NVX · NOVONIX Ltd · Holdings

$2.25 +0.15 (+6.99%)

Market Cap

$52.39M

24.95M

Volume · Oct 27 13.91K Avg daily vol (42 sessions) 31.08K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NVX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 25

Total Value: $1,607,095

Total Shares: 3,486,220

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 26 13F filers

Top Holder

35.2%

of institutional value

Top 5

84.1%

of institutional value

Top 10

94.8%

of institutional value

HHI

2,489

Moderately concentrated

Who Holds NVX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 25 filers, like-for-like change -28.1%; actively managed books -27.8%; index-like books -33.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	41.3%	8	-29.3%	1	5
Exempt adviser	5.8%	1	-4.7%	0	0
Bank	39.7%	4	-17.1%	0	0
Broker-dealer	0.3%	1	0.0%	0	0
Holding company	1.9%	2	-13.2%	0	1
Non-US	0.0%	0	—	0	0
Unknown	10.9%	9	-54.6%	2	3

Style	Share	Filers	Change	New	Exited
Index-like	4.0%	5	-33.7%	1	2
Systematic-like	6.7%	2	-68.0%	0	2
Concentrated	37.5%	5	+1.2%	1	2
Diversified active	51.7%	13	-31.0%	1	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	9.6%	15	-37.4%	1	5
Medium turnover	37.0%	2	-25.5%	0	0
High turnover	53.4%	8	-23.6%	2	3
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.4%	3	-64.3%	2	1
Medium horizon	35.8%	5	-2.4%	0	3
Long horizon	53.0%	16	-33.2%	1	3
Unknown	5.8%	1	-27.5%	0	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.8%	3	-65.6%	1	2
$1B to $10B	39.8%	5	-21.6%	1	3
$10B to $100B	1.6%	3	-73.1%	0	2
$100B or more	56.7%	14	-26.2%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.6%	2	-93.4%	0	4
Pooled investment vehicles	38.5%	2	-14.5%	0	1
Registered funds and BDCs	0.8%	1	new	1	0
Governments and sovereign funds	0.0%	1	0.0%	0	0
Other investment advisers	1.4%	2	-61.4%	0	0
Corporations	0.0%	0	—	0	0
Unknown	58.7%	17	-27.2%	2	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	44.3%	3	-13.4%	0	1
Private equity funds	0.4%	1	-63.7%	0	0
Other private funds	0.0%	1	0.0%	0	0
No private funds	2.5%	4	-80.1%	1	4
Real estate funds	0.0%	0	—	0	0
Unknown	52.9%	16	-29.0%	2	4

Location	Share	Filers	Change	New	Exited
United States	54.6%	21	-28.7%	3	9
Outside the US	45.4%	4	-27.3%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

26 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

95.3%

of 13F shares, Herfindahl 0.264

Active holders

-27.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 3.8 quarters

Under 1 year 49.9% 1 to 3 years 46.9% 3 years or more 3.19% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$1.14

estimated per share

Mar 31, 2026: $1.18

Quarter-end price

$0.46

implied by 13F values

Estimated gain or loss

-59.7%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 100.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not NVX, quarter ended Jun 30, 2026

NVX has no holder-overlap peers, so these filers hold the largest Industrials stocks: SPCX, CAT, GE, GEV, RTX, UNP, ETN, BA, DE, PH, VRT, HWM, PWR, TT, LMT, CMI, GD, JCI, WM, TDG. 6,167 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$280,724,749,987 20 held	4.20%	CAT, GE, GEV
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$215,824,179,015 20 held	4.61%	CAT, GE, GEV
3	STATE STREET CORP Bank, Index-like	$184,911,734,750 20 held	5.48%	CAT, RTX, GE
4	FMR LLC Holding company, Diversified active	$144,746,930,054 20 held	6.33%	SPCX, GEV, GE
5	Alphabet Inc. Unknown, Concentrated	$94,176,237,970 1 held	95.1%	SPCX
6	Valor Management LLC Adviser, Concentrated	$86,013,406,595 1 held	99.8%	SPCX
7	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$83,375,688,063 20 held	3.76%	CAT, GE, VRT
8	JPMORGAN CHASE & CO Bank, Diversified active	$74,141,867,585 20 held	4.33%	CAT, GEV, ETN
9	Capital World Investors Adviser, Diversified active	$49,191,955,588 15 held	5.84%	UNP, DE, BA
10	VY Capital Management Co. Ltd. Exempt adviser, Concentrated	$46,441,712,890 1 held	98.9%	SPCX

Fund Ownership of NVX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.01%	+0.01 pp	2,641	1
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	0.00 pp	413	1
All registered funds	0.01%	+0.01 pp	3,054	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 7 Exempt adviser 1 Bank 4 Broker-dealer 1 Holding company 2 Unknown 10

Showing 27 of 27

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

UBS Group AG

$571,125

35.54%

1,241,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	627,731	$288,756	50.6%	Defined
UBS Switzerland AG	590,567	$271,660	47.6%	Defined
UBS Securities LLC	23,282	$10,709	1.9%	Defined

Forest Avenue Capital Management LP

$547,294

34.05%

1,189,771

MARSHALL WACE, LLP

$90,849

5.65%

197,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	197,498	$90,849	100.0%	Other

JANE STREET GROUP, LLC

$57,813

3.60%

125,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	114,596	$52,714	91.2%	Defined
Jane Street Global Trading, LLC	11,086	$5,099	8.8%	Defined

CITADEL ADVISORS LLC

$55,433

3.45%

120,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	120,507	$55,433	100.0%	Defined

BANK OF AMERICA CORP /DE/

$49,818

3.10%

108,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,300	$49,818	100.0%	Defined

XTX Topco Ltd

$49,558

3.08%

107,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	107,736	$49,558	100.0%	Defined

CITADEL ADVISORS LLC

$41,814

2.60%

90,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	90,900	$41,814	100.0%	Defined

MORGAN STANLEY

$29,066

1.81%

63,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	63,188	$29,066	100.0%	Defined

Virtu Financial LLC

$22,908

1.43%

49,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	49,802	$22,908	100.0%	Defined

Vanguard Personalized Indexing Management, LLC

$19,470

1.21%

42,327

Southeast Asset Advisors, LLC

$12,650

0.79%

27,500

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$12,512

0.78%

27,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,200	$12,512	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$12,147

0.76%

26,408

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,376

0.58%

20,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	20,384	$9,376	100.0%	Other

Mariner, LLC

$5,491

0.34%

11,938

LPL Financial LLC

$5,345

0.33%

11,620

RAYMOND JAMES FINANCIAL INC

$5,106

0.32%

11,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	10,000	$4,600	90.1%	Defined
Raymond James Financial Services Advisors, Inc.	1,100	$506	9.9%	Defined

GK Wealth Management LLC

$4,000

0.25%

1,527

WELLS FARGO & COMPANY/MN

$1,610

0.10%

3,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,500	$1,610	100.0%	Defined

SIMPLEX TRADING, LLC

$1,598

0.10%

3,474

OSAIC HOLDINGS, INC.

$846

0.05%

1,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,840	$846	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$629

0.04%

1,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,369	$629	100.0%	Sole

ROYAL BANK OF CANADA

$335

0.02%

730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	730	$335	100.0%	Defined

GAMMA Investing LLC

$178

0.01%

RHUMBLINE ADVISERS

$124

0.01%

270

Caitong International Asset Management Co., Ltd

0.00%

Key facts CIK 1859795 CUSIP 67010L209 13F (30d) 2 filings 2 filers Visit website Investor relations