EMMA · Emmaus Life Sciences, Inc. · Holdings
Substantial doubt about the company's ability to continue as a going concern.
“Because the Company's existing cash balance and anticipated cash flows cannot satisfy its current debt and ongoing obligations, combined with the uncommitted nature of the Company's financing plans, there is substantial doubt about the Company’s ability to continue as a going concern for 12 months from the date that these condensed consolidated financial statements are issued.”View the 10-Q filed Aug 14, 2026
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holder Concentration
Across 1 13F filersWho Holds EMMA
Last 1 quarters through Sep 30, 2020Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Sep 30, 2020: 1 filers, like-for-like change —.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Unknown | 100.0% | 1 | new |
| Style | Share | Filers | Change |
|---|---|---|---|
| Diversified active | 100.0% | 1 | new |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 100.0% | 1 | new |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 100.0% | 1 | new |
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small Diametric Capital, LP | $55,322 | 100.00% | 57,034 | Shares | 2020-11-13 |