NVX · NOVONIX Ltd · Holdings

$2.91 +0.17 (+6.20%) At close · Sep 10

Market Cap

$68.35M

24.94M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 26

Total Value: $1,621,697

Total Shares: 3,525,451

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 26 13F filers · Δ vs Mar 31, 2026

Top Holder

35.2%

+7.2 pts

Top 5

84.1%

+6.0 pts

Top 10

94.8%

+2.7 pts

HHI

2,489

Moderately concentrated+903

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -6

Institutional value: -57.6%

Shares held: -36.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega BANK OF AMERICA CORP /DE/	+3,169	10,830
Mid SIMPLEX TRADING, LLC	+113	347

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−58,991	4,758
Mega CITADEL ADVISORS LLC	−36,189	21,141
Mega UBS Group AG	−31,132	124,158
Mid XTX Topco Ltd	−26,012	10,774
Mega JANE STREET GROUP, LLC	−7,884	12,568

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Virtu Financial LLC	4,980	$22,908
Mega GEODE CAPITAL MANAGEMENT, LLC	2,641	$12,147
Small GK Wealth Management LLC	2,538	$11,672

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small SmartHarvest Portfolios, LLC	14,480	$99,912
Mid Independent Advisor Alliance	11,089	$76,512
Mega MILLENNIUM MANAGEMENT LLC	6,749	$46,565
Large HRT FINANCIAL LP	5,445	$37,567
Mid HBK Sorce Advisory LLC	2,402	$16,570

Filter: New 3 Increased 2 Reduced 12 Sold out 9 Unchanged 9

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

UBS Group AG

$571,126

35.22%

1,241,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	627,731	$288,756	50.6%	Defined
UBS Switzerland AG	590,567	$271,660	47.6%	Defined
UBS Securities LLC	23,282	$10,709	1.9%	Defined

Forest Avenue Capital Management LP

$547,294

33.75%

1,189,771

MARSHALL WACE, LLP

$90,849

5.60%

197,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	197,498	$90,849	100.0%	Other

JANE STREET GROUP, LLC

$57,813

3.56%

125,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	114,596	$52,714	91.2%	Defined
Jane Street Global Trading, LLC	11,086	$5,099	8.8%	Defined

CITADEL ADVISORS LLC

$55,433

3.42%

120,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	120,507	$55,433	100.0%	Defined

BANK OF AMERICA CORP /DE/

$49,818

3.07%

108,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,300	$49,818	100.0%	Defined

XTX Topco Ltd

$49,558

3.06%

107,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	107,736	$49,558	100.0%	Defined

CITADEL ADVISORS LLC

$41,814

2.58%

90,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	90,900	$41,814	100.0%	Defined

MORGAN STANLEY

$29,066

1.79%

63,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	63,188	$29,066	100.0%	Defined

Virtu Financial LLC

$22,908

1.41%

49,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	49,802	$22,908	100.0%	Defined

Vanguard Personalized Indexing Management, LLC

$19,470

1.20%

42,327

Southeast Asset Advisors, LLC

$12,650

0.78%

27,500

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$12,512

0.77%

27,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,200	$12,512	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$12,147

0.75%

26,408

GK Wealth Management LLC

$11,672

0.72%

25,375

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,376

0.58%

20,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	20,384	$9,376	100.0%	Other

Mariner, LLC

$5,491

0.34%

11,938

LPL Financial LLC

$5,345

0.33%

11,620

RAYMOND JAMES FINANCIAL INC

$5,106

0.31%

11,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	10,000	$4,600	90.1%	Defined
Raymond James Financial Services Advisors, Inc.	1,100	$506	9.9%	Defined

Equita Financial Network, Inc.

$4,600

0.28%

10,000

GAMMA Investing LLC

$2,507

0.15%

5,451

WELLS FARGO & COMPANY/MN

$1,610

0.10%

3,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,500	$1,610	100.0%	Defined

SIMPLEX TRADING, LLC

$1,598

0.10%

3,474

OSAIC HOLDINGS, INC.

$846

0.05%

1,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,840	$846	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$629

0.04%

1,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,369	$629	100.0%	Sole

ROYAL BANK OF CANADA

$335

0.02%

730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	730	$335	100.0%	Defined

RHUMBLINE ADVISERS

$124

0.01%

270

Caitong International Asset Management Co., Ltd

—

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	1,000	$690	100.0%	Sole

Key facts CIK 1859795 CUSIP 67010L100 13F (30d) 20 filings 20 filers Visit website Investor relations