ERC · Allspring Multi-Sector Income Fund · Shareholders & Ownership

$8.44 +0.01 (+0.12%)

Market Cap

$236.49M

28.05M

Volume · Oct 28 60.06K Avg daily vol (3M) 70.88K

Every disclosed holder of ERC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns ERC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	69	10,163,206	—	Yes
Insiders (Forms 3, 4, 5)	1	400	—	Yes
13D/G-only blocks	1	2,529,661	—	Yes
Registered funds (N-PORT, not summed)	5	609,799	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of ERC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	SIT INVESTMENT ASSOCIATES INC 13F CIK 769317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,197,573	—	+327,567	Jun 30, 2026	carried, not yet filed for the newest quarter
2	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Dec 31, 2024 Rule 13d-1(b), qualified institution	2,529,661	—	—	Dec 31, 2024	Rule 13d-1(b), qualified institution
3	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	967,413	—	+126,726	Jun 30, 2026	carried, not yet filed for the newest quarter
4	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	853,337	—	-24,360	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	545,530	—	+1,651	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	Invesco CEF Income Composite ETF Fund S000027370 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	335,687	—	+7,843	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
6	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	520,997	—	-136,368	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	318	—	—	Jun 30, 2026	Rydex Variable Trust, not summed
6.2	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	112	—	—	Jun 30, 2026	Rydex Series Funds, not summed
7	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	504,033	—	-73,754	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	480,826	—	+243,067	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	397,685	—	+42,701	Sep 30, 2026
10	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	311,920	—	-213,708	Jun 30, 2026	carried, not yet filed for the newest quarter
11	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	256,127	—	+8,722	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Rareview Capital LLC 13F CIK 2044533 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	201,234	—	+17,767	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Rareview Dynamic Fixed Income ETF Fund S000069798 · Registered fund · Jun 30, 2026 Collaborative Investment Series Trust, not summed	201,234	—	+17,767	Jun 30, 2026	Collaborative Investment Series Trust, not summed
14	Byrne Asset Management LLC 13F CIK 1911322 · Unknown · Sep 30, 2026	164,170	—	+5,200	Sep 30, 2026
15	Sowell Financial Services LLC 13F CIK 1633697 · Registered investment adviser · Sep 30, 2026	146,067	—	-1,715	Sep 30, 2026
16	COHEN & STEERS, INC. 13F CIK 1284812 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	143,767	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
17	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	129,364	—	-1,357	Jun 30, 2026	carried, not yet filed for the newest quarter
18	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	107,017	—	+40,822	Jun 30, 2026	carried, not yet filed for the newest quarter
19	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	84,723	—	-1,853	Jun 30, 2026	carried, not yet filed for the newest quarter
20	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	77,000	—	0	Sep 30, 2026
21	Calamos Advisors LLC 13F CIK 1316507 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	70,873	—	+4,725	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	Calamos CEF Income & Arbitrage ETF Fund S000083148 · Registered fund · Jul 31, 2026 Calamos ETF Trust, not summed	72,448	—	+4,725	Jul 31, 2026	Calamos ETF Trust, not summed
22	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	68,820	—	-1,512	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Capital Investment Advisors, LLC 13F CIK 1582732 · Registered investment adviser · Sep 30, 2026	66,128	—	+2,797	Sep 30, 2026
24	BENJAMIN EDWARDS INC 13F CIK 1451623 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	61,510	—	-4,741	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Morey & Quinn Wealth Partners, LLC 13F CIK 2055521 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	61,031	—	-2,400	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Equitable Holdings, Inc. 13F CIK 1333986 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	59,845	—	+32	Jun 30, 2026	carried, not yet filed for the newest quarter
27	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	59,193	—	-1,917	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	55,102	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
29	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	49,183	—	-2,826	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Closed-End Fund Advisors, Inc. 13F CIK 2103520 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	39,564	—	+2,882	Jun 30, 2026	carried, not yet filed for the newest quarter
31	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	39,294	—	+3,624	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	38,591	—	+95	Jun 30, 2026	carried, not yet filed for the newest quarter
33	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	36,582	—	+3,621	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Uncommon Cents Investing LLC 13F CIK 1729754 · Registered investment adviser · Sep 30, 2026	36,325	—	0	Sep 30, 2026
35	Concurrent Investment Advisors, LLC 13F CIK 2001015 · Registered investment adviser · Sep 30, 2026	29,153	—	-100	Sep 30, 2026
36	AlphaCore Capital LLC 13F CIK 1713662 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	28,000	—	-2,000	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	26,375	—	+4,239	Jun 30, 2026	carried, not yet filed for the newest quarter
38	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	25,773	—	+25,773	Jun 30, 2026	carried, not yet filed for the newest quarter
39	NewEdge Advisors, LLC 13F CIK 1633516 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,500	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Apollon Wealth Management, LLC 13F CIK 1764387 · Registered investment adviser · Sep 30, 2026	18,648	—	0	Sep 30, 2026
41	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 13F CIK 1632972 · Unknown · Sep 30, 2026	18,464	—	-3,080	Sep 30, 2026
42	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	18,020	—	-550	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Pathstone Holdings, LLC 13F CIK 2011612 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	17,769	—	+17,769	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Encompass More Asset Management 13F CIK 2011218 · Registered investment adviser · Sep 30, 2026	13,429	—	-534	Sep 30, 2026
45	Dynamic Advisor Solutions LLC 13F CIK 1599747 · Unknown · Sep 30, 2026	13,045	—	+229	Sep 30, 2026
46	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	12,568	—	+12,568	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Integris Wealth Management, LLC 13F CIK 1750852 · Registered investment adviser · Sep 30, 2026	12,500	—	0	Sep 30, 2026
48	World Investment Advisors 13F CIK 1652594 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,169	—	-5,358	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Allworth Financial LP 13F CIK 1555170 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	11,073	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	READYSTATE ASSET MANAGEMENT LP 13F CIK 1900923 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,641	—	+10,641	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 72 holders

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Key facts CIK 1227073 CUSIP 94987D101 13F (30d) 19 filings 19 filers