NOEM · CO2 Energy Transition Corp. · Holdings

$10.69 At close · Sep 10

Market Cap

$39.73M

3.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 39

Total Value: $70,988,966

Total Shares: 17,860,431

Institutional Ownership Trend

7 quarters

Holder Concentration

Across 39 13F filers · Δ vs Mar 31, 2026

Top Holder

12.4%

−0.0 pts

Top 5

47.7%

−0.9 pts

Top 10

74.8%

−2.7 pts

HHI

686

Broadly held−40

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: +0.8%

Shares held: -3.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Polar Asset Management Partners Inc.	+52,726	922,726
Large Clear Street Group Inc.	+40,496	812,149
Mid WOLVERINE ASSET MANAGEMENT LLC	+4,744	78,573
Mid AQR Arbitrage LLC	+3,229	1,726,654
Small FLOW TRADERS U.S. LLC	+1,362	15,164

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid HIGHBRIDGE CAPITAL MANAGEMENT LLC	−375,117	737,662
Large TORONTO DOMINION BANK	−172,854	803,233
Mid Karpus Management, Inc.	−58,100	671,571
Mid BOOTHBAY FUND MANAGEMENT, LLC	−49,911	544,476
Small HEIGHTS CAPITAL MANAGEMENT, INC	−42,324	77,672

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small RLH Capital LLC	124,228	$1,296,940
Small PenderFund Capital Management Ltd.	35,600	$371,664
Small Crossingbridge Advisors, LLC	1,241	$12,956
Mid Quarry LP	285	$2,975
Small Lineage Point Capital LP	40,954	$0

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Virtu Financial LLC	22,147	$229,664
Large Verition Fund Management LLC	205,000	$0
Small TWO SIGMA SECURITIES, LLC	10,851	$0

Filter: New 5 Increased 9 Reduced 8 Sold out 3 Unchanged 17

Showing 69 of 69

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MIZUHO SECURITIES USA LLC

$8,777,210

12.36%

840,729

Karpus Management, Inc.

$7,011,201

9.88%

671,571

MMCAP International Inc. SPC

$6,159,600

8.68%

590,000

ARISTEIA CAPITAL, L.L.C.

$6,035,322

8.50%

578,096

AQR Arbitrage LLC

$5,880,674

8.28%

563,283

RIVERNORTH CAPITAL MANAGEMENT, LLC

$4,461,293

6.28%

427,327

WHITEBOX ADVISORS LLC

$4,071,600

5.74%

390,000

TORONTO DOMINION BANK

$3,689,193

5.20%

353,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	353,371	$3,689,193	100.0%	Defined

Polar Asset Management Partners Inc.

$3,578,059

5.04%

342,726

Westchester Capital Management, LLC

$3,455,774

4.87%

331,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTCHESTER CAPITAL PARTNERS, LLC	20,662	$215,711	6.2%	Sole
Virtus Investment Advisers, LLC	227,834	$2,378,586	68.8%	Other
Held directly	82,517	$861,477	24.9%	Sole

Hudson Bay Capital Management LP

$3,027,610

4.26%

290,001

D. E. Shaw & Co., Inc.

$2,923,200

4.12%

280,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	280,000	$2,923,200	100.0%	Defined

SONA ASSET MANAGEMENT (US) LLC

$2,631,077

3.71%

252,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SONA ASSET MANAGEMENT (UK) LLP	252,019	$2,631,077	100.0%	Other

TWO SIGMA INVESTMENTS, LP

$2,270,689

3.20%

217,499

L1 Global Manager Pty Ltd

$1,461,600

2.06%

140,000

RLH Capital LLC

$1,296,940

1.83%

124,228

WOLVERINE ASSET MANAGEMENT LLC

$812,994

1.15%

77,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	77,873	$812,994	100.0%	Defined

Clear Street Group Inc.

$720,443

1.01%

69,008

Centiva Capital, LP

$417,600

0.59%

40,000

HEIGHTS CAPITAL MANAGEMENT, INC

$417,600

0.59%

40,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CVI Investments, Inc.	40,000	$417,600	100.0%	Other

MANGROVE PARTNERS IM, LLC

$409,248

0.58%

39,200

PenderFund Capital Management Ltd.

$371,664

0.52%

35,600

Radcliffe Capital Management, L.P.

$316,238

0.45%

30,291

Dakota Wealth Management

$235,944

0.33%

22,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	22,600	$235,944	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$187,794

0.26%

17,988

ROBINSON CAPITAL MANAGEMENT, LLC

$159,210

0.22%

15,250

FLOW TRADERS U.S. LLC

$158,312

0.22%

15,164

HIGHBRIDGE CAPITAL MANAGEMENT LLC NOEMW

$22,461

0.03%

149,739

Crossingbridge Advisors, LLC

$12,956

0.02%

1,241

MORGAN STANLEY

$7,506

0.01%

719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	69	$720	9.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	650	$6,786	90.4%	Defined

UBS Group AG

$4,979

0.01%

477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	477	$4,979	100.0%	Defined

Quarry LP

$2,975

0.00%

285

HIGHBRIDGE CAPITAL MANAGEMENT LLC NOEMR

—

587,923

BOOTHBAY FUND MANAGEMENT, LLC NOEMR

—

314,835

Hudson Bay Capital Management LP NOEMR

—

290,000

RIVERNORTH CAPITAL MANAGEMENT, LLC NOEMR

—

428,040

ARISTEIA CAPITAL, L.L.C. NOEMR

—

578,096

Hudson Bay Capital Management LP NOEMW

—

290,000

WHITEBOX ADVISORS LLC NOEMR

—

390,000

AQR Arbitrage LLC NOEMW

—

581,171

Harraden Circle Investments, LLC NOEMR

—

748,780

DLD Asset Management, LP NOEMW

—

74,591

BOOTHBAY FUND MANAGEMENT, LLC NOEMW

—

229,641

WOLVERINE ASSET MANAGEMENT LLC NOEMW

—

700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	700	$0	—	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC NOEMW

—

428,040

Lepercq De Neuflize Asset Management LLC NOEMW

—

93,953

HEIGHTS CAPITAL MANAGEMENT, INC NOEMR

—

37,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CVI Investments, Inc.	37,672	$0	—	Other

MMCAP International Inc. SPC NOEMR

—

590,000

TORONTO DOMINION BANK NOEMW

—

320,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	320,000	$0	—	Defined

K2 PRINCIPAL FUND, L.P. NOEMW

—

155,312

MMCAP International Inc. SPC NOEMW

—

590,000

K2 PRINCIPAL FUND, L.P. NOEMR

—

70,220

MANGROVE PARTNERS IM, LLC NOEMR

—

226,847

Centiva Capital, LP NOEMW

—

40,000

AQR Arbitrage LLC NOEMR

—

582,200

UBS Group AG NOEMW

—

1,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,700	$0	—	Defined

TORONTO DOMINION BANK NOEMR

—

129,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	129,862	$0	—	Defined

Shaolin Capital Management LLC NOEMW

—

200,956

D. E. Shaw & Co., Inc. NOEMW

—

280,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	280,000	$0	—	Defined

UBS Group AG NOEMU

—

403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	403	$0	—	Defined

Clear Street Group Inc. NOEMW

—

374,963

WHITEBOX ADVISORS LLC NOEMW

—

390,000

Centiva Capital, LP NOEMR

—

40,000

ARISTEIA CAPITAL, L.L.C. NOEMW

—

578,096

Lineage Point Capital LP NOEMW

—

40,954

Clear Street Group Inc. NOEMR

—

368,178

Polar Asset Management Partners Inc. NOEMW

—

290,000

D. E. Shaw & Co., Inc. NOEMR

—

280,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	280,000	$0	—	Defined

Polar Asset Management Partners Inc. NOEMR

—

290,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	22,147	$229,664	100.0%	Defined

Key facts CIK 1956648 CUSIP 12664M103 13F (30d) 25 filings 25 filers Visit website Investor relations