NOEM · CO2 Energy Transition Corp. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“In connection with the Company's assessment of going concern considerations in accordance with Accounting Standards Codification ("ASC") 205-40, "Going Concern," we have determined that the potential liquidity shortfall and the mandatory liquidation raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
Every disclosed holder of NOEM in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NOEM
13F quarter Jun 30, 2026No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 17,731,869 | 477.12% |
| Insiders (Forms 3, 4, 5) | 2,565,000 | 69.02% |
| 13D/G-only blocks | 1,930,085 | 51.93% |
| Remaining | 18,510,489 | -498.07% |
| Registered funds (N-PORT, not summed) | 552,845 | 14.88% |
Shares outstanding: 3,716,465, the issuer's latest cover-page count restated onto today's split basis.
Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NOEM
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
2,565,000 | ||
| 2 |
|
1,770,000 | ||
| 3 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
1,734,288 | ||
| 4 |
AQR Arbitrage LLC
13F
CIK 1167456 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
1,726,654 | ||
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
1,283,407 | ||
| 6 |
WHITEBOX ADVISORS LLC
13F
CIK 1257391 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
1,170,000 | ||
| 7 |
Polar Asset Management Partners Inc.
13F
CIK 1326389 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
922,726 | ||
| 8 |
Hudson Bay Capital Management LP
13F
CIK 1393825 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
870,001 | ||
| 9 |
|
861,906 | ||
| 10 |
|
840,000 | ||
| 11 |
Mizuho Financial Group, Inc.
13G
CIK 1335730 · Bank · Jun 30, 2025
Rule 13d-1(b), qualified institution
|
838,309 | ||
| 12 |
|
812,149 | ||
| 13 |
|
803,233 | ||
| 14 |
Harraden Circle Investments, LLC
13F
CIK 1910592 · Registered investment adviser · Jun 30, 2026
|
748,780 | ||
| 15 |
Karpus Management, Inc.
13G
CIK 1048703 · Investment adviser · Jul 31, 2026
Rule 13d-1(b), qualified institution, not summed
|
670,404 | ||
| 15.1 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
|
671,571 | ||
| 16 |
AQR CAPITAL MANAGEMENT LLC
13G
CIK 1167557 · Registered investment adviser · Dec 31, 2024
Rule 13d-1(b), qualified institution
|
590,000 | ||
| 17 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC
13F
CIK 919185 · Registered investment adviser · Jun 30, 2026
|
587,923 | ||
| 18 |
BOOTHBAY FUND MANAGEMENT, LLC
13F
CIK 1549230 · Registered investment adviser · Jun 30, 2026
Classes NOEMR, NOEMW
|
544,476 | ||
| 19 |
|
501,776 | ||
| 20 |
Westchester Capital Management, LLC
13F
CIK 1512805 · Registered investment adviser · Jun 30, 2026
|
331,013 | ||
| 21 |
MANGROVE PARTNERS IM, LLC
13F
CIK 1535392 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR
|
266,047 | ||
| 22 |
SONA ASSET MANAGEMENT (US) LLC
13F
CIK 1856405 · Registered investment adviser · Jun 30, 2026
|
252,019 | ||
| 23 |
|
225,532 | ||
| 24 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
|
217,499 | ||
| 25 |
Shaolin Capital Management LLC
13F
CIK 1766806 · Registered investment adviser · Jun 30, 2026
|
200,956 | ||
| 26 |
L1 Global Manager Pty Ltd
13F
CIK 1878742 · Unknown · Jun 30, 2026
|
140,000 | ||
| 27 |
AQR Diversified Arbitrage Fund
Fund
S000024177 · Registered fund · Jun 30, 2026
AQR Funds, not summed
|
127,667 | ||
| 28 |
The Merger Fund
Fund
S000005158 · Registered fund · Jun 30, 2026
Merger Fund, not summed
|
125,000 | ||
| 29 |
RLH Capital LLC
13F
CIK 2008031 · Unknown · Jun 30, 2026
|
124,228 | ||
| 30 |
Centiva Capital, LP
13F
CIK 1692507 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMR, NOEMW
|
120,000 | ||
| 31 |
Virtus Westchester Event-Driven Fund
Fund
S000040968 · Registered fund · Jun 30, 2026
Virtus Event Opportunities Trust, not summed
|
102,834 | ||
| 32 |
Lepercq De Neuflize Asset Management LLC
13F
CIK 1854423 · Registered investment adviser · Jun 30, 2026
|
93,953 | ||
| 33 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
Classes NOEM, NOEMW
|
78,573 | ||
| 34 |
|
77,672 | ||
| 35 |
DLD Asset Management, LP
13F
CIK 1578299 · Registered investment adviser · Jun 30, 2026
|
74,591 | ||
| 36 |
Global Multi-Strategy Fund
Fund
S000033960 · Registered fund · May 31, 2026
Principal Funds, Inc, not summed
|
46,099 | ||
| 37 |
Lineage Point Capital LP
13F
CIK 2093311 · Unknown · Jun 30, 2026
|
40,954 | ||
| 38 |
JNL/Westchester Capital Event Driven Fund
Fund
S000048720 · Registered fund · Jun 30, 2026
JNL Series Trust, not summed
|
36,418 | ||
| 39 |
PenderFund Capital Management Ltd.
13F
CIK 1706164 · Non-US institution · Jun 30, 2026
|
35,600 | ||
| 40 |
Radcliffe Capital Management, L.P.
13F
CIK 1218275 · Registered investment adviser · Jun 30, 2026
|
30,291 | ||
| 41 |
Dakota Wealth Management
13F
CIK 1631353 · Registered investment adviser · Jun 30, 2026
|
22,600 | ||
| 42 |
First Trust Alternative Opportunities Fund
Fund
· Registered fund · Jun 30, 2026
First Trust Alternative Opportunities Fund, not summed
|
21,424 | ||
| 42.1 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
85,696 | ||
| 43 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
|
17,988 | ||
| 44 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
|
15,250 | ||
| 45 |
FLOW TRADERS U.S. LLC
13F
CIK 1466697 · Unknown · Jun 30, 2026
|
15,164 | ||
| 46 |
Rivernorth Enhanced Pre-Merger SPAC ETF
Fund
S000092118 · Registered fund · Jun 30, 2026
Elevation Series Trust, not summed
|
7,418 | ||
| 47 |
|
2,580 | ||
| 48 |
Crossingbridge Advisors, LLC
13F
CIK 1770024 · Investment adviser · Jun 30, 2026
|
1,241 | ||
| 49 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
|
719 | ||
| 50 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
289 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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