NOTVQ · Inotiv, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“the Company believes its existing cash and cash equivalents, together with cash generated from operations, will not be sufficient to fund its operations and satisfy its obligations for the next 12 months, absent a transaction that positively impacts the Company's liquidity and reduces its debt obligations. Further, management's fiscal 2026 annual operating plan forecasts noncompliance with its financial covenants pursuant to the Credit Agreement.”View the 10-Q filed May 11, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-19 | Leasure Robert Jr. |
Director, President and CEO |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
1,256,215 |
| 2026-07-19 | Neff R Matthew |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
151,102 |
| 2026-07-19 | Castetter Andrea |
EVP, General Counsel & Sec'y |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
49,200 |
| 2026-07-19 | Beattie John Gregory |
Chief Operating Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
180,992 |
| 2026-07-19 | Harrington Michael J |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
76,892 |
| 2026-07-19 | Sagartz John E |
Chief Strategy Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
729,626 |
| 2026-07-19 | Freeman Jeffrey Brennan |
VP-Finance & Corp. Controller |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
36,623 |
| 2026-07-19 | Coelho Mary Theresa |
Director, EVP and CFO |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
74,303 |
| 2026-07-19 | Taylor Beth A. |
Chief Financial Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
139,616 |
| 2026-07-19 | Leasure Robert Jr. |
Director, President and CEO |
Other↓
Filing footnotes — Common Stock (Indirect)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. These shares were held by an entity for which the reporting person is the majority security holder. |
Common Stock
(I)
|
105,000 |
| 2026-07-19 | Brown Nigel |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
104,929 |
| 2026-07-19 | Landman David |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
216,243 |
| 2026-07-19 | Hardy Adrian |
Chief Commercial Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration. |
Common Stock
|
53,049 |
| 2026-06-18 | Sagartz John E |
Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
6,071 |
| 2026-06-18 | Taylor Beth A. |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
5,864 |
| 2026-06-18 | Freeman Jeffrey Brennan |
VP-Finance & Corp. Controller |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
5,855 |
| 2026-06-18 | Beattie John Gregory |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
5,769 |
| 2026-06-18 | Castetter Andrea |
EVP, General Counsel & Sec'y |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
5,800 |
| 2026-06-18 | Hardy Adrian |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. |
Common Stock
|
5,371 |
| 2026-05-14 | Young John T. Jr. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-14 | DAVIS EUGENE I |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-02-17 | Sagartz John E |
Chief Strategy Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares automatically sold by the Company on behalf of the reporting person to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units, which sale was made pursuant to a Rule 10b5-1 instruction entered into by the reporting person during the period from September 11, 2024 to October 9, 2024. |
Common Stock
|
2,119 |
| 2026-02-17 | Taylor Beth A. |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares automatically sold by the Company on behalf of the reporting person to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units, which sale was made pursuant to a Rule 10b5-1 instruction entered into by the reporting person during the period from September 11, 2024 to October 9, 2024. |
Common Stock
|
2,888 |
| 2026-02-17 | Leasure Robert Jr. |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares automatically sold by the Company on behalf of the reporting person to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units, which sale was made pursuant to a Rule 10b5-1 instruction entered into by the reporting person during the period from September 11, 2024 to October 9, 2024. Reflects the weighed average price of 16,810 shares of common stock of Inotiv, Inc. sold by the reporting person in multiple transactions on February 17, 2026 with sales prices ranging from $0.29 to $0.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
16,810 |
| 2026-02-02 | Leasure Robert Jr. |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a non-discretionary sell-to-cover provision in the award agreement to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units held by the reporting person. Reflects the weighted average price of 113,297 shares of common stock of Inotiv, Inc. sold by reporting person in multiple transactions on February 2, 2026 with sales prices ranging from $0.4919 to $0.5322 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
113,297 |
| 2026-01-15 | Castetter Andrea |
EVP, General Counsel & Sec'y |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Represents a grant of non-qualified options, which have a three year vesting period of 40% / 30% / 30% beginning on the first anniversary of the grant date, subject to continued employment. |
Employee Stock Option (right to buy)
|
10,000 |
| 2025-12-01 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025, for purposes of covering tax obligations he incurred in connection with the vesting of equity awards in prior periods. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on December 1, 2025, with sales prices ranging from $0.8830 to $0.9085 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-11-03 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025, for purposes of covering tax obligations he incurred in connection with the vesting of equity awards in prior periods. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on November 3, 2025, with sales prices ranging from $1.2100 to $1.2900 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-10-24 | Neff R Matthew |
Director |
Convert↓
Filing footnotes — Director Stock Option (right to buy) (Direct)
The option vested in three installments of 40%, 30% and 30%, respectively, on each of the first three anniversaries of the date of grant (October 27, 2017). |
Director Stock Option (right to buy)
|
10,000 |
| 2025-10-24 | Neff R Matthew |
Director |
Convert↑
|
Common Stock
|
10,000 |
| 2025-10-01 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on October 1, 2025 with sales prices ranging from $1.4100 to $1.4650 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-09-02 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on September 2, 2025 with sale prices ranging from $1.6550 to $1.6900 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-08-01 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on August 1, 2025 with sale prices ranging from $1.885 to $1.930 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-07-01 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on July 1, 2025 with sale prices ranging from $1.78 to $1.87 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-06-02 | Neff R Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2025. Reflects the weighted average price of 2,000 common shares sold by the reporting person in multiple transactions on June 2, 2025 with sale prices ranging from $2.57 to $2.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,000 |
| 2025-04-01 | Coelho Mary Theresa |
Director, EVP and CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares were sold to cover taxes associated with the restricted stock units that vested on March 31, 2025. Reflects the weighted average price of 5,500 shares of common stock of Inotiv, Inc. sold by the reporting person in multiple transactions on April 1, 2025 with sales prices ranging from $2.175 to $2.42 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
5,500 |
| 2025-03-14 | Neff R Matthew |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2026, or immediately prior to the next annual meeting of stockholders if stepping down from the Board. |
Common Stock
|
39,392 |
| 2025-03-14 | Brown Nigel |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2026, or immediately prior to the next annual meeting of stockholders if stepping down from the Board. |
Common Stock
|
39,392 |
| 2025-03-14 | Sagartz John E |
Chief Strategy Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
30,000 |
| 2025-03-14 | Harrington Michael J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2026, or immediately prior to the next annual meeting of stockholders if stepping down from the Board. |
Common Stock
|
39,392 |
| 2025-03-14 | Leasure Robert Jr. |
Director, President and CEO |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Represents a grant of stock options, which have a three year vesting period of 40% / 30% / 30% beginning on the first anniversary of the grant date, subject to continued employment. |
Employee Stock Option (right to buy)
|
429,730 |
| 2025-03-14 | Hardy Adrian |
Chief Commercial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
25,000 |
| 2025-03-14 | Leasure Robert Jr. |
Director, President and CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
429,730 |
| 2025-03-14 | Coelho Mary Theresa |
Director, EVP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2026, or immediately prior to the next annual meeting of stockholders if stepping down from the Board. |
Common Stock
|
39,392 |
| 2025-03-14 | Freeman Jeffrey Brennan |
VP-Finance & Corp. Controller |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
15,000 |
| 2025-03-14 | Beattie John Gregory |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
25,000 |
| 2025-03-14 | Taylor Beth A. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
40,000 |
| 2025-03-14 | Landman David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2026, or immediately prior to the next annual meeting of stockholders if stepping down from the Board. |
Common Stock
|
39,392 |
| 2025-03-14 | Castetter Andrea |
EVP, General Counsel & Sec'y |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
35,000 |
| 2025-03-14 | Krupp Jeffrey Arthur |
Chief Human Resources Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which vest in full on March 14, 2027, subject to continued employment. |
Common Stock
|
25,000 |