LBRA · 1847 Holdings LLC · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“Notwithstanding current period positive operating cash flows, the Company does not expect to have sufficient cash and other liquid resources to meet its obligations as they become due over the next twelve months, primarily due to the magnitude of its current liabilities and significant near-term debt maturities. These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the condensed consolidated financial statements are issued. Management plans to address these conditions by securing additional capital through debt and equity financing, including potential public and private offerings of the Company's securities, evaluating opportunities to refinance or extend the maturity of existing debt obligations, implementing reductions in discretionary operating expenditures to the extent practicable, exploring strategic alternatives with respect to its operating subsidiaries to reduce debt obligations, and actively pursuing the sale of CMD. The Company is currently evaluating multiple non-binding offers from prospective buyers, none of which is subject to exclusivity. If a sale is consummated, the proceeds would be expected to be sufficient to repay a significant portion of the Company's outstanding debt obligations. However, there can be no assurance that a definitive agreement will be reached or that any transaction will be completed on terms acceptable to the Company or at all. Management has evaluated whether it is probable that these plans would be effectively implemented and, if so, whether they would mitigate the relevant conditions or events that raise substantial doubt within the next twelve months. Because these plans are subject to market conditions and reliance on third parties, and because there is no assurance that the Company will be able to raise capital on acceptable terms or at all, management has concluded that substantial doubt about the Company's ability to continue as a going concern has not been alleviated as of the date these condensed consolidated financial statements are issued.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-17 | Howard Vernice L |
Chief Financial Officer |
Award↑
|
Share Option
|
1,416,788 |
| 2026-08-17 | Roberts Ellery |
Director, Chairman and CEO |
Award↑
|
Share Option
|
2,023,983 |
| 2026-08-17 | Vandam Eric |
Chief Operating Officer |
Award↑
|
Share Option
|
1,416,788 |
| 2026-08-17 | Milburn Glyn C. |
Director |
Award↑
|
Share Option
|
404,796 |
| 2026-05-20 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
100,000 |
| 2026-05-19 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
Filing footnotes — Common Shares (Direct)
The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.0113 to $0.0119, inclusive. The reporting person undertakes to provide to 1847 Holdings LLC, any security holder of 1847 Holdings LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. |
Common Shares
|
100,000 |
| 2025-12-03 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
208,537 |
| 2025-12-03 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
|
Common Shares
|
41,463 |
| 2025-11-26 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
|
Common Shares
|
300,000 |
| 2025-11-25 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
|
Common Shares
|
14 |
| 2025-11-21 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
Filing footnotes — Common Shares (Direct)
The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.008 to $0.0099629, inclusive. The reporting person undertakes to provide to 1847 Holdings LLC, any security holder of 1847 Holdings LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. |
Common Shares
|
352,006 |
| 2025-11-18 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
100,000 |
| 2025-11-12 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
200,000 |
| 2024-04-15 | Roberts Ellery |
Director, Chairman and CEO |
Other↓
Filing footnotes — Series B Senior Convertible Preferred Shares (Direct)
The series B senior convertible preferred shares have no expiration date. |
Series B Senior Convertible Preferred Shares
|
11,457 |
| 2024-04-15 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
|
Common Shares
|
42,379 |
| 2024-03-04 | Roberts Ellery |
Director, Chairman and CEO |
Other↓
Filing footnotes — Series B Senior Convertible Preferred Shares (Direct)
The series B senior convertible preferred shares held by the Reporting Person were issued between February and May of 2022 and were immediately exercisable. The series B senior convertible preferred shares have no expiration date. |
Series B Senior Convertible Preferred Shares
|
46,777 |
| 2024-03-04 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
|
Common Shares
|
154,364 |
| 2024-01-30 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
Filing footnotes — Common Shares (Direct)
On January 30, 2024, the Reporting Person received 6,251 common shares as payment of a dividend on the Issuer's series B senior convertible preferred shares. |
Common Shares
|
6,251 |
| 2023-10-30 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
Filing footnotes — Common Shares (Direct)
On October 30, 2023, the reporting person received 12,272 common shares as payment of a dividend on the issuer's series B senior convertible preferred shares. |
Common Shares
|
12,272 |
| 2023-09-07 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
50,000 |
| 2023-09-07 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
20,000 |
| 2023-08-23 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
40,000 |
| 2023-08-22 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
35,000 |
| 2023-08-17 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
73,629 |
| 2023-08-16 | Roberts Ellery |
Director, Chairman and CEO |
Buy↑
|
Common Shares
|
35,000 |
| 2023-08-15 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
63,000 |
| 2023-08-14 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
58,000 |
| 2023-07-31 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
4,200 |
| 2023-07-31 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
90,000 |
| 2023-07-30 | Roberts Ellery |
Director, Chairman and CEO |
Other↑
Filing footnotes — Common Shares (Direct)
On July 30, 2023, the reporting person received 51,341 common shares as payment of a dividend on the issuer's series B senior convertible preferred shares. |
Common Shares
|
51,341 |
| 2023-07-28 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
48,000 |
| 2023-07-25 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
80,000 |
| 2023-07-20 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
57,000 |
| 2023-07-20 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
15,327 |
| 2023-07-19 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
57,000 |
| 2023-07-19 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
90,000 |
| 2023-07-18 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
29,500 |
| 2023-07-17 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
63,000 |
| 2023-07-14 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
47,000 |
| 2023-07-14 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
55,000 |
| 2023-07-10 | Strategic Risk, LLC. |
10% Owner |
Buy↑
|
Common Stock
|
443,413 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↓
Filing footnotes — Warrant to Purchase Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Warrant to Purchase Common Shares
|
2,392 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Sell↓
Filing footnotes — Common Shares (Direct)
In accordance with the cashless exercise, 868 of the warrant shares were withheld to pay the exercise price and the reporting person was issued the remaining 1,524 shares. On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
868 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↓
Filing footnotes — Warrant to Purchase Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Warrant to Purchase Common Shares
|
7,084 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↑
Filing footnotes — Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
2,392 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Sell↓
Filing footnotes — Common Shares (Direct)
In accordance with the cashless exercise, 362 of the warrant shares were withheld to pay the exercise price and the reporting person was issued the remaining 555 shares. On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
362 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Sell↓
Filing footnotes — Common Shares (Direct)
In accordance with the cashless exercise, 2,726 of the warrant shares were withheld to pay the exercise price and the reporting person was issued the remaining 4,358 shares. On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
2,726 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↑
Filing footnotes — Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
7,084 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↑
Filing footnotes — Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Common Shares
|
917 |
| 2023-05-17 | Roberts Ellery |
Director, Chairman and CEO |
Exercise↓
Filing footnotes — Warrant to Purchase Common Shares (Direct)
On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. |
Warrant to Purchase Common Shares
|
917 |