JOF · Japan Smaller Capitalization Fund Inc · Shareholders & Ownership
Market Cap
$335.19M
Shares
28.33M
Volume · Oct 21
93.8K
Avg daily vol (3M)
67.19K
Every disclosed holder of JOF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns JOF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 20,643,617 | — |
| Insiders (Forms 3, 4, 5) | 9,799 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 1,232,593 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of JOF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
CIK 1034546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,894,571 | ||
| 1.1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13G
CIK 1034546 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
3,894,571 | ||
| 2 |
Allspring Global Investments Holdings, LLC
13G
CIK 1890906 · Holding company · Sep 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
3,795,783 | ||
| 2.1 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,483,067 | ||
| 3 |
LAZARD ASSET MANAGEMENT LLC
13F
CIK 1207017 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,560,978 | ||
| 4 |
|
2,742,376 | ||
| 4.1 |
Saba Capital Management, L.P.
13D
CIK 1510281 · Registered investment adviser · Oct 13, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
2,696,154 | ||
| 4.2 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,948,781 | ||
| 5 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,724,109 | ||
| 5.1 |
1607 Capital Partners, LLC
13G
CIK 1436866 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
2,724,109 | ||
| 6 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
647,123 | ||
| 7 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
443,293 | ||
| 8 |
The Institutional International Equity Portfolio
Fund
S000022550 · Registered fund · Jun 30, 2026
HC Capital Trust, not summed
|
424,852 | ||
| 9 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
417,754 | ||
| 10 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
386,375 | ||
| 11 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
289,647 | ||
| 12 |
Pekin Hardy Strauss, Inc.
13F
CIK 1020317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
281,705 | ||
| 13 |
Mraz, Amerine & Associates, Inc.
13F
CIK 1542324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
202,362 | ||
| 14 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
187,557 | ||
| 15 |
FLAGSHIP HARBOR ADVISORS, LLC
13F
CIK 1691766 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
162,571 | ||
| 16 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,688 | ||
| 17 |
Altium Capital Management LLC
13F
CIK 1746382 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,412 | ||
| 18 |
RAFFLES ASSOCIATES LP
13F
CIK 1169581 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
110,967 | ||
| 19 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
106,861 | ||
| 20 |
CIBC WORLD MARKET INC.
13F
CIK 1421224 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
105,444 | ||
| 21 |
Hara Capital LLC
13F
CIK 2010015 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,764 | ||
| 22 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
93,079 | ||
| 23 |
Verition Fund Management LLC
13F
CIK 1454027 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
79,538 | ||
| 24 |
Barry Investment Advisors, LLC
13F
CIK 1631639 · Registered investment adviser · Sep 30, 2026
|
73,554 | ||
| 25 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
72,405 | ||
| 26 |
|
68,679 | ||
| 27 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
63,423 | ||
| 28 |
BARD ASSOCIATES INC
13F
CIK 1105907 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,289 | ||
| 29 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,242 | ||
| 30 |
Corient Private Wealth LLC
13F
CIK 1948780 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,100 | ||
| 31 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,815 | ||
| 32 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
38,600 | ||
| 33 |
Quantinno Capital Management LP
13F
CIK 1759654 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,100 | ||
| 34 |
DKM Wealth Management, Inc.
13F
CIK 2055833 · Registered investment adviser · Sep 30, 2026
|
34,001 | ||
| 35 |
BEAM WEALTH ADVISORS, INC.
13F
CIK 1803426 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,500 | ||
| 36 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,249 | ||
| 37 |
Triasima Portfolio Management inc.
13F
CIK 1938757 · Registered investment adviser · Sep 30, 2026
|
21,800 | ||
| 38 |
INGALLS & SNYDER LLC
13F
CIK 1041885 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,000 | ||
| 39 |
SAX WEALTH ADVISORS, LLC
13F
CIK 1846150 · Registered investment adviser · Sep 30, 2026
|
18,645 | ||
| 40 |
ROBERTS GLORE & CO INC /IL/
13F
CIK 1017115 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,633 | ||
| 41 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,076 | ||
| 42 |
Successful Portfolios LLC
13F
CIK 1721780 · Registered investment adviser · Sep 30, 2026
|
15,000 | ||
| 43 |
Mills Wealth Advisors LLC
13F
CIK 2029294 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,823 | ||
| 44 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,300 | ||
| 45 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,292 | ||
| 46 |
North Ground Capital
13F
CIK 2055446 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 47 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,184 | ||
| 48 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,055 | ||
| 49 |
Colonial Trust Advisors
13F
CIK 1567993 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,649 | ||
| 50 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,900 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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