NBHC · National Bank Holdings Corp · Holdings

$41.77 -0.30 (-0.71%) At close · Sep 8

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.87B

44.54M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 225

Total Value: $1,831,850,171

Total Shares: 41,230,046

Showing 1–100 of 225 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 225 13F filers · Δ vs Mar 31, 2026

Top Holder

15.8%

+2.6 pts

Top 5

39.5%

+3.7 pts

Top 10

57.8%

+2.7 pts

HHI

504

Broadly held+75

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +8

Institutional value: +11.7%

Shares held: -1.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+983,290	6,496,044
Mega T. Rowe Price Investment Management, Inc.	+203,756	1,379,133
Mid Penn Capital Management Company, LLC	+153,721	162,446
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	+148,471	2,738,063
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	+142,320	1,686,848

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega WELLINGTON MANAGEMENT GROUP LLP	−943,298	1,300,690
Mega UBS Group AG	−464,657	107,619
Mega BNP PARIBAS ARBITRAGE, SA	−443,917	25,777
Mega AMERICAN CENTURY COMPANIES INC	−198,261	146,872
Mid DEPRINCE RACE & ZOLLO INC	−158,611	903,660

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Brevan Howard Capital Management LP	150,000	$6,664,500
Mid Interval Partners, LP	81,413	$3,617,179
Mid BOOTHBAY FUND MANAGEMENT, LLC	67,425	$2,995,692
Mid BASSWOOD CAPITAL MANAGEMENT, L.L.C.	46,956	$2,086,255
Large Walleye Capital LLC	40,483	$1,798,659

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large CIBC WORLD MARKET INC.	568,100	$22,246,796
Mid Focus Partners Advisor Solutions, LLC	109,060	$4,270,789
Mega MILLENNIUM MANAGEMENT LLC	104,580	$4,095,352
Small Texas Capital Bank Wealth Management Services Inc	70,475	$2,759,800
Large CWM, LLC	27,259	$1,067,462

Filter: New 35 Increased 71 Reduced 84 Sold out 27 Unchanged 35

Showing 100 of 225

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$288,619,229

15.76%

6,496,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	55,540	$2,467,642	0.9%	Sole
BlackRock Asset Management Canada Ltd	272	$12,084	0.0%	Sole
BlackRock Investment Management, LLC	138,912	$6,171,860	2.1%	Sole
BLACKROCK ADVISORS LLC	149,336	$6,634,998	2.3%	Sole
BlackRock Fund Advisors	4,652,051	$206,690,625	71.6%	Sole
BlackRock Institutional Trust Company, N.A.	1,337,676	$59,432,944	20.6%	Sole
BlackRock Fund Managers Ltd.	7,703	$342,244	0.1%	Sole
BlackRock (Netherlands) B.V.	292	$12,973	0.0%	Sole
BlackRock Asset Management Ireland Ltd	111,072	$4,934,928	1.7%	Sole
BlackRock Asset Management Schweiz AG	7,421	$329,715	0.1%	Sole
Aperio Group, LLC	35,769	$1,589,216	0.6%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$121,652,139

6.64%

2,738,063

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$110,978,009

6.06%

2,497,817

STATE STREET CORP

$103,062,760

5.63%

2,319,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,319,666	$103,062,760	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$99,395,906

5.43%

2,237,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,376	$238,855	0.2%	Defined
DFA Australia Ltd.	12,828	$569,948	0.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	300	$13,329	0.0%	Defined
Dimensional Ireland Ltd	75,206	$3,341,402	3.4%	Defined
Held directly	2,143,425	$95,232,372	95.8%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$84,949,493

4.64%

1,911,985

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$74,946,656

4.09%

1,686,848

T. Rowe Price Investment Management, Inc.

$61,274,879

3.34%

1,379,133

WELLINGTON MANAGEMENT GROUP LLP

$57,789,655

3.15%

1,300,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,206,059	$53,585,201	92.7%	Defined
Wellington Managment Canada LLC	63,858	$2,837,210	4.9%	Defined
Wellington Trust Company, NA joint	30,773	$1,367,244	2.4%	Defined

WESTWOOD HOLDINGS GROUP INC

$56,708,230

3.10%

1,276,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTWOOD MANAGEMENT CORP /TX joint	1,276,350	$56,708,230	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$50,513,577

2.76%

1,136,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	164,987	$7,330,372	14.5%	Defined
Held directly	971,938	$43,183,205	85.5%	Defined

DEPRINCE RACE & ZOLLO INC

$40,149,613

2.19%

903,660

SEGALL BRYANT & HAMILL, LLC

$38,383,832

2.10%

863,917

RENAISSANCE TECHNOLOGIES LLC

$31,787,576

1.74%

715,453

TWO SIGMA INVESTMENTS, LP

$30,623,022

1.67%

689,242

KENNEDY CAPITAL MANAGEMENT LLC

$29,606,108

1.62%

666,354

Nuveen, LLC

$25,460,121

1.39%

573,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	28,164	$1,251,326	4.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	91,595	$4,069,565	16.0%	Defined
TEACHERS ADVISORS, LLC joint	453,280	$20,139,230	79.1%	Defined

ENDEAVOUR CAPITAL ADVISORS INC

$24,724,317

1.35%

556,478

Leeward Investments, LLC - MA

$22,603,984

1.23%

508,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS CO	508,755	$22,603,984	100.0%	Sole

NORTHERN TRUST CORP

$21,956,949

1.20%

494,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	441,943	$19,635,527	89.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	30,431	$1,352,049	6.2%	Defined
MASON STREET ADVISORS, LLC joint	15,043	$668,360	3.0%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,775	$301,013	1.4%	Other

Aristotle Capital Boston, LLC

$21,581,428

1.18%

485,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARISTOTLE INVESTMENT SERVICES, LLC	485,740	$21,581,428	100.0%	Sole

North Reef Capital Management LP

$19,426,617

1.06%

437,241

AQR CAPITAL MANAGEMENT LLC

$18,921,135

1.03%

425,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	96	$4,265	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	12	$533	0.0%	Other
Prism Planning Partners LLC	100	$4,443	0.0%	Other
Compound Planning, Inc.	18	$799	0.0%	Other
Arax Advisory Partners	2,061	$91,570	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,650	$73,309	0.4%	Other
Stokes Family Office, LLC	361	$16,039	0.1%	Other
Held directly	421,566	$18,730,177	99.0%	Defined

Russell Investments Group, Ltd.

$18,541,658

1.01%

417,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	189,070	$8,400,379	45.3%	Defined
Russell Investments Canada Limited	1,465	$65,089	0.4%	Defined
Russell Investments Capital, LLC	76,277	$3,388,987	18.3%	Defined
Russell Investments France SAS	27,375	$1,216,271	6.6%	Defined
Russell Investments Limited	2,328	$103,433	0.6%	Defined
Russell Investments Trust Company	120,808	$5,367,499	28.9%	Defined

GOLDMAN SACHS GROUP INC

$16,626,104

0.91%

374,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	231,844	$10,300,828	62.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	142,365	$6,325,276	38.0%	Defined

Bank of New York Mellon Corp

$16,128,798

0.88%

363,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,135	$50,427	0.3%	Defined
Mellon Investments Corporation	230,821	$10,255,377	63.6%	Defined
BNY Mellon Investment Adviser, Inc.	36,332	$1,614,230	10.0%	Defined
The Bank of New York Mellon	82,117	$3,648,458	22.6%	Defined
BNY Mellon, NA joint	12,610	$560,262	3.5%	Defined
Held directly	1	$44	0.0%	Defined

MORGAN STANLEY

$14,865,294

0.81%

334,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	199	$8,841	0.1%	Defined
MORGAN STANLEY & CO. LLC	24,148	$1,072,895	7.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	132,053	$5,867,114	39.5%	Defined
MORGAN STANLEY AIP GP LP	172	$7,641	0.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	4,405	$195,714	1.3%	Defined
Morgan Stanley Investment Management LTD	6,466	$287,283	1.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	115	$5,109	0.0%	Defined
Morgan Stanley Bank, N.A.	841	$37,365	0.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	166,179	$7,383,332	49.7%	Defined

MALTESE CAPITAL MANAGEMENT LLC

$14,328,674

0.78%

322,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	136,059	$6,045,101	42.2%	Defined
Malta Opportunity Fund LP	135,226	$6,008,091	41.9%	Defined
Held directly	51,215	$2,275,482	15.9%	Sole

VANGUARD FIDUCIARY TRUST CO

$13,068,506

0.71%

294,137

SEI INVESTMENTS CO

$12,422,538

0.68%

279,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	14,758	$655,697	5.3%	Sole
SEI TRUST CO	264,840	$11,766,841	94.7%	Sole

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$11,761,953

0.64%

264,730

Invesco Ltd.

$11,547,355

0.63%

259,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	16,634	$739,047	6.4%	Defined
Invesco Trust Co joint	17,352	$770,949	6.7%	Defined
Invesco Capital Management LLC	225,914	$10,037,359	86.9%	Defined

CITADEL ADVISORS LLC

$9,993,062

0.55%

224,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,117	$316,208	3.2%	Defined
Held directly	217,800	$9,676,854	96.8%	Defined

ALLIANCEBERNSTEIN L.P.

$9,884,786

0.54%

222,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	222,480	$9,884,786	100.0%	Defined

AMERIPRISE FINANCIAL INC

$9,718,928

0.53%

218,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	218,595	$9,712,175	99.9%	Defined
Ameriprise Financial Services, LLC	152	$6,753	0.1%	Defined

PRINCIPAL FINANCIAL GROUP INC

$9,616,917

0.52%

216,451

NEW YORK STATE COMMON RETIREMENT FUND

$9,562,491

0.52%

215,226

Empowered Funds, LLC

$9,177,327

0.50%

206,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	206,557	$9,177,327	100.0%	Other

THOMPSON SIEGEL & WALMSLEY LLC

$7,373,158

0.40%

165,950

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	165,950	$7,373,158	100.0%	Defined

Penn Capital Management Company, LLC

$7,217,475

0.39%

162,446

Public Sector Pension Investment Board

$6,836,843

0.37%

153,879

Brevan Howard Capital Management LP

$6,664,500

0.36%

150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard Investment Products Ltd	150,000	$6,664,500	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$6,525,522

0.36%

146,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	146,872	$6,525,522	100.0%	Defined

BESSEMER GROUP INC

$6,421,111

0.35%

144,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	143,811	$6,389,522	99.5%	Defined
Bessemer Trust CO of Delaware, N.A.	435	$19,327	0.3%	Defined
BESSEMER TRUST Co OF FLORIDA	276	$12,262	0.2%	Defined

JPMORGAN CHASE & CO

$6,255,252

0.34%

140,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	103	$4,576	0.1%	Other
JPMorgan Chase Bank, N.A.	22,402	$995,320	15.9%	Defined
J.P. Morgan Investment Management Inc.	117,911	$5,238,785	83.8%	Defined
J.P. Morgan Securities LLC	125	$5,553	0.1%	Defined
J.P. Morgan Securities plc	248	$11,018	0.2%	Defined

JACOBS ASSET MANAGEMENT, LLC

$5,331,600

0.29%

120,000

PRUDENTIAL FINANCIAL INC

$5,199,598

0.28%

117,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	93,829	$4,168,822	80.2%	Defined
Prudential Trust Co	23,200	$1,030,776	19.8%	Defined

RHUMBLINE ADVISERS

$5,136,552

0.28%

115,610

PEREGRINE CAPITAL MANAGEMENT LLC

$5,003,573

0.27%

112,617

UBS Group AG

$4,781,510

0.26%

107,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,569	$69,710	1.5%	Defined
UBS AG	103,879	$4,615,343	96.5%	Defined
UBS Switzerland AG	2,171	$96,457	2.0%	Defined

Squire Investment Management Company, LLC

$4,752,943

0.26%

106,976

FIRST TRUST ADVISORS LP

$4,731,795

0.26%

106,500

Legal & General Group Plc

$4,255,860

0.23%

95,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	68,534	$3,044,965	71.5%	Defined
Legal & General Investment Management Ltd joint	27,254	$1,210,895	28.5%	Defined

Boston Partners

$4,086,982

0.22%

91,987

Swiss National Bank

$3,683,247

0.20%

82,900

Interval Partners, LP

$3,617,179

0.20%

81,413

BANK OF AMERICA CORP /DE/

$3,532,718

0.19%

79,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	71,849	$3,192,251	90.4%	Defined
BOFA SECURITIES, INC.	7,663	$340,467	9.6%	Defined

BARCLAYS PLC

$3,357,440

0.18%

75,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	73,881	$3,282,532	97.8%	Defined
BARCLAYS CAPITAL INC.	1,686	$74,908	2.2%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$3,356,908

0.18%

75,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	75,555	$3,356,908	100.0%	Defined

FMR LLC

$3,199,004

0.17%

72,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	71,433	$3,173,768	99.2%	Defined
STRATEGIC ADVISERS LLC	568	$25,236	0.8%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$2,995,692

0.16%

67,425

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$2,825,170

0.15%

63,587

Quantinno Capital Management LP

$2,761,280

0.15%

62,149

FRANKLIN RESOURCES INC

$2,709,962

0.15%

60,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	20,848	$926,276	34.2%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	19	$844	0.0%	Defined
FRANKLIN ADVISERS INC	38,419	$1,706,956	63.0%	Defined
PUTNAM ADVISORY CO LLC	1,708	$75,886	2.8%	Defined

IEQ CAPITAL, LLC

$2,695,923

0.15%

60,678

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,535,040

0.14%

57,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,581	$70,243	2.8%	Defined
UBS Asset Management Switzerland AG	45,466	$2,020,054	79.7%	Sole
UBS Asset Management (UK) Ltd.	10,010	$444,743	17.5%	Defined

CITIGROUP INC

$2,291,297

0.13%

51,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	3,323	$147,640	6.4%	Defined
Citigroup Financial Products Inc. joint	48,248	$2,143,657	93.6%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,139,793

0.12%

48,161

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

$2,086,255

0.11%

46,956

Creative Planning

$2,055,909

0.11%

46,273

DEUTSCHE BANK AG\

$2,003,481

0.11%

45,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	43,888	$1,949,943	97.3%	Defined
DWS International GmbH	1,205	$53,538	2.7%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$1,868,859

0.10%

42,063

Walleye Capital LLC

$1,798,659

0.10%

40,483

WELLS FARGO & COMPANY/MN

$1,715,397

0.09%

38,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	38,031	$1,689,717	98.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	550	$24,436	1.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	28	$1,244	0.1%	Defined

Man Group plc

$1,687,628

0.09%

37,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	576	$25,591	1.5%	Defined
Numeric Investors LLC	37,408	$1,662,037	98.5%	Defined

CANADA LIFE ASSURANCE Co

$1,668,390

0.09%

37,551

Mirae Asset Global Investments Co., Ltd.

$1,662,970

0.09%

37,429

Jefferies Financial Group Inc.

$1,648,219

0.09%

37,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	37,097	$1,648,219	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,627,915

0.09%

36,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	36,640	$1,627,915	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,589,438

0.09%

35,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	35,774	$1,589,438	100.0%	Other

MOODY NATIONAL BANK TRUST DIVISION

$1,583,574

0.09%

35,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MOODY BANCSHARES INC	35,642	$1,583,574	100.0%	Defined

MARSHALL WACE, LLP

$1,568,689

0.09%

35,307

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	35,307	$1,568,689	100.0%	Other

PMC FIG Opportunities LLC

$1,516,484

0.08%

34,132

Rafferty Asset Management, LLC

$1,450,595

0.08%

32,649

Schonfeld Strategic Advisors LLC

$1,415,584

0.08%

31,861

Thrivent Financial for Lutherans

$1,306,819

0.07%

29,413

VANGUARD ASSET MANAGEMENT, Ltd

$1,265,632

0.07%

28,486

ISLAY CAPITAL MANAGEMENT, LLC

$1,197,166

0.07%

26,945

Rosenthal | Henry Capital Advisors, Inc.

$1,155,180

0.06%

26,000

Vanguard Global Advisers, LLC

$1,153,847

0.06%

25,970

BNP PARIBAS ARBITRAGE, SA

$1,145,272

0.06%

25,777

MetLife Investment Management, LLC

$1,131,809

0.06%

25,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	25,474	$1,131,809	100.0%	Defined

Illinois Municipal Retirement Fund

$1,043,083

0.06%

23,477

HighTower Advisors, LLC

$1,034,285

0.06%

23,279

North Star Investment Management Corp.

$977,460

0.05%

22,000

XTX Topco Ltd

$970,040

0.05%

21,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	21,833	$970,040	100.0%	Defined

HOWARD FINANCIAL SERVICES, LTD.

$941,516

0.05%

21,191

Numerai GP LLC

$927,520

0.05%

20,876

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$894,731

0.05%

20,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	20,138	$894,731	100.0%	Defined

Louisiana State Employees Retirement System

$870,828

0.05%

19,600

Key facts CIK 1475841 CUSIP 633707104 13F (30d) 145 filings 144 filers Visit website Investor relations