COLL · Collegium Pharmaceutical, Inc · Holdings

$23.71 +0.80 (+3.47%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$746.01M

32.56M

Volume · Oct 22 156.88K Avg daily vol (3M) 781.51K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of COLL: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 280

Total Value: $1,403,440,505

Total Shares: 38,875,513

Showing 1–100 of 283 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding COLL

All superinvestors →

Joel Greenblatt $2,767,164

Holder Concentration

Across 280 13F filers

Top Holder

13.9%

of institutional value

Top 5

32.5%

of institutional value

Top 10

50.4%

of institutional value

HHI

401

Broadly held

Who Holds COLL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 279 filers, like-for-like change +3.1%; actively managed books +1.9%; index-like books +5.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.9%	143	+3.1%	29	18
Exempt adviser	1.8%	5	-53.4%	2	2
Adviser	5.4%	5	+14.8%	0	0
Bank	7.8%	17	+11.0%	0	0
Insurer	4.7%	2	+25.0%	0	0
Broker-dealer	0.0%	1	-9.5%	0	0
Benefit plan	0.2%	5	+9.9%	0	1
Non-US	0.9%	7	-11.8%	0	2
Holding company	17.3%	9	+5.2%	0	0
Unknown	13.9%	85	+3.5%	10	7

Style	Share	Filers	Change	New	Exited
Index-like	30.5%	39	+5.9%	3	0
Systematic-like	6.4%	26	-32.1%	6	5
Concentrated	2.1%	23	+1512.2%	11	3
Diversified active	61.0%	191	+4.0%	21	22
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	50.4%	154	+7.8%	20	13
Medium turnover	28.1%	71	-1.3%	9	8
High turnover	9.5%	35	-13.0%	10	7
Unknown	12.0%	19	+10.4%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.5%	29	+9.8%	6	3
Medium horizon	15.9%	39	+3.0%	9	8
Long horizon	63.0%	194	+7.7%	21	12
Unknown	8.6%	17	-26.6%	5	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.8%	46	-10.7%	12	10
$1B to $10B	8.8%	80	0.0%	15	9
$10B to $100B	22.6%	87	-4.7%	10	11
$100B or more	66.8%	66	+6.9%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.1%	64	+26.6%	17	8
Pooled investment vehicles	14.2%	22	+8.5%	7	4
Registered funds and BDCs	26.8%	25	+3.2%	3	3
Pension and profit sharing plans	0.0%	1	+6.4%	0	0
Insurance companies	0.1%	3	+35.0%	1	0
Governments and sovereign funds	0.4%	4	-75.2%	1	2
Corporations	0.1%	1	+68.4%	0	0
Other investment advisers	0.0%	3	-1.5%	0	0
Other	0.1%	1	+0.9%	0	0
Diversified	4.1%	19	+5.8%	0	1
Unknown	52.1%	136	+3.1%	12	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.7%	31	-12.9%	7	7
Private equity funds	2.2%	9	+22.7%	2	0
Venture capital funds	3.5%	2	-4.4%	0	0
Real estate funds	0.1%	4	+203.1%	1	1
Securitized asset funds	2.0%	2	+1411.5%	1	0
Other private funds	5.6%	13	+1.6%	0	2
Mixed private funds	0.3%	3	+11.2%	0	0
Private funds, type not stated	3.6%	5	+2.4%	2	0
No private funds	16.5%	79	-4.3%	18	10
Unknown	50.3%	131	+7.7%	10	10

Location	Share	Filers	Change	New	Exited
United States	93.6%	232	+5.0%	31	24
Outside the US	6.4%	47	-18.6%	10	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

279 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

50.5%

of 13F shares, Herfindahl 0.040

Active holders

+1.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 7 13G (7 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.6 quarters

Under 1 year 17.1% 1 to 3 years 26.9% 3 years or more 56.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$34.16

estimated per share

Mar 31, 2026: $34.96

Quarter-end price

$36.20

implied by 13F values

Estimated gain or loss

+6.0%

price against the estimated cost

Estimated at a loss

36.6%

of costed 13F value

Estimated cost covers 34.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies COLL's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	INVA Innoviva, Inc.	3	0.202
2	CVSA Covista Inc.	4	0.169
3	AZZ Azz Inc	4	0.142
4	ANIP Ani Pharmaceuticals Inc	3	0.129
5	GEO Geo Group Inc	3	0.127
6	QLYS Qualys, Inc.	3	0.111
7	FTDR Frontdoor, Inc.	3	0.110
8	TRIP TripAdvisor, Inc.	3	0.110
9	GEN Gen Digital Inc.	4	0.108
10	XMTR Xometry, Inc.	3	0.102

Shareholder Targets

13F filers that own its peers but not COLL, quarter ended Jun 30, 2026

Found through its holder-overlap peers: INVA, CVSA, AZZ, ANIP, GEO, QLYS, FTDR, TRIP, GEN, XMTR, YOU, DAVE, AVT, COMP, ENVA, JAZZ, LGND, DVA, AMG, R. 1,713 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Berkshire Hathaway Inc Insurer, Concentrated	$6,425,268,897 1 held	2.15%	DVA
2	Boston Partners Registered adviser, Diversified active	$1,471,466,093 8 held	1.31%	GEN, FTDR, AMG
3	Capital World Investors Adviser, Diversified active	$906,576,337 4 held	0.110%	JAZZ, CVSA, AZZ
4	NORGES BANK Non-US, Index-like	$900,731,123 12 held	0.090%	R, GEN, JAZZ
5	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$640,512,221 1 held	0.380%	XMTR
6	Hood River Capital Management LLC Registered adviser, Diversified active	$603,359,074 2 held	4.39%	DAVE, XMTR
7	ARIEL INVESTMENTS, LLC Registered adviser, Diversified active	$559,168,429 2 held	5.58%	AMG, CVSA
8	Allianz Asset Management GmbH Unknown, Diversified active	$550,860,963 16 held	0.530%	AMG, JAZZ, AVT
9	EARNEST PARTNERS LLC Registered adviser, Diversified active	$514,497,328 2 held	1.86%	R, AVT
10	Capital International Investors Adviser, Diversified active	$500,008,401 3 held	0.100%	COMP, AZZ, XMTR

Fund Ownership of COLL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 29.67% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.95%	+0.66 pp	1,611,959	77
Index ETFs	24.72%	+2.18 pp	8,048,690	72
Active ETFs	2.45%	-1.16 pp	797,923	29
Active funds	25.33%	+3.46 pp	8,246,904	106
Unclassified	1.45%	+1.17 pp	471,348	14
All registered funds	58.90%	+6.31 pp	19,176,824	298

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 145 Exempt adviser 6 Adviser 5 Bank 17 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 7 Holding company 9 Unknown 83

Showing 100 of 283

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$196,971,507

14.03%

5,441,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	78,553	$2,843,618	1.4%	Sole
BlackRock Investment Management (Australia) Ltd	111	$4,018	0.0%	Sole
BlackRock Asset Management Canada Ltd	226	$8,181	0.0%	Sole
BlackRock Investment Management, LLC	107,506	$3,891,717	2.0%	Sole
BLACKROCK ADVISORS LLC	216,855	$7,850,151	4.0%	Sole
BlackRock Fund Advisors	3,706,097	$134,160,711	68.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,078,434	$39,039,310	19.8%	Sole
BlackRock Fund Managers Ltd.	5,438	$196,855	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	887	$32,109	0.0%	Sole
BlackRock (Netherlands) B.V.	12,546	$454,165	0.2%	Sole
BlackRock Asset Management Ireland Ltd	117,835	$4,265,627	2.2%	Sole
BlackRock (Luxembourg) S.A.	505	$18,281	0.0%	Sole
BlackRock Asset Management Schweiz AG	5,382	$194,828	0.1%	Sole
Aperio Group, LLC	110,799	$4,010,923	2.0%	Sole
SpiderRock Advisors, LLC	28	$1,013	0.0%	Sole

Jupiter Topco LLC

$77,724,006

5.54%

2,147,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	1,970,127	$71,318,597	91.8%	Defined
JANUS HENDERSON INVESTORS US LLC	176,945	$6,405,409	8.2%	Defined

Invesco Ltd.

$68,146,461

4.86%

1,882,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,037,085	$37,542,475	55.1%	Defined
Invesco Trust Co joint	12,828	$464,373	0.7%	Defined
Invesco Capital Management LLC	832,586	$30,139,613	44.2%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$59,106,672

4.21%

1,632,781

PRINCIPAL FINANCIAL GROUP INC

$59,091,431

4.21%

1,632,360

STATE STREET CORP

$55,345,492

3.94%

1,528,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,528,881	$55,345,492	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$50,881,525

3.63%

1,405,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	4,166	$150,809	0.3%	Defined
Held directly	1,401,401	$50,730,716	99.7%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$50,001,648

3.56%

1,381,261

RENAISSANCE TECHNOLOGIES LLC

$49,469,073

3.52%

1,366,549

EVENTIDE ASSET MANAGEMENT, LLC

$49,276,453

3.51%

1,361,228

Rubric Capital Management LP

$46,321,918

3.30%

1,279,611

GEODE CAPITAL MANAGEMENT, LLC

$32,250,072

2.30%

890,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	121,747	$4,407,241	13.7%	Defined
Held directly	769,139	$27,842,831	86.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$30,331,146

2.16%

837,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,752	$244,422	0.8%	Defined
DFA Australia Ltd.	10,937	$395,919	1.3%	Defined
Dimensional Fund Advisors Pte. Ltd.	436	$15,783	0.1%	Defined
Dimensional Ireland Ltd	31,552	$1,142,182	3.8%	Defined
Held directly	788,200	$28,532,840	94.1%	Sole

VICTORY CAPITAL MANAGEMENT INC

$27,521,122

1.96%

760,252

GOLDENTREE ASSET MANAGEMENT LP

$26,964,981

1.92%

744,889

VANGUARD PORTFOLIO MANAGEMENT LLC

$26,790,932

1.91%

740,081

MILLENNIUM MANAGEMENT LLC

$26,676,685

1.90%

736,925

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$22,513,504

1.60%

621,920

GOLDMAN SACHS GROUP INC

$20,160,756

1.44%

556,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	431,883	$15,634,164	77.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	125,044	$4,526,592	22.5%	Defined

MORGAN STANLEY

$19,358,165

1.38%

534,756

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	22	$796	0.0%	Defined
MORGAN STANLEY & CO. LLC	11,365	$411,413	2.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	230,743	$8,352,896	43.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	33,649	$1,218,093	6.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	258,977	$9,374,967	48.4%	Defined

AMERICAN CENTURY COMPANIES INC

$17,796,897

1.27%

491,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	491,627	$17,796,897	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$17,614,956

1.26%

486,601

Qube Research & Technologies Ltd

$15,618,381

1.11%

431,447

NORTHERN TRUST CORP

$14,182,542

1.01%

391,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	349,608	$12,655,809	89.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	26,212	$948,873	6.7%	Defined
MASON STREET ADVISORS, LLC joint	10,933	$395,774	2.8%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,030	$182,086	1.3%	Other

LOOMIS SAYLES & CO L P

$13,212,963

0.94%

364,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	47,576	$1,722,251	13.0%	Defined
Held directly	317,423	$11,490,712	87.0%	Defined

LSV ASSET MANAGEMENT

$12,470,900

0.89%

344,500

D. E. Shaw & Co., Inc.

$12,249,464

0.87%

338,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	327,880	$11,869,256	96.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	10,503	$380,208	3.1%	Defined

ROYCE & ASSOCIATES LP

$12,020,753

0.86%

332,065

Pacer Advisors, Inc.

$10,037,608

0.72%

277,282

BANK OF AMERICA CORP /DE/

$9,882,418

0.70%

272,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	195,046	$7,060,665	71.4%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	77,949	$2,821,753	28.6%	Defined

MARSHALL WACE, LLP

$9,171,377

0.65%

253,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	253,353	$9,171,377	100.0%	Other

Bank of New York Mellon Corp

$8,505,549

0.61%

234,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,770	$64,074	0.8%	Defined
Mellon Investments Corporation	131,307	$4,753,313	55.9%	Defined
BNY Mellon Investment Adviser, Inc.	26,287	$951,589	11.2%	Defined
The Bank of New York Mellon	62,271	$2,254,210	26.5%	Defined
BNY Mellon, NA joint	12,367	$447,684	5.3%	Defined
Newton Investment Management North America, LLC	957	$34,643	0.4%	Defined
Held directly	1	$36	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$8,351,267

0.60%

230,698

UBS Group AG

$7,459,733

0.53%

206,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	64,280	$2,326,936	31.2%	Defined
UBS AG	136,961	$4,957,988	66.5%	Defined
UBS Switzerland AG	4,829	$174,809	2.3%	Defined

PRUDENTIAL FINANCIAL INC

$7,252,887

0.52%

200,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	184,456	$6,677,307	92.1%	Defined
Prudential Trust Co	15,900	$575,580	7.9%	Defined

Hillsdale Investment Management Inc.

$6,935,920

0.49%

191,600

THIRD AVENUE MANAGEMENT LLC

$6,611,749

0.47%

182,645

FIRST TRUST ADVISORS LP

$6,309,442

0.45%

174,294

FRANKLIN RESOURCES INC

$5,764,486

0.41%

159,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	132,043	$4,779,956	82.9%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	42	$1,520	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	2,338	$84,635	1.5%	Defined
FRANKLIN ADVISERS INC	22,780	$824,636	14.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	2,037	$73,739	1.3%	Defined

Public Sector Pension Investment Board

$5,620,810

0.40%

155,271

AQR CAPITAL MANAGEMENT LLC

$5,422,831

0.39%

149,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	7	$253	0.0%	Other
Compound Planning, Inc.	8	$289	0.0%	Other
Arax Advisory Partners	155	$5,611	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	595	$21,539	0.4%	Other
Stokes Family Office, LLC	422	$15,276	0.3%	Other
Held directly	148,615	$5,379,863	99.2%	Defined

PEREGRINE CAPITAL MANAGEMENT LLC

$4,684,859

0.33%

129,416

SEI INVESTMENTS CO

$4,229,173

0.30%

116,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	11,807	$427,413	10.1%	Sole
SEI TRUST CO	105,021	$3,801,760	89.9%	Sole

Uniplan Investment Counsel, Inc.

$4,212,304

0.30%

116,362

Point72 Asset Management, L.P.

$4,127,017

0.29%

114,006

Ballast Asset Management, LP

$4,058,418

0.29%

112,111

Nuveen, LLC

$3,907,680

0.28%

107,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	4,108	$148,709	3.8%	Defined
TEACHERS ADVISORS, LLC joint	103,839	$3,758,971	96.2%	Defined

BARCLAYS PLC

$3,897,653

0.28%

107,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	105,846	$3,831,625	98.3%	Defined
BARCLAYS CAPITAL INC.	1,824	$66,028	1.7%	Defined

TWO SIGMA INVESTMENTS, LP

$3,862,684

0.28%

106,704

WELLS FARGO & COMPANY/MN

$3,753,178

0.27%

103,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	100,042	$3,621,520	96.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,140	$77,468	2.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,484	$53,720	1.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	13	$470	0.0%	Defined

Quantinno Capital Management LP

$3,569,030

0.25%

98,592

BESSEMER GROUP INC

$3,544,670

0.25%

98,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	97,866	$3,542,749	99.9%	Defined
Bessemer Trust CO of Delaware, N.A.	53	$1,918	0.1%	Other
BESSEMER TRUST Co OF FLORIDA	95	$3	0.0%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$3,418,004

0.24%

94,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	94,420	$3,418,004	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$3,339,124

0.24%

92,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	29,255	$1,059,031	31.7%	Defined
Wellington Trust Company, NA joint	58,915	$2,132,723	63.9%	Defined
Wellington Management Australia Pty Ltd	4,071	$147,370	4.4%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$3,237,836

0.23%

89,443

FMR LLC

$3,159,861

0.23%

87,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	86,298	$3,123,987	98.9%	Defined
STRATEGIC ADVISERS LLC	991	$35,874	1.1%	Defined

RHUMBLINE ADVISERS

$3,087,099

0.22%

85,279

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$3,035,514

0.22%

83,854

ENVESTNET ASSET MANAGEMENT INC

$2,900,054

0.21%

80,112

Gotham Asset Management, LLC

$2,767,164

0.20%

76,441

Legal & General Group Plc

$2,735,850

0.19%

75,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	49,733	$1,800,334	65.8%	Defined
Legal & General Investment Management Ltd joint	25,843	$935,516	34.2%	Defined

Smith Group Asset Management, LLC

$2,675,035

0.19%

73,896

CREDIT AGRICOLE S A

$2,658,672

0.19%

73,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	73,444	$2,658,672	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$2,626,491

0.19%

72,555

Woodline Partners LP

$2,611,431

0.19%

72,139

Corient Private Wealth LLC

$2,601,694

0.19%

71,870

JPMORGAN CHASE & CO

$2,572,478

0.18%

71,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	13,653	$494,238	19.2%	Defined
J.P. Morgan Investment Management Inc.	36,329	$1,315,109	51.1%	Defined
J.P. Morgan Securities LLC	93	$3,366	0.1%	Defined
J.P. Morgan Securities plc	3,265	$118,193	4.6%	Defined
JPMorgan Asset Management (UK) Ltd	17,723	$641,572	24.9%	Defined

CITADEL ADVISORS LLC

$2,483,030

0.18%

68,592

AMERIPRISE FINANCIAL INC

$2,393,398

0.17%

66,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	64,438	$2,332,655	97.5%	Defined
Ameriprise Financial Services, LLC	1,678	$60,743	2.5%	Defined

Swiss National Bank

$2,353,000

0.17%

65,000

EXCHANGE TRADED CONCEPTS, LLC

$2,109,265

0.15%

58,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Madison Avenue Financial Solutions, LLC	58,267	$2,109,265	100.0%	Other

Empowered Funds, LLC

$2,045,444

0.15%

56,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sepio Capital LP	56,504	$2,045,444	100.0%	Other

MARTINGALE ASSET MANAGEMENT L P

$1,996,611

0.14%

55,155

GLOBEFLEX CAPITAL L P

$1,915,378

0.14%

52,911

ZACKS INVESTMENT MANAGEMENT

$1,906,726

0.14%

52,672

NewEdge Wealth, LLC

$1,773,401

0.13%

48,989

PRICE T ROWE ASSOCIATES INC /MD/

$1,739,265

0.12%

48,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	48,046	$1,739,265	100.0%	Defined

Integrated Quantitative Investments LLC

$1,738,939

0.12%

48,037

Squarepoint Ops LLC

$1,733,871

0.12%

47,897

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	47,897	$1,733,871	100.0%	Defined

Freestone Grove Partners LP

$1,610,646

0.11%

44,493

EASTERLY INVESTMENT PARTNERS LLC

$1,601,162

0.11%

44,231

XTX Topco Ltd

$1,599,569

0.11%

44,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	44,187	$1,599,569	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,593,196

0.11%

44,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,673	$60,562	3.8%	Defined
UBS Asset Management Switzerland AG	36,789	$1,331,761	83.6%	Defined
Held directly	5,549	$200,873	12.6%	Defined

CITIGROUP INC

$1,581,107

0.11%

43,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	43,677	$1,581,107	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,550,409

0.11%

42,829

Jump Financial, LLC

$1,548,382

0.11%

42,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	42,773	$1,548,382	100.0%	Defined

Jackson Creek Investment Advisors LLC

$1,544,400

0.11%

42,663

RAYMOND JAMES FINANCIAL INC

$1,541,468

0.11%

42,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	20,442	$740,000	48.0%	Defined
Raymond James Financial Services Advisors, Inc.	15	$543	0.0%	Defined
ClariVest Asset Management LLC joint	22,125	$800,925	52.0%	Defined

Creative Planning

$1,496,543

0.11%

41,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	2,389	$86,481	5.8%	Defined
Held directly	38,952	$1,410,062	94.2%	Sole

Artemis Investment Management LLP

$1,496,262

0.11%

68,573

Cresset Asset Management, LLC

$1,440,434

0.10%

39,791

HSBC HOLDINGS PLC

$1,433,845

0.10%

39,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	39,609	$1,433,845	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$1,422,479

0.10%

39,295

ROYAL BANK OF CANADA

$1,393,698

0.10%

38,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	976	$35,331	2.5%	Defined
RBC Capital Markets, LLC	36,548	$1,323,037	94.9%	Defined
RBC Rochdale, LLC	339	$12,271	0.9%	Defined
Held directly	637	$23,059	1.7%	Sole

INTECH INVESTMENT MANAGEMENT LLC

$1,378,930

0.10%

38,092

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,353,880

0.10%

37,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	37,400	$1,353,880	100.0%	Other

Y-Intercept (Hong Kong) Ltd

$1,323,230

0.09%

60,643

DEUTSCHE BANK AG\

$1,270,148

0.09%

35,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	628	$22,733	1.8%	Defined
DWS Investments UK Ltd	34,459	$1,247,415	98.2%	Defined

ALLIANCEBERNSTEIN L.P.

$1,267,362

0.09%

35,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	35,010	$1,267,362	100.0%	Defined

Kendall Capital Management

$1,257,226

0.09%

34,730

Showing the top 100 of 283 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1267565 CUSIP 19459J104 13F (30d) 22 filings 22 filers Visit website Investor relations