Finward Bancorp 8-K/A, filed May 28, 2026
Finward Bancorp (FNWD)
8-K/A
2026-05-28
For: 2026-05-21
View Original
Added on
May 29, 2026
About this 8-K/A
Finward Bancorp filed this 8-K/A on May 28, 2026, reporting on events of May 21, 2026.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________________________________________________
FORM 8-K/A
(Amendment No.1)
______________________________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2026
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
(Address of principal executive offices) (Zip Code)
(219 ) 836-4400
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
EXPLANATORY NOTE
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 21, 2026, Finward Bancorp (the “Bancorp”) held its Annual Meeting of Shareholders (the “Annual Meeting”), as a virtual-only meeting, pursuant to due notice. Only holders of record of the Bancorp’s common stock at the close of business on March 20, 2026 (the “Record Date”) were entitled to vote at the Annual Meeting. On the Record Date, there were 4,330,486 shares of the Bancorp’s common stock issued and outstanding. Holders of a total of 3,284,619 shares of common stock were present virtually or by proxy at the Annual Meeting, constituting a quorum.
The Bancorp’s shareholders voted on three proposals at the Annual Meeting. The proposals are described in detail in the Bancorp’s definitive proxy statement filed with the Securities and Exchange Commission on April 3, 2026. The final results of the vote regarding the proposals are set forth below.
Proposal 1: Election of Directors. The Bancorp’s shareholders elected three directors to serve three-year terms expiring in 2029. The votes regarding this proposal were as follows:
| Director | Expiration of Term | Votes For | Votes Withheld | Broker Non-Votes | ||||||||||||||||||||||
| Benjamin J. Bochnowski | 2029 | 2,486,625 | 418,023 | 379,971 | ||||||||||||||||||||||
| Robert E. Johnson, III | 2029 | 2,572,074 | 332,574 | 379,971 | ||||||||||||||||||||||
| Martin P. Alwin | 2029 | 2,659,517 | 245,131 | 379,971 | ||||||||||||||||||||||
Proposal 2: Ratification of Auditors. The proposal described below, having received a vote virtually or by proxy of more favorable votes than votes cast against the proposal, was declared to be duly adopted by the shareholders of the Bancorp. The votes regarding this proposal were as follows:
| For | Against | Abstain | Broker Non-Votes | ||||||||||||||||||||
| Ratification of the appointment of Forvis Mazars, LLP as independent registered public accounting firm for the year ending December 31, 2026. | 3,218,420 | 57,910 | 8,289 | — | |||||||||||||||||||
Proposal 3: Advisory Vote on Compensation. The proposal described below, having received an advisory vote virtually or by proxy of more favorable votes than votes cast against the proposal, was declared to be duly adopted by the shareholders of the Bancorp. The votes regarding this proposal were as follows:
| For | Against | Abstain | Broker Non-Votes | ||||||||||||||||||||
| Approval, on a non-binding advisory basis, of the executive compensation of the named executive officers included in the proxy statement for the Annual Meeting. | 2,720,043 | 169,928 | 14,677 | 379,971 | |||||||||||||||||||
No other matters were considered or voted upon at the Annual Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 28, 2026
| FINWARD BANCORP | |||||||||||
| By: | /s/ Benjamin L. Schmitt | ||||||||||
| Name: Benjamin L. Schmitt | |||||||||||
| Title: Executive Vice President, Chief Financial Officer and Treasurer | |||||||||||