KSCP · Knightscope, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The report of our independent registered public accounting firm expresses substantial doubt about our ability to continue as a going concern, and we may not be able to continue to operate the business if we are not successful in securing additional funding.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-04 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests in 25% annual installments on each of June 4, 2027, June 4, 2028, June 4, 2029, and June 4, 2030, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
355,176 |
| 2026-06-04 | Soria Mercedes |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests in 25% annual installments on each of June 4, 2027, June 4, 2028, June 4, 2029, and June 4, 2030, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
355,176 |
| 2026-06-04 | Dwivedi Apoorv |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests in 25% annual installments on each of June 4, 2027, June 4, 2028, June 4, 2029, and June 4, 2030, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
710,352 |
| 2026-06-04 | Santana Li William |
Director, Chairman, CEO & President |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option vests in 25% annual installments on each of June 4, 2027, June 4, 2028, June 4, 2029, and June 4, 2030, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
1,243,116 |
| 2024-06-11 | Santana Li William |
Director, Chairman, CEO & President |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of the shares subject to the option will vest on May 1, 2025 and 50% of the shares subject to the option will vest on May 1, 2026, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
4,000,000 |
| 2024-06-05 | Santana Li William |
Director, Chairman, CEO & President |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price calculated by the broker executing the transaction. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate purchase price. |
Class A Common Stock
|
83,333 |
| 2024-04-23 | Soria Mercedes |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of the shares subject to the option will vest on April 23, 2025 and 50% of the shares subject to the option will vest on April 23, 2026, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
750,000 |
| 2024-04-23 | Dwivedi Apoorv |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of the shares subject to the option will vest on April 23, 2025 and 50% of the shares subject to the option will vest on April 23, 2026, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
2,000,000 |
| 2024-04-23 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
50% of the shares subject to the option will vest on April 23, 2025 and 50% of the shares subject to the option will vest on April 23, 2026, subject to the reporting person's continued employment or service through each vesting date. |
Stock Option (Right to Buy)
|
250,000 |
| 2024-04-16 | Soria Mercedes |
See Remarks |
Convert↑
Filing footnotes — Class B Common Stock (Direct)
On April 16, 2024, the reporting person exercised stock options to purchase 113,000 shares of Class B Common Stock. |
Class B Common Stock
|
113,000 |
| 2024-04-16 | Soria Mercedes |
See Remarks |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On April 16, 2024, the reporting person exercised stock options to purchase 113,000 shares of Class B Common Stock. The stock options vested and became exercisable as to 25% of the option shares after 12 months of the vesting commencment date, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to the reporting person's continuous service with the issuer as of each vesting date. |
Stock Option (Right to Buy)
|
113,000 |
| 2024-02-20 | Mocny Robert A |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vested and became exercisable on February 20, 2024. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-02-20 | Billings William G. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vested and became exercisable on February 20, 2024. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-02-20 | Torrie Mel |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vested and became exercisable on February 20, 2024. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-02-19 | Torrie Mel |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-22 | Stephens Stacy Dean |
EVP & Chief Client Officer |
Other↓
Filing footnotes — Class B Common Stock (Direct)
Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time. Shares of Class B Common Stock were previously reported on Table I. |
Class B Common Stock
|
1,000,000 |
| 2023-08-22 | Stephens Stacy Dean |
EVP & Chief Client Officer |
Other↑
|
Class A Common Stock
|
1,000,000 |
| 2023-07-28 | Santana Li William |
Director, Chairman, CEO & President |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
383,100 |
| 2023-07-28 | Stephens Stacy Dean |
EVP & Chief Client Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
99,616 |
| 2023-07-28 | Weinberg Peter M |
General Counsel |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
114,484 |
| 2023-07-28 | Soria Mercedes |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
126,874 |
| 2023-07-28 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
112,501 |
| 2023-07-28 | Burak Mallorie Sara |
President & CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
143,724 |
| 2023-06-02 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On June 2, 2023, the reporting person exercised stock options to purchase 238,000 shares of Class B Common Stock, which were immediately converted into shares of Class A Common Stock. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time. The stock options vested and became exercisable as to 25% of the option shares after 12 months, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date. |
Stock Option (Right to Buy)
|
238,000 |
| 2023-06-02 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Convert↑
Filing footnotes — Class A Common Stock (Direct)
On June 2, 2023, the reporting person exercised stock options to purchase 238,000 shares of Class B Common Stock, which were immediately converted into shares of Class A Common Stock. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time. |
Class A Common Stock
|
238,000 |
| 2023-06-02 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.383 to $0.4401, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this footnote. |
Class A Common Stock
|
238,000 |
| 2022-07-12 | Howell Patricia |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on January 27, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-07-12 | Muchin Suzanne |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on February 9, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-07-12 | Santana Li William |
Director, Chairman, CEO & President |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
383,100 |
| 2022-07-12 | Weinberg Peter M |
General Counsel |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
114,484 |
| 2022-07-12 | Hernandez Fentanez Jackeline V |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on January 27, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-07-12 | Burak Mallorie Sara |
President & CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
143,724 |
| 2022-07-12 | Stephens Stacy Dean |
EVP & Chief Client Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
99,616 |
| 2022-07-12 | Soria Mercedes |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
126,874 |
| 2022-07-12 | Lehnhardt Aaron J |
EVP and Chief Design Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable as to 25% of the option shares on the first anniversary of the grant date, and vest as to the remaining shares in equal monthly installments over the subsequent 36 months, subject to continuous service as of each vesting date. |
Stock Option (Right to Buy)
|
112,501 |
| 2022-07-12 | Watkins Patricia L |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on January 27, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-07-12 | Solomon Linda K |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on January 27, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-07-12 | ROSS KRISTI |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on January 27, 2023, subject to continuous service with the issuer as of the vesting date. |
Stock Option (Right to Buy)
|
40,000 |
| 2022-02-09 | Muchin Suzanne |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-27 | Hernandez Fentanez Jackeline V |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-27 | Watkins Patricia L |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-27 | Howell Patricia |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-27 | ROSS KRISTI |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-27 | Solomon Linda K |
Director |
Other↑
|
No Securities Owned
|
0 |