ECF · Ellsworth Growth & Income Fund Ltd · Shareholders & Ownership
Market Cap
$156.66M
Shares
13.66M
Volume · Oct 26
27.22K
Avg daily vol (3M)
32.94K
Every disclosed holder of ECF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ECF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,443,458 | — |
| Insiders (Forms 3, 4, 5) | 159,292 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 479,835 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ECF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,789,855 | ||
| 1.1 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,604,273 | ||
| 2 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
936,651 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
931,846 | ||
| 3.1 |
WELLS FARGO & COMPANY/MN
13G
CIK 72971 · Bank · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
931,846 | ||
| 4 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
402,884 | ||
| 5 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
239,144 | ||
| 6 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,134 | ||
| 7 |
Pathstone Holdings, LLC
13F
CIK 2011612 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
209,392 | ||
| 8 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
193,775 | ||
| 8.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
2,296 | ||
| 8.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
820 | ||
| 9 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
191,598 | ||
| 10 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
183,535 | ||
| 11 |
|
145,000 | ||
| 12 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
142,802 | ||
| 13 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
133,444 | ||
| 14 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
104,102 | ||
| 15 |
VIMA LLC
13F
CIK 2012155 · Unknown · Sep 30, 2026
|
87,839 | ||
| 16 |
CAPSTONE INVESTMENT ADVISORS, LLC
13F
CIK 1426196 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
81,490 | ||
| 17 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
81,328 | ||
| 18 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
76,777 | ||
| 19 |
UHLMANN PRICE SECURITIES, LLC
13F
CIK 1035344 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73,888 | ||
| 20 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,203 | ||
| 21 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,655 | ||
| 22 |
Institute for Wealth Management, LLC.
13F
CIK 1533954 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,289 | ||
| 23 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,984 | ||
| 24 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
41,527 | ||
| 25 |
Waverly Advisors, LLC
13F
CIK 1568787 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,919 | ||
| 26 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,592 | ||
| 27 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,332 | ||
| 28 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,006 | ||
| 29 |
Aviance Capital Partners, LLC
13F
CIK 1542383 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,905 | ||
| 30 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
27,854 | ||
| 31 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,029 | ||
| 32 |
K2 PRINCIPAL FUND, L.P.
13F
CIK 1461790 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,619 | ||
| 33 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,546 | ||
| 34 |
|
20,184 | ||
| 35 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,831 | ||
| 36 |
Ruggaard & Associates LLC
13F
CIK 1971230 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,772 | ||
| 37 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
18,581 | ||
| 38 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,242 | ||
| 39 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,438 | ||
| 40 |
CEERA INVESTMENTS, LLC
13F
CIK 1860698 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,719 | ||
| 41 |
Beckerman Institutional, LLC
13F
CIK 2043468 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,794 | ||
| 42 |
|
12,292 | ||
| 43 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,650 | ||
| 44 |
Old Port Advisors
13F
CIK 1744348 · Registered investment adviser · Sep 30, 2026
|
11,151 | ||
| 45 |
MERIDIAN INVESTMENT COUNSEL INC.
13F
CIK 1427351 · Registered investment adviser · Sep 30, 2026
|
11,100 | ||
| 46 |
Saba Capital Income & Opportunities Fund II
Fund
· Registered fund · Jul 31, 2026
Saba Capital Income & Opportunities Fund II, not summed
|
5,024 | ||
| 46.1 |
High Income Securities Fund
Fund
· Registered fund · May 31, 2026
High Income, not summed
|
119,444 | ||
| 46.2 |
Special Opportunities Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Special Opportunities Fund, Inc., not summed
|
87,424 | ||
| 46.3 |
Saba Capital Income & Opportunities Fund
Fund
· Registered fund · Jul 31, 2026
Saba Capital Income & Opportunities Fund, not summed
|
81,292 | ||
| 47 |
IFG Advisory, LLC
13F
CIK 1728319 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,053 | ||
| 48 |
GILPIN WEALTH MANAGEMENT, LLC
13F
CIK 2058144 · Registered investment adviser · Sep 30, 2026
|
4,000 | ||
| 49 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,116 | ||
| 50 |
|
2,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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