MMI · Marcus & Millichap, Inc. · Shareholders & Ownership

$27.59 -0.69 (-2.44%) At close · Oct 23

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.04B

37.87M

Volume · Oct 23 241.62K Avg daily vol (3M) 149.82K

Every disclosed holder of MMI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns MMI

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	196	22,817,958	60.25%	Yes
Insiders (Forms 3, 4, 5)	14	14,810,626	39.11%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	242,419	0.64%	Rest
Registered funds (N-PORT, not summed)	207	10,719,733	28.31%	No

Shares outstanding: 37,871,003, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of MMI

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	MARCUS GEORGE M Insider CIK 939706 · Apr 30, 2026 Director, 10% Owner, issuer-wide	14,164,314	37.40%	+2,698	Apr 30, 2026	Director, 10% Owner, issuer-wide
2	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,618,887	9.56%	-310,849	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,412,559	3.73%	-77,268	Jun 30, 2026	iShares Trust, not summed
2.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	612,804	1.62%	-912	Jun 30, 2026	iShares Trust, not summed
2.3	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	229,282	0.61%	+19,130	Jun 30, 2026	iShares Trust, not summed
2.4	iShares S&P Small-Cap 600 Value ETF Fund S000004316 · Registered fund · Jun 30, 2026 iShares Trust, not summed	200,610	0.53%	-32,224	Jun 30, 2026	iShares Trust, not summed
2.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	43,915	0.12%	+3,950	Jun 30, 2026	Quantitative Master Series LLC, not summed
3	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,491,466	6.58%	-76,580	Jun 30, 2026	carried, not yet filed for the newest quarter
4	SCHRODER INVESTMENT MANAGEMENT GROUP 13F CIK 1086619 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,285,406	6.03%	+1,354,509	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	SCHRODER INVESTMENT MANAGEMENT GROUP 13G CIK 1086619 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	2,285,406	6.03%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
5	PZENA INVESTMENT MANAGEMENT LLC 13F CIK 1027796 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,141,001	5.65%	+128,238	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	Pzena Small Cap Value Fund Fund S000053713 · Registered fund · May 31, 2026 Advisors Series Trust, not summed	78,311	0.21%	-5,554	May 31, 2026	Advisors Series Trust, not summed
6	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,489,218	3.93%	+7,446	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	204,712	0.54%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
6.2	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	194,703	0.51%	+9,288	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
6.3	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	173,912	0.46%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
6.4	Dimensional US Small Cap Value ETF Fund S000075151 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	144,518	0.38%	+12,237	Jul 31, 2026	Dimensional ETF Trust, not summed
6.5	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	140,905	0.37%	+9,450	Jul 31, 2026	Dimensional ETF Trust, not summed
7	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,020,602	2.69%	-38,940	Jun 30, 2026	carried, not yet filed for the newest quarter
8	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	949,388	2.51%	+11,164	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	212,622	0.56%	-8,147	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF Fund S000006974 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	118,775	0.31%	-5,563	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.3	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	8,446	0.02%	+500	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
8.4	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF Fund S000006973 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	5,167	0.01%	+80	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.5	State Street(R) SPDR(R) S&P(R) 1500 Value Tilt ETF Fund S000033831 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	794	0.00%	+118	Jun 30, 2026	SPDR SERIES TRUST, not summed
9	VANGUARD REAL ESTATE INDEX FUND Fund S000002924 · Registered fund · Jul 31, 2026 VANGUARD SPECIALIZED FUNDS, not summed	869,259	2.30%	-70,244	Jul 31, 2026	VANGUARD SPECIALIZED FUNDS, not summed
10	Tributary Capital Management, LLC 13F CIK 1441888 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	740,631	1.96%	-21,835	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	TRIBUTARY SMALL COMPANY FUND Fund S000022139 · Registered fund · Jun 30, 2026 TRIBUTARY CAPITAL MANAGEMENT, LLC, not summed	437,786	1.16%	-17,030	Jun 30, 2026	TRIBUTARY CAPITAL MANAGEMENT, LLC, not summed
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	725,192	1.91%	-42,000	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	659,314	1.74%	+14,161	Jun 30, 2026	carried, not yet filed for the newest quarter
13	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	551,097	1.46%	+126,760	Jun 30, 2026	carried, not yet filed for the newest quarter
14	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	520,996	1.38%	-6,704	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
15	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	472,278	1.25%	+290,195	Jun 30, 2026	carried, not yet filed for the newest quarter
16	ROYCE & ASSOCIATES LP 13F CIK 906304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	470,019	1.24%	-41,671	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Royce Small-Cap Fund Fund S000009507 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	64,068	0.17%	-6,135	Jun 30, 2026	ROYCE FUND, not summed
16.2	Royce Micro-Cap Fund Fund S000009506 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	45,223	0.12%	+3,517	Jun 30, 2026	ROYCE FUND, not summed
16.3	Royce Capital Fund - Micro-Cap Portfolio Fund S000009496 · Registered fund · Jun 30, 2026 ROYCE CAPITAL FUND, not summed	14,904	0.04%	+1,422	Jun 30, 2026	ROYCE CAPITAL FUND, not summed
16.4	Royce Small-Cap Special Equity Fund Fund S000009513 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	6,000	0.02%	-35,000	Jun 30, 2026	ROYCE FUND, not summed
17	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	404,677	1.07%	-28,936	Jun 30, 2026	carried, not yet filed for the newest quarter
17.1	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	126,293	0.33%	-15,289	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
17.2	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	114,571	0.30%	-1,744	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
17.3	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	55,499	0.15%	+3,599	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
17.4	Schwab Fundamental U.S. Small Company Index Fund Fund S000016767 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	32,076	0.08%	-1,082	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
17.5	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	18,359	0.05%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
18	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	329,676	0.87%	-7,246	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
19	Nadji Hessam Insider CIK 1588276 · Sep 14, 2026 Director, Chief Executive Officer, issuer-wide	314,498	0.83%	+14,036	Sep 14, 2026	Director, Chief Executive Officer, issuer-wide
20	JACOBS LEVY EQUITY MANAGEMENT, INC 13F CIK 884414 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	272,747	0.72%	+113,128	Jun 30, 2026	carried, not yet filed for the newest quarter
21	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	272,408	0.72%	+3,583	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	256,122	0.68%	+11,849	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	11,353	0.03%	+711	Jun 30, 2026	Northern Funds, not summed
22.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	3,569	0.01%	-162	Jun 30, 2026	Northern Funds, not summed
23	SPROTT FOCUS TRUST INC. Fund · Registered fund · Jun 30, 2026 SPROTT FOCUS TRUST INC., not summed	210,000	0.55%	—	Jun 30, 2026	SPROTT FOCUS TRUST INC., not summed
23.1	ROYCE SMALL-CAP TRUST, INC. Fund · Registered fund · Jun 30, 2026 ROYCE SMALL-CAP TRUST, INC., not summed	152,545	0.40%	—	Jun 30, 2026	ROYCE SMALL-CAP TRUST, INC., not summed
23.2	ROYCE MICRO-CAP TRUST, INC. Fund · Registered fund · Jun 30, 2026 ROYCE MICRO-CAP TRUST, INC., not summed	101,994	0.27%	—	Jun 30, 2026	ROYCE MICRO-CAP TRUST, INC., not summed
24	SPROTT INC. 13F CIK 1512920 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	210,000	0.55%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
25	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,173	0.53%	-19,527	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	188,990	0.50%	-37,030	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	U.S. Small Cap Equity Fund Fund S000001586 · Registered fund · Jul 31, 2026 RUSSELL INVESTMENT CO, not summed	68,394	0.18%	-21,812	Jul 31, 2026	RUSSELL INVESTMENT CO, not summed
26.2	U.S. Small Cap Equity Fund Fund S000006864 · Registered fund · Jun 30, 2026 RUSSELL INVESTMENT FUNDS, not summed	16,483	0.04%	-5,117	Jun 30, 2026	RUSSELL INVESTMENT FUNDS, not summed
26.3	Russell Investments U.S. Small Cap Equity ETF Fund S000089990 · Registered fund · Jun 30, 2026 Russell Investments Exchange Traded Funds, not summed	5,079	0.01%	+2,309	Jun 30, 2026	Russell Investments Exchange Traded Funds, not summed
27	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	182,843	0.48%	-2,020	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	200	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
28	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	178,899	0.47%	+9,637	Jun 30, 2026	carried, not yet filed for the newest quarter
29	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	170,147	0.45%	+11,663	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	7,769	0.02%	+105	May 31, 2026	Goldman Sachs ETF Trust, not summed
29.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	5,615	0.01%	+1,520	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
30	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	168,410	0.44%	0	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
31	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	165,361	0.44%	+1,299	Jun 30, 2026	carried, not yet filed for the newest quarter
32	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	154,405	0.41%	+3,116	Jun 30, 2026	carried, not yet filed for the newest quarter
33	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	154,306	0.41%	+111,184	Jun 30, 2026	carried, not yet filed for the newest quarter
34	VANGUARD REAL ESTATE II INDEX FUND Fund S000059086 · Registered fund · Jul 31, 2026 VANGUARD FIXED INCOME SECURITIES FUNDS, not summed	152,835	0.40%	-13,136	Jul 31, 2026	VANGUARD FIXED INCOME SECURITIES FUNDS, not summed
35	VANGUARD STRATEGIC SMALL-CAP EQUITY FUND Fund S000012432 · Registered fund · Jun 30, 2026 VANGUARD HORIZON FUNDS, not summed	148,789	0.39%	+12,591	Jun 30, 2026	VANGUARD HORIZON FUNDS, not summed
36	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	128,439	0.34%	-177,793	Jun 30, 2026	carried, not yet filed for the newest quarter
37	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	127,219	0.34%	+78,048	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	123,908	0.33%	-51,936	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	30,638	0.08%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
38.2	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	21,258	0.06%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
38.3	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	569	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
38.4	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	406	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
39	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	123,022	0.32%	+3,908	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
40	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	113,280	0.30%	-2,467	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	17,270	0.05%	-1,449	Jul 31, 2026	Principal Funds, Inc, not summed
40.2	SmallCap Value Fund II Fund S000007169 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	1,514	0.00%	+752	Jul 31, 2026	Principal Funds, Inc, not summed
41	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	109,466	0.29%	+12,462	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	93,691	0.25%	-9,191	Jun 30, 2026	carried, not yet filed for the newest quarter
43	DEPRINCE RACE & ZOLLO INC 13F CIK 1008894 · Registered investment adviser · Sep 30, 2026	87,940	0.23%	-95,155	Sep 30, 2026
44	Parker John David Insider CIK 1862126 · Aug 10, 2026 EVP & COO, issuer-wide	87,580	0.23%	+46,118	Aug 10, 2026	EVP & COO, issuer-wide
45	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	87,400	0.23%	+35,289	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Quantinno Capital Management LP 13F CIK 1759654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	85,595	0.23%	+33,682	Jun 30, 2026	carried, not yet filed for the newest quarter
47	ExodusPoint Capital Management, LP 13F CIK 1736225 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	83,576	0.22%	+83,576	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	83,431	0.22%	+539	Jun 30, 2026	carried, not yet filed for the newest quarter
48.1	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	32,193	0.09%	+1,695	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
48.2	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	27,220	0.07%	+1,974	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
48.3	Invesco S&P SmallCap 600 QVM Multi-Factor ETF Fund S000072320 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	3,731	0.01%	-535	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
48.4	Invesco S&P SmallCap Financials ETF Fund S000028298 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	1,458	0.00%	-9	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
48.5	Invesco Russell 2000 Dynamic Multifactor ETF Fund S000064608 · Registered fund · May 31, 2026 Invesco Exchange-Traded Self-Indexed Fund Trust, not summed	1,089	0.00%	-1,010	May 31, 2026	Invesco Exchange-Traded Self-Indexed Fund Trust, not summed
49	DEUTSCHE BANK AG\ 13F CIK 948046 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	83,232	0.22%	-15,843	Jun 30, 2026	carried, not yet filed for the newest quarter
49.1	DWS Global Small Cap Fund Fund S000005468 · Registered fund · Jul 31, 2026 DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC., not summed	43,323	0.11%	-13,068	Jul 31, 2026	DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC., not summed
49.2	DWS Global Small Cap VIP Fund S000006246 · Registered fund · Jun 30, 2026 DEUTSCHE DWS VARIABLE SERIES I, not summed	16,461	0.04%	-288	Jun 30, 2026	DEUTSCHE DWS VARIABLE SERIES I, not summed
49.3	DWS Small Cap Index VIP Fund S000006223 · Registered fund · Jun 30, 2026 DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed	3,625	0.01%	+215	Jun 30, 2026	DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed
50	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	82,106	0.22%	-82,279	Jun 30, 2026	carried, not yet filed for the newest quarter

33 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 1578732 CUSIP 566324109 13F (30d) 40 filings 40 filers Visit website Investor relations