ERC · Allspring Multi-Sector Income Fund · Holdings

$8.42 -0.01 (-0.12%)

Market Cap

$236.49M

28.05M

Volume · Oct 28 38.44K Avg daily vol (3M) 70.88K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ERC: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 69

Total Value: $92,915,704

Total Shares: 10,163,206

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 70 13F filers

Top Holder

31.5%

of institutional value

Top 5

60.0%

of institutional value

Top 10

78.8%

of institutional value

HHI

1,304

Broadly held

Who Holds ERC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 70 filers, like-for-like change +2.8%; actively managed books +3.8%; index-like books -12.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.2%	35	+6.1%	4	7
Adviser	9.9%	4	+1.0%	0	0
Bank	10.7%	6	+12.7%	0	0
Broker-dealer	0.8%	1	-2.1%	0	0
Holding company	6.6%	3	-4.7%	0	1
Non-US	0.0%	0	—	0	0
Unknown	21.8%	21	-4.9%	3	0

Style	Share	Filers	Change	New	Exited
Index-like	5.0%	1	-12.8%	0	1
Systematic-like	0.0%	1	0.0%	0	0
Concentrated	4.8%	11	+13.3%	1	1
Diversified active	90.2%	57	+3.3%	6	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	90.0%	56	+5.2%	3	7
Medium turnover	5.9%	8	-22.8%	3	0
High turnover	3.8%	4	-0.6%	1	0
Unknown	0.4%	2	+7.0%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.5%	2	+35.8%	1	1
Medium horizon	13.5%	11	+0.6%	1	1
Long horizon	82.1%	52	+3.4%	5	6
Unknown	3.9%	5	-4.1%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.0%	13	+0.4%	0	1
$1B to $10B	43.7%	23	+7.5%	3	3
$10B to $100B	11.9%	19	-6.6%	3	3
$100B or more	35.4%	15	+1.4%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	10.0%	29	-6.8%	3	7
Pooled investment vehicles	0.1%	1	new	1	0
Registered funds and BDCs	37.0%	3	+18.1%	0	0
Pension and profit sharing plans	0.1%	1	-30.6%	0	0
Diversified	3.1%	1	-40.7%	0	0
Corporations	0.0%	0	—	0	0
Unknown	49.8%	35	-0.3%	3	1

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.3%	4	-37.5%	2	0
Private equity funds	0.0%	2	-89.0%	0	1
Other private funds	37.1%	5	+18.0%	0	0
Private funds, type not stated	0.3%	1	-6.7%	0	0
No private funds	9.4%	22	-5.5%	1	5
Real estate funds	0.0%	1	new	1	0
Mixed private funds	0.0%	0	-100.0%	0	1
Venture capital funds	0.0%	0	—	0	0
Unknown	49.8%	35	-0.3%	3	1

Location	Share	Filers	Change	New	Exited
United States	90.0%	68	+1.7%	7	8
Outside the US	10.0%	2	+13.9%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

70 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

78.8%

of 13F shares, Herfindahl 0.130

Active holders

+3.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.6 quarters

Under 1 year 8.54% 1 to 3 years 17.4% 3 years or more 74.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$9.26

estimated per share

Mar 31, 2026: $9.28

Quarter-end price

$9.21

implied by 13F values

Estimated gain or loss

-0.6%

price against the estimated cost

Estimated at a loss

83.6%

of costed 13F value

Estimated cost covers 59.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of ERC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.20% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	1.20%	+0.03 pp	335,687	1
Active ETFs	0.96%	+0.09 pp	268,957	2
Active funds	0.00%	0.00 pp	430	2
Unclassified	0.00%	0.00 pp	0	0
All registered funds	2.16%	+0.12 pp	605,074	5

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 34 Adviser 4 Bank 6 Broker-dealer 1 Holding company 3 Unknown 21

Showing 69 of 69

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$29,449,647

31.70%

3,197,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	3,197,573	$29,449,647	100.0%	Sole

ROYAL BANK OF CANADA

$8,909,873

9.59%

967,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	967,413	$8,909,873	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$7,859,233

8.46%

853,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	498,835	$4,594,270	58.5%	Defined
Raymond James Financial Services Advisors, Inc.	354,502	$3,264,963	41.5%	Defined

Invesco Ltd.

$5,024,330

5.41%

545,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	205,493	$1,892,590	37.7%	Defined
Invesco Capital Management LLC	340,037	$3,131,740	62.3%	Defined

GUGGENHEIM CAPITAL LLC

$4,798,382

5.16%

520,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	520,567	$4,794,422	99.9%	Defined
SECURITY INVESTORS LLC	430	$3,960	0.1%	Defined

MORGAN STANLEY

$4,642,143

5.00%

504,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	223,173	$2,055,423	44.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	280,860	$2,586,720	55.7%	Defined

Advisors Asset Management, Inc.

$4,428,407

4.77%

480,826

Shaker Financial Services, LLC

$3,388,276

3.65%

397,685

1607 Capital Partners, LLC

$2,872,783

3.09%

311,920

AMERIPRISE FINANCIAL INC

$2,358,929

2.54%

256,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	256,127	$2,358,929	100.0%	Defined

Rareview Capital LLC

$1,853,365

1.99%

201,234

Byrne Asset Management LLC

$1,398,728

1.51%

164,170

COHEN & STEERS, INC.

$1,324,094

1.43%

143,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	143,767	$1,324,094	100.0%	Sole

Sowell Financial Services LLC

$1,244,490

1.34%

146,067

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$1,191,442

1.28%

129,364

OSAIC HOLDINGS, INC.

$985,626

1.06%

107,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	96,088	$884,970	89.8%	Defined
CW Advisors, LLC	10,929	$100,656	10.2%	Sole

LPL Financial LLC

$780,298

0.84%

84,723

INDEPENDENT FINANCIAL GROUP, LLC

$656,040

0.71%

77,000

Calamos Advisors LLC

$652,740

0.70%

70,873

BANK OF AMERICA CORP /DE/

$633,831

0.68%

68,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,945	$146,853	23.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	52,875	$486,978	76.8%	Defined

BENJAMIN EDWARDS INC

$566,507

0.61%

61,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	61,510	$566,507	100.0%	Defined

Capital Investment Advisors, LLC

$563,410

0.61%

66,128

Morey & Quinn Wealth Partners, LLC

$562,095

0.60%

61,031

Equitable Holdings, Inc.

$551,172

0.59%

59,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	59,845	$551,172	100.0%	Defined

STIFEL FINANCIAL CORP

$545,167

0.59%

59,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	59,193	$545,167	100.0%	Defined

Janney Montgomery Scott LLC

$507,489

0.55%

55,102

UBS Group AG

$452,975

0.49%

49,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,611	$420,077	92.7%	Defined
UBS AG	3,572	$32,898	7.3%	Defined

Closed-End Fund Advisors, Inc.

$364,384

0.39%

39,564

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$361,897

0.39%

39,294

Cambridge Investment Research Advisors, Inc.

$355,423

0.38%

38,591

ENVESTNET ASSET MANAGEMENT INC

$336,920

0.36%

36,582

Uncommon Cents Investing LLC

$309,489

0.33%

36,325

AlphaCore Capital LLC

$257,880

0.28%

28,000

Concurrent Investment Advisors, LLC

$248,383

0.27%

29,153

Cetera Investment Advisers

$242,913

0.26%

26,375

&PARTNERS

$237,369

0.26%

25,773

NewEdge Advisors, LLC

$207,225

0.22%

22,500

Private Advisor Group, LLC

$165,964

0.18%

18,020

Pathstone Holdings, LLC

$163,651

0.18%

17,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	17,536	$161,506	98.7%	Defined
Held directly	233	$2,145	1.3%	Sole

Apollon Wealth Management, LLC

$158,880

0.17%

18,648

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$157,313

0.17%

18,464

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$115,751

0.12%

12,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,568	$115,751	100.0%	Other

Encompass More Asset Management

$114,415

0.12%

13,429

World Investment Advisors

$112,076

0.12%

12,169

Dynamic Advisor Solutions LLC

$111,143

0.12%

13,045

Integris Wealth Management, LLC

$106,500

0.11%

12,500

Allworth Financial LP

$101,982

0.11%

11,073

READYSTATE ASSET MANAGEMENT LP

$98,003

0.11%

10,641

Kovack Advisors, Inc.

$95,885

0.10%

10,411

NWAM LLC

$94,863

0.10%

10,300

VSM Wealth Advisory, LLC

$62,655

0.07%

6,803

HOLLENCREST CAPITAL MANAGEMENT

$23,946

0.03%

2,600

IFG Advisory, LLC

$23,025

0.02%

2,500

Global Retirement Partners, LLC

$17,213

0.02%

1,869

FNY Investment Advisers, LLC

$13,632

0.01%

1,600

Steward Partners Investment Advisory, LLC

$12,894

0.01%

1,400

PRIVATE TRUST CO NA

$10,224

0.01%

1,200

Arax Advisory Partners

$8,749

0.01%

950

Quent Capital, LLC

$7,598

0.01%

825

PNC FINANCIAL SERVICES GROUP, INC.

$5,544

0.01%

602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	602	$5,544	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$3,408

0.00%

400

Pinnacle Wealth Planning Services, Inc.

$1,746

0.00%

205

WHITTIER TRUST CO OF NEVADA INC

$1,538

0.00%

167

FIFTH THIRD BANCORP

$1,482

0.00%

161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	161	$1,482	100.0%	Defined

WPG Advisers, LLC

$894

0.00%

105

Wilmington Savings Fund Society, FSB

$852

0.00%

100

Rockefeller Capital Management L.P.

$497

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	54	$497	100.0%	Defined

CoreCap Advisors, LLC

$17

0.00%

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$9	100.0%	Defined

Key facts CIK 1227073 CUSIP 94987D101 13F (30d) 19 filings 19 filers