EVV · Eaton Vance Ltd Duration Income Fund · Insider Trading

$8.39 +0.05 (+0.57%)

Market Cap

$978.43M

116.20M

Volume · Oct 6 133.12K Avg daily vol (3M) 536.33K

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

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Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-05-29	UBS Group AG	10% Owner	Other↓ Filing footnotes — Auction Preferred Stock (Indirect) 1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600 98% of par This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.	Auction Preferred Stock (I)	5,148	$24,500.00	$126,126,000	0
2023-03-31	Stein Eric	President	Other↑ Filing footnotes — Common Shares (Direct) Fiscal year end adjustment, DRIPS	Common Shares	50	—	—	449
2023-02-21	Paloma Partners Management Co	10% Owner	Sell↓ Filing footnotes — Series A Auction Preferred Shares (Indirect) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.	Series A Auction Preferred Shares (I)	194	$21,750.00	$4,219,500	0
2023-02-21	Paloma Partners Management Co	10% Owner	Sell↓ Filing footnotes — Series E Auction Preferred Shares (Indirect) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.	Series E Auction Preferred Shares (I)	134	$21,750.00	$2,914,500	0
2023-02-21	Paloma Partners Management Co	10% Owner	Sell↓ Filing footnotes — Series D Auction Preferred Shares (Indirect) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.	Series D Auction Preferred Shares (I)	154	$21,750.00	$3,349,500	0
2023-02-21	Paloma Partners Management Co	10% Owner	Sell↓ Filing footnotes — Series C Auction Preferred Shares (Indirect) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.	Series C Auction Preferred Shares (I)	366	$21,750.00	$7,960,500	0
2023-02-21	Paloma Partners Management Co	10% Owner	Sell↓ Filing footnotes — Series B Auction Preferred Shares (Indirect) These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.	Series B Auction Preferred Shares (I)	164	$21,750.00	$3,567,000	0
2022-12-01	QUINTON KEITH	Insider	Sell↓	Common Shares	8,000	$10.43	$83,440	0
2022-03-31	Stein Eric	President	Other↑ Filing footnotes — Common Shares (Direct) fiscal year end adjustments, DRIPS	Common Shares	35	—	—	399
2021-12-23	QUINTON KEITH	Insider	Buy↑	Common Shares	8,000	$13.10	$104,765	8,000
2021-03-31	Stein Eric	President	Other↑ Filing footnotes — Common Shares (Direct) fiscal year end adjustments, DRIPS.	Common Shares	35	—	—	364
2020-03-31	Stein Eric	President	Other↑ Filing footnotes — Common Shares (Direct) fiscal year end adjustment, DRIPS	Common Shares	25	—	—	328
2020-03-25	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	615	$9.64	$5,932	0
2020-03-24	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	217,253	$8.86	$1,925,231	615
2020-03-23	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	257,889	$8.34	$2,151,697	217,868
2020-03-20	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	418,344	$9.01	$3,767,397	475,757
2020-03-19	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	143,540	$8.04	$1,154,119	894,101
2020-03-18	UBS Group AG	10% Owner	Sell↓ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	452,214	$8.20	$3,709,059	1,037,641
2020-01-06	UBS Group AG	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	10,355	$13.28	$137,514	1,489,855
2020-01-03	UBS Group AG	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	9,345	$13.31	$124,382	1,479,500
2020-01-02	UBS Group AG	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group.	Common Stock (I)	25,438	$13.28	$337,834	1,470,155

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–21 of 21 transactions

Key facts CIK 1222922 CUSIP 27828H105 13F (30d) 3 filings 3 filers Visit website