OCGN · Ocugen, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“As a result of these factors, together with the anticipated continued spending that will be necessary to continue to research, develop, and commercialize the Company's product candidates, there is substantial doubt about the Company's ability to continue as a going concern within one year after the date that these condensed consolidated financial statements are issued.”View the 10-Q filed May 8, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-15 | Johnson-Greene Treerita Essalima |
Chief Financial Officer |
Buy↑
|
Common Stock
|
21,000 |
| 2026-06-11 | Zhang Junge |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
170,100 |
| 2026-06-11 | Kompella Uday |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
170,100 |
| 2026-06-11 | Chandrasekhar Satishchandran |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
170,100 |
| 2026-06-11 | Coleman Blaise |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
170,100 |
| 2026-06-11 | Castillo Kirsten |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 11, 2027 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
170,100 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↓
Filing footnotes — Option (right to buy) (Direct)
The option, representing a right to purchase 112,205 shares, vested and became exercisable on June 9, 2024. |
Option (right to buy)
|
112,205 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↓
Filing footnotes — Option (right to buy) (Direct)
The option, initially representing a right to purchase 54,000 shares, vested and became exercisable in equal installments over three years commencing on January 2, 2020. |
Option (right to buy)
|
15,000 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↑
|
Common Stock
|
112,205 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↓
Filing footnotes — Option (right to buy) (Direct)
The option, representing a right to purchase 66,929 shares, vested and became exercisable on June 28, 2025. |
Option (right to buy)
|
66,929 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↑
|
Common Stock
|
15,000 |
| 2026-04-01 | Zhang Junge |
Director |
Convert↑
|
Common Stock
|
66,929 |
| 2026-01-02 | Musunuri Shankar |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2027, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
3,123,201 |
| 2026-01-02 | Ramachandran Ramesh |
Chief Accounting Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2027, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
310,950 |
| 2026-01-02 | Ramachandran Ramesh |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest annually in three equal installments commencing on January 2, 2027, subject to continued service with the Issuer on the applicable vesting dates. |
Common Stock
|
207,300 |
| 2026-01-02 | Musunuri Shankar |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects a grant of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's common stock upon the achievement of certain performance goals, subject to continued service with the Issuer on the applicable vesting dates. |
Common Stock
|
3,123,201 |
| 2025-06-05 | Chandrasekhar Satishchandran |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests monthly in equal installments over three years commencing on July 5, 2025, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
151,316 |
| 2025-06-05 | Castillo Kirsten |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 5, 2026 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
151,316 |
| 2025-06-05 | Chandrasekhar Satishchandran |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-05 | Zhang Junge |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 5, 2026 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
151,316 |
| 2025-06-05 | Coleman Blaise |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests monthly in equal installments over three years commencing on July 5, 2025, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
151,316 |
| 2025-06-05 | Kompella Uday |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 5, 2026 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
151,316 |
| 2025-06-05 | Coleman Blaise |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-03 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
41,633 |
| 2025-01-03 | Musunuri Shankar |
Director, Chief Executive Officer |
Tax↓
|
Common Stock
|
177,146 |
| 2025-01-02 | Ramachandran Ramesh |
Chief Accounting Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
350,146 |
| 2025-01-02 | Qamar Huma |
Chief Medical Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
1,145,468 |
| 2025-01-02 | Upadhyay Arun |
See Remarks |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
730,994 |
| 2025-01-02 | Musunuri Shankar |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
1,827,485 |
| 2024-11-26 | Fernandes Prabhavathi |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9042 to $0.9145. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
10,000 |
| 2024-11-22 | Castillo Kirsten |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9138 to $0.9139. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
|
25,000 |
| 2024-09-16 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
842 |
| 2024-06-28 | Zhang Junge |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
66,929 |
| 2024-06-28 | WHITTINGTON MARNA C |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
66,929 |
| 2024-06-28 | Kompella Uday |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
66,929 |
| 2024-06-28 | Castillo Kirsten |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
66,929 |
| 2024-06-28 | Fernandes Prabhavathi |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 28, 2025 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
66,929 |
| 2024-06-17 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
917 |
| 2024-04-16 | Qamar Huma |
Chief Medical Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on April 16, 2025, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
308,465 |
| 2024-01-03 | Musunuri Shankar |
Director, Chief Executive Officer |
Tax↓
|
Common Stock
|
180,204 |
| 2024-01-03 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
41,633 |
| 2024-01-02 | Musunuri Shankar |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2025, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
492,126 |
| 2024-01-02 | Upadhyay Arun |
See Remarks |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests annually in equal installments over three years commencing on January 2, 2025, subject to continued service with the Issuer on the applicable vesting dates. |
Option (Right to Buy)
|
137,795 |
| 2023-09-16 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
842 |
| 2023-09-15 | Breininger Michael |
See Remarks |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-16 | Upadhyay Arun |
See Remarks |
Tax↓
|
Common Stock
|
917 |
| 2023-06-14 | Zhang Junge |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4993 to $0.5034. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Stock
(I)
|
200,278 |
| 2023-06-09 | Kumar Ramesh |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
112,205 |
| 2023-06-09 | Zhang Junge |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
112,205 |
| 2023-06-09 | WHITTINGTON MARNA C |
Director |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
The option vests upon the earlier of (a) June 9, 2024 or (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. |
Option (Right to Buy)
|
112,205 |