ERC · Allspring Multi-Sector Income Fund

$9.19 -0.03 (-0.33%) At close · Sep 2

Market Cap

$257.81M

28.05M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 70

Total Value: $93,448,527

Total Shares: 10,146,423

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 70 13F filers · Δ vs Mar 31, 2026

Top Holder

31.5%

+2.4 pts

Top 5

60.0%

+0.9 pts

Top 10

78.8%

+0.2 pts

HHI

1,304

Broadly held+121

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +5.2%

Shares held: +2.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+327,567	3,197,573
Mid Advisors Asset Management, Inc.	+243,067	480,826
Mega ROYAL BANK OF CANADA	+126,726	967,413
Large OSAIC HOLDINGS, INC.	+40,822	107,017
Micro Private Wealth Management Group, LLC	+24,840	25,260

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small 1607 Capital Partners, LLC	−213,708	311,920
Large GUGGENHEIM CAPITAL LLC	−136,368	520,997
Mega MORGAN STANLEY	−73,754	504,033
Small Byrne Asset Management LLC	−25,960	158,970
Mega RAYMOND JAMES FINANCIAL INC	−24,360	853,337

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large &PARTNERS	25,773	$237,369
Large Pathstone Holdings, LLC	17,769	$163,651
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	12,568	$115,751
Large READYSTATE ASSET MANAGEMENT LP	10,641	$98,003
Mid Kovack Advisors, Inc.	10,411	$95,885

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Independent Advisor Alliance	52,100	$469,421
Large Mariner, LLC	22,189	$199,922
Mid Perigon Wealth Management, LLC	12,071	$108,759
Large COMMONWEALTH EQUITY SERVICES, LLC	11,031	$99,389
Micro Catalina Capital Group, LLC	10,929	$98,470

Filter: New 8 Increased 20 Reduced 25 Sold out 10 Unchanged 17

Showing 70 of 70

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$29,449,647

31.51%

3,197,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	3,197,573	$29,449,647	100.0%	Sole

ROYAL BANK OF CANADA

$8,909,873

9.53%

967,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	967,413	$8,909,873	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$7,859,233

8.41%

853,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	498,835	$4,594,270	58.5%	Defined
Raymond James Financial Services Advisors, Inc.	354,502	$3,264,963	41.5%	Defined

Invesco Ltd.

$5,024,330

5.38%

545,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	205,493	$1,892,590	37.7%	Defined
Invesco Capital Management LLC	340,037	$3,131,740	62.3%	Defined

GUGGENHEIM CAPITAL LLC

$4,798,382

5.13%

520,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	520,567	$4,794,422	99.9%	Defined
SECURITY INVESTORS LLC	430	$3,960	0.1%	Defined

MORGAN STANLEY

$4,642,143

4.97%

504,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	223,173	$2,055,423	44.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	280,860	$2,586,720	55.7%	Defined

Advisors Asset Management, Inc.

$4,428,407

4.74%

480,826

Shaker Financial Services, LLC

$3,269,402

3.50%

354,984

1607 Capital Partners, LLC

$2,872,783

3.07%

311,920

AMERIPRISE FINANCIAL INC

$2,358,929

2.52%

256,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	256,127	$2,358,929	100.0%	Defined

Rareview Capital LLC

$1,853,365

1.98%

201,234

Byrne Asset Management LLC

$1,464,113

1.57%

158,970

Sowell Financial Services LLC

$1,361,072

1.46%

147,782

COHEN & STEERS, INC.

$1,324,094

1.42%

143,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	143,767	$1,324,094	100.0%	Sole

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$1,191,442

1.27%

129,364

OSAIC HOLDINGS, INC.

$985,626

1.05%

107,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	96,088	$884,970	89.8%	Defined
CW Advisors, LLC	10,929	$100,656	10.2%	Sole

LPL Financial LLC

$780,298

0.84%

84,723

INDEPENDENT FINANCIAL GROUP, LLC

$709,170

0.76%

77,000

Calamos Advisors LLC

$652,740

0.70%

70,873

BANK OF AMERICA CORP /DE/

$633,831

0.68%

68,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,945	$146,853	23.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	52,875	$486,978	76.8%	Defined

Capital Investment Advisors, LLC

$583,278

0.62%

63,331

BENJAMIN EDWARDS INC

$566,507

0.61%

61,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	61,510	$566,507	100.0%	Defined

Morey & Quinn Wealth Partners, LLC

$562,095

0.60%

61,031

Equitable Holdings, Inc.

$551,172

0.59%

59,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	59,845	$551,172	100.0%	Defined

STIFEL FINANCIAL CORP

$545,167

0.58%

59,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	59,193	$545,167	100.0%	Defined

Janney Montgomery Scott LLC

$507,489

0.54%

55,102

UBS Group AG

$452,975

0.48%

49,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,611	$420,077	92.7%	Defined
UBS AG	3,572	$32,898	7.3%	Defined

Closed-End Fund Advisors, Inc.

$364,384

0.39%

39,564

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$361,897

0.39%

39,294

Cambridge Investment Research Advisors, Inc.

$355,423

0.38%

38,591

ENVESTNET ASSET MANAGEMENT INC

$336,920

0.36%

36,582

Uncommon Cents Investing LLC

$334,553

0.36%

36,325

Concurrent Investment Advisors, LLC

$269,419

0.29%

29,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	69	$635	0.2%	Sole
Held directly	29,184	$268,784	99.8%	Sole

AlphaCore Capital LLC

$257,880

0.28%

28,000

Cetera Investment Advisers

$242,913

0.26%

26,375

&PARTNERS

$237,369

0.25%

25,773

Private Wealth Management Group, LLC

$232,644

0.25%

25,260

NewEdge Advisors, LLC

$207,225

0.22%

22,500

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$198,420

0.21%

21,544

Apollon Wealth Management, LLC

$171,748

0.18%

18,648

Private Advisor Group, LLC

$165,964

0.18%

18,020

Pathstone Holdings, LLC

$163,651

0.18%

17,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	17,536	$161,506	98.7%	Defined
Held directly	233	$2,145	1.3%	Sole

Encompass More Asset Management

$128,599

0.14%

13,963

Dynamic Advisor Solutions LLC

$118,035

0.13%

12,816

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$115,751

0.12%

12,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,568	$115,751	100.0%	Other

Integris Wealth Management, LLC

$115,125

0.12%

12,500

World Investment Advisors

$112,076

0.12%

12,169

Allworth Financial LP

$101,982

0.11%

11,073

READYSTATE ASSET MANAGEMENT LP

$98,003

0.10%

10,641

Kovack Advisors, Inc.

$95,885

0.10%

10,411

NWAM LLC

$94,863

0.10%

10,300

VSM Wealth Advisory, LLC

$62,655

0.07%

6,803

CoreCap Advisors, LLC

$29,490

0.03%

3,202

HOLLENCREST CAPITAL MANAGEMENT

$23,946

0.03%

2,600

IFG Advisory, LLC

$23,025

0.02%

2,500

Global Retirement Partners, LLC

$17,213

0.02%

1,869

FNY Investment Advisers, LLC

$14,736

0.02%

1,600

Steward Partners Investment Advisory, LLC

$12,894

0.01%

1,400

PRIVATE TRUST CO NA

$11,052

0.01%

1,200

Arax Advisory Partners

$8,749

0.01%

950

Quent Capital, LLC

$7,598

0.01%

825

PNC FINANCIAL SERVICES GROUP, INC.

$5,544

0.01%

602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	602	$5,544	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$3,684

0.00%

400

Pinnacle Wealth Planning Services, Inc.

$2,974

0.00%

323

Wilmington Savings Fund Society, FSB

$1,842

0.00%

200

WHITTIER TRUST CO OF NEVADA INC

$1,538

0.00%

167

FIFTH THIRD BANCORP

$1,482

0.00%

161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	161	$1,482	100.0%	Defined

WPG Advisers, LLC

$1,307

0.00%

142

Rockefeller Capital Management L.P.

$497

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	54	$497	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$9	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	22,189	$199,922	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	60	$540	100.0%	Sole

Key facts CIK 1227073 CUSIP 94987D101 13F (30d) 43 filings 40 filers