EVV · Eaton Vance Ltd Duration Income Fund
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-29 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600 98% of par This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. |
Auction Preferred Stock
(I)
|
5,148 |
| 2025-12-31 | McDermott Catherine |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-12-31 | Campo Peter |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-30 | Gerrity Kelley |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-31 | Bourgette Justin |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-04-17 | Hunt Clifton B |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-01 | Donovan Laura |
Eaton Vance CCO |
Other↑
|
No Securities Owned
|
0 |
| 2023-10-18 | Topping Kenneth A |
President |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-03 | FAUST THOMAS E JR |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | O'Brien Tara |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-01 | Pachnanda Anchal |
Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-02-21 | Paloma Partners Management Co |
10% Owner |
Sell↓
Filing footnotes — Series A Auction Preferred Shares (Indirect)
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series A Auction Preferred Shares
(I)
|
194 |
| 2023-02-21 | Paloma Partners Management Co |
10% Owner |
Sell↓
Filing footnotes — Series E Auction Preferred Shares (Indirect)
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series E Auction Preferred Shares
(I)
|
134 |
| 2023-02-21 | Paloma Partners Management Co |
10% Owner |
Sell↓
Filing footnotes — Series D Auction Preferred Shares (Indirect)
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series D Auction Preferred Shares
(I)
|
154 |
| 2023-02-21 | Paloma Partners Management Co |
10% Owner |
Sell↓
Filing footnotes — Series C Auction Preferred Shares (Indirect)
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series C Auction Preferred Shares
(I)
|
366 |
| 2023-02-21 | Paloma Partners Management Co |
10% Owner |
Sell↓
Filing footnotes — Series B Auction Preferred Shares (Indirect)
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series B Auction Preferred Shares
(I)
|
164 |
| 2023-01-04 | Bowser Alan C. |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-12-14 | DiLorenzo Nicholas |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2022-12-14 | Damon Jill |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2022-12-01 | QUINTON KEITH |
Insider |
Sell↓
|
Common Shares
|
8,000 |
| 2022-04-04 | Wiser Nancy A |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-04 | Damon Jill |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-04 | Roessiger Kimberly M |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-23 | QUINTON KEITH |
Insider |
Buy↑
|
Common Shares
|
8,000 |
| 2021-06-30 | Roessiger Kimberly M |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2021-06-30 | Gemma Maureen A. |
Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2021-03-19 | HYLTON LAURIE G |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2021-01-01 | Walsh Deidre E |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-25 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
615 |
| 2020-03-24 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
217,253 |
| 2020-03-23 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
257,889 |
| 2020-03-20 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
418,344 |
| 2020-03-19 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
143,540 |
| 2020-03-18 | UBS Group AG |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
452,214 |
| 2020-01-06 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
10,355 |
| 2020-01-03 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
9,345 |
| 2020-01-02 | UBS Group AG |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. |
Common Stock
(I)
|
25,438 |