ECX · ECARX Holdings Inc. · Holdings

$0.82 +0.02 (+2.47%) At close · Oct 27 Q2 2026 earnings call transcript

Market Cap

$321.47M

392.99M

Volume · Oct 27 486.06K Avg daily vol (3M) 906.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ECX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 68

Total Value: $22,514,789

Total Shares: 29,029,958

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 69 13F filers

Top Holder

29.1%

of institutional value

Top 5

75.1%

of institutional value

Top 10

89.3%

of institutional value

HHI

1,448

Broadly held

Who Holds ECX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 68 filers, like-for-like change +2.8%; actively managed books -1.0%; index-like books +28.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	25.4%	25	+2.3%	2	3
Exempt adviser	2.9%	4	-22.1%	0	0
Adviser	1.9%	4	+1.7%	1	0
Bank	31.3%	8	-4.7%	1	0
Benefit plan	0.0%	1	0.0%	0	0
Non-US	0.3%	2	0.0%	0	0
Holding company	0.6%	4	-27.5%	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	37.6%	20	+14.3%	5	4

Style	Share	Filers	Change	New	Exited
Index-like	16.2%	10	+28.1%	1	0
Systematic-like	9.6%	9	-10.5%	0	3
Concentrated	2.8%	9	+36.3%	2	1
Diversified active	71.4%	40	-0.6%	6	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	17.6%	22	+27.1%	4	0
Medium turnover	64.8%	22	+3.5%	3	2
High turnover	16.4%	22	-16.7%	2	5
Unknown	1.3%	2	+5.4%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.7%	9	-19.6%	0	3
Medium horizon	5.8%	11	+17.5%	2	0
Long horizon	74.9%	35	+4.8%	6	3
Unknown	15.6%	13	-4.2%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.9%	8	-5.6%	0	2
$1B to $10B	11.3%	23	+0.7%	2	2
$10B to $100B	43.3%	17	+3.0%	6	1
$100B or more	43.5%	20	+3.6%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.2%	4	+26.4%	1	0
Pooled investment vehicles	24.0%	17	+2.6%	0	3
Registered funds and BDCs	1.1%	3	-14.3%	0	0
Other investment advisers	0.1%	1	new	1	0
Diversified	0.0%	0	—	0	0
Corporations	0.0%	0	—	0	0
Unknown	74.6%	43	+2.9%	7	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	26.7%	19	-0.8%	0	3
Other private funds	0.1%	2	+40.9%	1	0
Private funds, type not stated	0.2%	2	+1.7%	0	0
No private funds	1.3%	6	-5.2%	1	0
Private equity funds	0.0%	0	—	0	0
Unknown	71.7%	39	+4.3%	7	4

Location	Share	Filers	Change	New	Exited
United States	49.8%	48	-10.1%	7	6
Outside the US	50.2%	20	+19.8%	2	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

39 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

90.7%

of 13F shares, Herfindahl 0.144

Active holders

-3.0%

like-for-like share change of active filers

5% stakes on record

1 13D, 1 13G (0 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 7.9 quarters

Under 1 year 9.43% 1 to 3 years 59.7% 3 years or more 30.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.06

estimated per share

Mar 31, 2026: $3.21

Quarter-end price

$1.25

implied by 13F values

Estimated gain or loss

-59.2%

price against the estimated cost

Estimated at a loss

75.0%

of costed 13F value

Estimated cost covers 95.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ECX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	COCH Envoy Medical, Inc.	3	0.480

Shareholder Targets

13F filers that own its peers but not ECX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: COCH. 34 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Nantahala Capital Management, LLC Registered adviser, Diversified active	$5,958,968 1 held	0.360%	COCH
2	Bleichroeder LP Registered adviser, Concentrated	$4,950,000 1 held	0.880%	COCH
3	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$697,129 1 held	0.000%	COCH
4	DSG Capital Advisors, LLC Unknown, Diversified active	$495,000 1 held	0.070%	COCH
5	Focus Partners Wealth Registered adviser, Diversified active	$336,846 1 held	0.000%	COCH
6	VANGUARD FIDUCIARY TRUST CO Unknown, Index-like	$234,969 1 held	0.000%	COCH
7	Arcus Capital Partners, LLC Unknown, Concentrated	$148,558 1 held	0.060%	COCH
8	ExodusPoint Capital Management, LP Registered adviser, Diversified active	$144,424 1 held	0.000%	COCH
9	CIBC Bancorp USA Inc. Unknown, Diversified active	$61,687 1 held	0.000%	COCH
10	LPL Financial LLC Broker-dealer, Diversified active	$38,334 1 held	0.000%	COCH

Fund Ownership of ECX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.08% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.08%	-0.01 pp	297,416	2
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.08%	-0.01 pp	297,416	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 25 Exempt adviser 4 Adviser 4 Bank 9 Benefit plan 1 Non-US 2 Holding company 4 Unknown 19

Showing 71 of 71

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,562,990

29.15%

5,087,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	17,754	$22,902	0.3%	Other
Held directly	5,069,836	$6,540,088	99.7%	Other

Legal & General Group Plc

$3,003,715

13.34%

2,328,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	2,328,462	$3,003,715	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$2,831,744

12.58%

2,195,151

RENAISSANCE TECHNOLOGIES LLC

$2,733,663

12.14%

2,119,119

Mitsubishi UFJ Asset Management Co., Ltd.

$1,802,015

8.00%

1,396,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	1,396,911	$1,802,015	100.0%	Defined

UBS Group AG

$926,337

4.11%

718,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	717,546	$925,634	99.9%	Defined
UBS Securities LLC	545	$703	0.1%	Defined

BARCLAYS PLC

$894,360

3.97%

693,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	363,303	$468,660	52.4%	Defined
Barclays Bank (Suisse) SA	330,000	$425,700	47.6%	Defined

MARSHALL WACE, LLP

$686,719

3.05%

532,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	503,482	$649,490	94.6%	Other
MARSHALL WACE ASIA Ltd	28,860	$37,229	5.4%	Other

STATE STREET CORP

$346,492

1.54%

268,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC.	268,599	$346,492	100.0%	Defined

Concentric Capital Strategies, LP

$336,648

1.50%

260,968

Invesco Ltd.

$271,591

1.21%

210,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	210,536	$271,591	100.0%	Defined

TORONTO DOMINION BANK ECXWW

$267,129

1.19%

6,678,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	6,678,222	$267,129	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$183,862

0.82%

142,529

Susquehanna Portfolio Strategies, LLC

$174,482

0.77%

135,258

Centiva Capital, LP

$172,558

0.77%

133,766

Themes Management Co LLC

$155,348

0.69%

120,425

BlackRock, Inc.

$153,050

0.68%

118,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	104,977	$135,420	88.5%	Sole
BlackRock Institutional Trust Company, N.A.	13,667	$17,630	11.5%	Sole

Oasis Management Co Ltd. ECXWW

$129,000

0.57%

100,000

Marex Group plc

$102,039

0.45%

79,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	79,100	$102,039	100.0%	Defined

HSBC HOLDINGS PLC

$81,776

0.36%

63,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	63,393	$81,776	100.0%	Defined

NORTHERN TRUST CORP

$72,726

0.32%

56,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST GLOBAL INVESTMENTS LTD	56,377	$72,726	100.0%	Defined

JPMORGAN CHASE & CO ECXWW

$60,520

0.27%

1,513,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,513,005	$60,520	100.0%	Defined

Green Alpha Advisors, LLC

$57,023

0.25%

54,308

BOOTHBAY FUND MANAGEMENT, LLC ECXWW

$51,372

0.23%

39,823

XTX Topco Ltd

$50,641

0.22%

39,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	39,257	$50,641	100.0%	Defined

Jump Financial, LLC

$36,190

0.16%

28,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	28,055	$36,190	100.0%	Defined

ARISTEIA CAPITAL, L.L.C. ECXWW

$34,331

0.15%

764,608

Vanguard Personalized Indexing Management, LLC

$34,108

0.15%

26,441

GOLDMAN SACHS GROUP INC

$32,667

0.15%

25,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	25,324	$32,667	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$26,780

0.12%

20,760

MILLENNIUM MANAGEMENT LLC

$26,727

0.12%

20,719

Tower Research Capital LLC (TRC)

$25,298

0.11%

19,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	19,611	$25,298	100.0%	Defined

Altshuler Shaham Ltd

$24,000

0.11%

599,992

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Altshuler Shaham Provident & Pension Funds Ltd.	599,992	$24,000	100.0%	Defined

BANK OF AMERICA CORP /DE/

$19,809

0.09%

15,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,356	$19,809	100.0%	Defined

StoneX Group Inc.

$14,580

0.06%

11,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	11,303	$14,580	100.0%	Defined

AXQ CAPITAL, LP

$14,497

0.06%

11,238

HighTower Advisors, LLC

$13,191

0.06%

10,226

ROYAL BANK OF CANADA

$12,150

0.05%

9,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	9,419	$12,150	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC ECXWW

$9,618

0.04%

240,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	240,448	$9,618	100.0%	Defined

Clear Street Group Inc. ECXWW

$9,007

0.04%

225,184

METEORA CAPITAL, LLC ECXWW

$7,728

0.03%

193,688

MORGAN STANLEY

$7,631

0.03%

5,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	5,916	$7,631	100.0%	Defined

MILLENNIUM MANAGEMENT LLC ECXWW

$6,410

0.03%

160,255

MOORE CAPITAL MANAGEMENT, LP ECXWW

$6,000

0.03%

150,000

683 Capital Management, LLC ECXWW

$5,000

0.02%

125,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	125,000	$5,000	100.0%	Defined

Qube Research & Technologies Ltd ECXWW

$4,755

0.02%

118,887

JANE STREET GROUP, LLC ECXWW

$4,235

0.02%

94,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	94,326	$4,235	100.0%	Defined

Davidson Kempner Capital Management LP ECXWW

$4,000

0.02%

100,000

Allworth Financial LP

$3,839

0.02%

2,976

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND ECXWW

$3,000

0.01%

75,000

TENOR CAPITAL MANAGEMENT Co., L.P. ECXWW

$3,000

0.01%

75,000

UBS Group AG ECXWW

$2,588

0.01%

64,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	200	$7	0.3%	Defined
UBS Securities LLC	64,502	$2,580	99.7%	Defined

Sculptor Capital LP ECXWW

$2,245

0.01%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	50,000	$2,245	100.0%	Sole

US BANCORP \DE\ ECXWW

$2,000

0.01%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	50,000	$2,000	100.0%	Defined

LMR Partners LLP ECXWW

$2,000

0.01%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	50,000	$2,000	100.0%	Sole

Lombard Odier Asset Management (Europe) Ltd ECXWW

$2,000

0.01%

50,000

Saba Capital Management, L.P. ECXWW

$1,947

0.01%

43,358

TWO SIGMA SECURITIES, LLC ECXWW

$1,450

0.01%

36,340

NOMURA HOLDINGS INC ECXWW

$867

0.00%

21,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	21,687	$867	100.0%	Defined

D. E. Shaw & Co., Inc. ECXWW

$814

0.00%

20,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	20,340	$814	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP ECXWW

$601

0.00%

15,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,020	$601	100.0%	Other

OMERS ADMINISTRATION Corp ECXWW

$561

0.00%

12,500

HARBOUR INVESTMENTS, INC.

$481

0.00%

373

SBI Securities Co., Ltd.

$406

0.00%

387

Bell Investment Advisors, Inc

$358

0.00%

278

Athos Capital Ltd ECXWW

$119

0.00%

92,368

Q Global Advisors, LLC ECXWW

0.00%

19,614

Verition Fund Management LLC ECXWW

—

122,250

Context Capital Management, LLC ECXWW

—

117,430

Calamos Advisors LLC ECXWW

—

25,000

DRW Securities, LLC ECXWW

—

23,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Europe B.V.	23,400	$0	—	Other

Key facts CIK 1861974 CUSIP G29201103 13F (30d) 2 filings 2 filers Visit website Investor relations