund · Jun 30, 2026 ROYCE CAPITAL FUND, not summed	72,414	0.22%	+12,844	Jun 30, 2026	ROYCE CAPITAL FUND, not summed
32.3	Royce Small-Cap Value Fund Fund S000009516 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	43,453	0.13%	+8,818	Jun 30, 2026	ROYCE FUND, not summed
33	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	319,959	0.98%	-2,011	May 31, 2026	American Century ETF Trust, not summed
34	Pacer Advisors, Inc. 13F CIK 1616667 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	277,282	0.85%	+20,917	Jun 30, 2026	carried, not yet filed for the newest quarter
35	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	272,995	0.84%	-24,852	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Pacer US Small Cap Cash Cows 100 ETF Fund S000055468 · Registered fund · Jul 31, 2026 Pacer Funds Trust, not summed	270,506	0.83%	+20,849	Jul 31, 2026	Pacer Funds Trust, not summed
37	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	253,353	0.78%	-495,459	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	234,960	0.72%	+9,255	Jun 30, 2026	carried, not yet filed for the newest quarter
39	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	230,698	0.71%	+11,335	Jun 30, 2026	carried, not yet filed for the newest quarter
40	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	224,654	0.69%	0	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
41	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	206,070	0.63%	+162,733	Jun 30, 2026	carried, not yet filed for the newest quarter
42	PRUDENTIAL FINANCIAL INC 13F CIK 1137774 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	200,356	0.62%	+29,622	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Karnani Vikram Insider CIK 1699488 · Feb 10, 2026 Director, President and CEO, issuer-wide	197,864	0.61%	+100,875	Feb 10, 2026	Director, President and CEO, issuer-wide
44	Hillsdale Investment Management Inc. 13F CIK 1368465 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	191,600	0.59%	+7,000	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Bridge Builder Small/Mid Cap Value Fund Fund S000048337 · Registered fund · Jun 30, 2026 Bridge Builder Trust, not summed	183,513	0.56%	+17,741	Jun 30, 2026	Bridge Builder Trust, not summed
46	THIRD AVENUE MANAGEMENT LLC 13F CIK 1099281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	182,645	0.56%	+27,502	Jun 30, 2026	carried, not yet filed for the newest quarter
46.1	Third Avenue Small-Cap Value Fund Fund S000001465 · Registered fund · Jul 31, 2026 Third Avenue Trust, not summed	203,597	0.63%	+21,302	Jul 31, 2026	Third Avenue Trust, not summed
47	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	174,294	0.54%	+174,294	Jun 30, 2026	carried, not yet filed for the newest quarter
47.1	First Trust Small Cap Growth AlphaDEX Fund Fund S000031806 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	142,710	0.44%	+38,775	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
47.2	First Trust Small Cap Core AlphaDEX Fund Fund S000017339 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	48,195	0.15%	+6,321	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
47.3	First Trust Multi Cap Growth AlphaDEX Fund Fund S000017343 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	12,927	0.04%	+3,238	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
47.4	First Trust Small Cap BuyWrite Income ETF Fund S000090516 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	1,988	0.01%	+1,845	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed
48	Applied Finance Explorer Fund Fund S000049148 · Registered fund · Jul 31, 2026 World Funds Trust, not summed	167,869	0.52%	+2,661	Jul 31, 2026	World Funds Trust, not summed
49	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	161,420	0.50%	+5,794	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
50	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	159,240	0.49%	-15,122	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	Franklin U.S. Small Cap Multifactor Index ETF Fund S000057202 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	2,037	0.01%	+57	Jun 30, 2026	Franklin Templeton ETF Trust, not summed

44 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 1267565 CUSIP 19459J104 13F (30d) 30 filings 30 filers Visit website Investor relations