OCGN · Ocugen, Inc. · Shareholders & Ownership

$0.81 -0.01 (-0.80%) Play latest call Q3 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$294.01M

339.31M

Volume · Nov 5 7.15M Avg daily vol (3M) 6.56M

Every disclosed holder of OCGN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns OCGN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	151	145,816,473	42.97%	Yes
Insiders (Forms 3, 4, 5)	7	7,530,204	2.22%	Yes
13D/G-only blocks	1	10,000,000	2.95%	Yes
Remaining	—	175,959,926	51.86%	Rest
Registered funds (N-PORT, not summed)	98	61,794,716	18.21%	No

Shares outstanding: 339,306,603, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of OCGN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	27,002,933	7.96%	+19,697,954	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	26,952,492	7.94%	+21,430,190	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	8,719,964	2.57%	—	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,209,874	0.65%	—	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,147,893	0.34%	—	Jun 30, 2026	iShares Trust, not summed
1.5	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	996,712	0.29%	—	Jun 30, 2026	iShares Trust, not summed
2	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	21,469,307	6.33%	+11,799,116	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	STATE STREET CORP 13G CIK 93751 · Bank · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	21,469,307	6.33%	+15,603,199	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
2.2	State Street(R) SPDR(R) S&P(R) Biotech ETF Fund S000010018 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	13,986,418	4.12%	+8,763,599	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.3	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,818,215	0.54%	-736,111	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	108,900	0.03%	—	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
2.5	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	8,627	0.00%	—	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
3	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,372,598	4.24%	+568,487	Jun 30, 2026	carried, not yet filed for the newest quarter
4	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,943,252	4.11%	+216,060	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	10,177,094	3.00%	+375,100	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
6	JANUS HENDERSON GROUP PLC 13G CIK 1274173 · Investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution	10,000,000	2.95%	-10,000,000	Jun 30, 2026	Rule 13d-1(b), qualified institution
7	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	8,871,013	2.61%	+4,643,909	Jun 30, 2026	carried, not yet filed for the newest quarter
8	RTW INVESTMENTS, LP 13F CIK 1493215 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,666,666	1.96%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
9	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	5,177,508	1.53%	-2,102,812	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Musunuri Shankar Insider CIK 1791820 · Oct 9, 2026 Director, Chief Executive Officer, issuer-wide	5,049,241	1.49%	-525,991	Oct 9, 2026	Director, Chief Executive Officer, issuer-wide
11	Ikarian Capital, LLC 13F CIK 1778253 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,962,972	1.17%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,882,893	1.14%	+217,440	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
13	GMT Capital Corp 13F CIK 1106191 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,505,398	1.03%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
14	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,410,257	1.01%	-4,642,093	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	3,385,645	1.00%	+555,248	Sep 30, 2026
16	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,329,446	0.98%	+2,393,647	Jun 30, 2026	carried, not yet filed for the newest quarter
17	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,747,562	0.81%	+2,033,826	Jun 30, 2026	carried, not yet filed for the newest quarter
17.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	176,677	0.05%	—	Jun 30, 2026	Northern Funds, not summed
18	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,367,144	0.70%	+366,041	Jun 30, 2026	carried, not yet filed for the newest quarter
19	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,230,179	0.66%	-21,103	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,203,407	0.65%	-1,569,659	Jun 30, 2026	carried, not yet filed for the newest quarter
21	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,990,636	0.59%	+816,456	Jun 30, 2026	carried, not yet filed for the newest quarter
22	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	1,959,468	0.58%	—	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
23	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,768,297	0.52%	+1,391,703	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Zhang Junge Insider CIK 1790205 · Apr 1, 2026 Director, issuer-wide	1,359,316	0.40%	+194,134	Apr 1, 2026	Director, issuer-wide
25	BOOTHBAY FUND MANAGEMENT, LLC 13F CIK 1549230 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,097,742	0.32%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
26	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,042,537	0.31%	+830,443	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	830,799	0.24%	—	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
26.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	210,254	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
27	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,020,894	0.30%	-106,512	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	104,407	0.03%	+34,405	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
28	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,020,479	0.30%	+250,930	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD HEALTH CARE INDEX FUND Fund S000004450 · Registered fund · Aug 31, 2026 VANGUARD WORLD FUND, not summed	999,136	0.29%	+67,465	Aug 31, 2026	VANGUARD WORLD FUND, not summed
30	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	823,461	0.24%	+823,461	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	453,908	0.13%	—	Jul 31, 2026	TIAA-CREF Funds, not summed
30.2	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	282,058	0.08%	—	Jul 31, 2026	TIAA-CREF Funds, not summed
31	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	808,834	0.24%	-1	Sep 30, 2026
32	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	783,322	0.23%	-2,025,835	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Johnson-Greene Treerita Essalima Insider CIK 2113708 · Jun 15, 2026 Chief Financial Officer, issuer-wide	521,350	0.15%	+21,000	Jun 15, 2026	Chief Financial Officer, issuer-wide
34	Headlands Technologies LLC 13F CIK 1570271 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	511,575	0.15%	+429,997	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Point72 Asset Management, L.P. 13F CIK 1603466 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	477,821	0.14%	-356,669	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Procyon Advisors, LLC 13F CIK 1804329 · Registered investment adviser · Sep 30, 2026	461,188	0.14%	+20,450	Sep 30, 2026
37	Rafferty Asset Management, LLC 13F CIK 1389426 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	388,775	0.11%	+105,873	Jun 30, 2026	carried, not yet filed for the newest quarter
37.1	Direxion Daily S&P Biotech Bull 3X Shares Fund S000049373 · Registered fund · Jul 31, 2026 Direxion Shares ETF Trust, not summed	475,253	0.14%	+170,757	Jul 31, 2026	Direxion Shares ETF Trust, not summed
38	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	375,656	0.11%	-302,250	Jun 30, 2026	carried, not yet filed for the newest quarter
39	EQ/2000 Managed Volatility Portfolio Fund S000025800 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	369,258	0.11%	—	Jun 30, 2026	EQ Advisors Trust, not summed
40	BARCLAYS PLC 13F CIK 312069 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	366,579	0.11%	+135,961	Jun 30, 2026	carried, not yet filed for the newest quarter
41	RHUMBLINE ADVISERS 13F CIK 1115418 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	340,493	0.10%	+340,493	Jun 30, 2026	carried, not yet filed for the newest quarter
42	DEUTSCHE BANK AG\ 13F CIK 948046 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	337,905	0.10%	+337,905	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	DWS Small Cap Index VIP Fund S000006223 · Registered fund · Jun 30, 2026 DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed	53,601	0.02%	—	Jun 30, 2026	DEUTSCHE DWS INVESTMENTS VIT FUNDS, not summed
43	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	320,617	0.09%	+242,716	Jun 30, 2026	carried, not yet filed for the newest quarter
44	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	307,575	0.09%	+300,520	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Upadhyay Arun Insider CIK 1960039 · Jan 3, 2025 See Remarks, issuer-wide	306,197	0.09%	-41,633	Jan 3, 2025	See Remarks, issuer-wide
46	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	297,285	0.09%	+286,262	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Voleon Capital Management LP 13F CIK 1479847 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	296,996	0.09%	-188,251	Jun 30, 2026	carried, not yet filed for the newest quarter
48	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	280,639	0.08%	+280,639	Jun 30, 2026	carried, not yet filed for the newest quarter
48.1	T. Rowe Price Small-Cap Index Fund Fund S000051327 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	51,531	0.02%	—	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
49	VANGUARD RUSSELL 2000 GROWTH INDEX FUND Fund S000030005 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	255,648	0.08%	—	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
50	CITIGROUP INC 13F CIK 831001 · Bank · Sep 30, 2026	255,119	0.08%	-293,472	Sep 30, 2026

7 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 204 holders

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Key facts CIK 1372299 CUSIP 67577C105 13F (30d) 57 filings 44 filers Visit website Investor relations