OCGN · Ocugen, Inc. · Holdings

$1.06 +0.03 (+2.91%) At close · Sep 18

Russell 2000 member Rebalance outlook locked

Market Cap

$359.46M

339.11M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 149

Total Value: $226,353,187

Total Shares: 147,943,316

Showing 1–100 of 155 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 149 13F filers · Δ vs Mar 31, 2026

Top Holder

18.3%

+6.0 pts

Top 5

58.2%

+11.8 pts

Top 10

73.5%

+4.4 pts

HHI

849

Broadly held+226

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +12

Institutional value: +9.9%

Shares held: +30.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+19,697,954	27,002,933
Mega STATE STREET CORP	+11,799,116	21,469,307
Mega GEODE CAPITAL MANAGEMENT, LLC	+4,643,909	8,871,013
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	+2,393,647	3,329,446
Mega NORTHERN TRUST CORP	+2,033,826	2,747,562

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large MARSHALL WACE, LLP	−4,642,093	3,410,257
Mega JANE STREET GROUP, LLC	−3,711,055	56,600
Mega UBS Group AG	−2,102,812	5,177,508
Mega CITADEL ADVISORS LLC	−2,096,335	1,083,622
Mega Qube Research & Technologies Ltd	−1,569,659	2,203,407

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega Nuveen, LLC	823,461	$1,259,894
Mega RHUMBLINE ADVISERS	340,493	$520,954
Mega DEUTSCHE BANK AG\	337,905	$516,994
Mega PRICE T ROWE ASSOCIATES INC /MD/	280,639	$429,377
Micro SILVERBACK ASSET MANAGEMENT LLC	250,000	$382,500

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Micro Rinkey Investments	1,032,989	$1,869,710
Mid Brevan Howard Capital Management LP	448,162	$811,173
Large Jain Global LLC	278,590	$504,247
Large Hudson Bay Capital Management LP	211,603	$383,001
Small Scientech Research LLC	188,525	$341,230

Filter: New 43 Increased 46 Reduced 30 Sold out 31 Unchanged 30

Showing 100 of 155

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$41,314,483

18.25%

27,002,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	122,018	$186,687	0.5%	Sole
BlackRock Asset Management Canada Ltd	22,195	$33,958	0.1%	Sole
BlackRock Investment Management, LLC	1,010,645	$1,546,286	3.7%	Sole
BLACKROCK ADVISORS LLC	778,204	$1,190,652	2.9%	Sole
BlackRock Fund Advisors	14,484,914	$22,161,918	53.6%	Sole
BlackRock Institutional Trust Company, N.A.	10,275,750	$15,721,897	38.1%	Sole
BlackRock (Netherlands) B.V.	15,724	$24,057	0.1%	Sole
BlackRock Asset Management Ireland Ltd	243,243	$372,161	0.9%	Sole
Aperio Group, LLC	50,240	$76,867	0.2%	Sole

STATE STREET CORP

$32,848,039

14.51%

21,469,307

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	21,469,307	$32,848,039	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$21,990,074

9.71%

14,372,598

MILLENNIUM MANAGEMENT LLC

$21,333,175

9.42%

13,943,252

GEODE CAPITAL MANAGEMENT, LLC

$13,572,649

6.00%

8,871,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,235,885	$1,890,904	13.9%	Defined
Held directly	7,635,128	$11,681,745	86.1%	Defined

RTW INVESTMENTS, LP

$10,199,998

4.51%

6,666,666

UBS Group AG

$7,921,586

3.50%

5,177,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	37	$56	0.0%	Defined
UBS AG	4,974,793	$7,611,433	96.1%	Defined
UBS Switzerland AG	201,978	$309,026	3.9%	Defined
UBS Securities LLC	700	$1,071	0.0%	Defined

Ikarian Capital, LLC

$6,063,347

2.68%

3,962,972

GMT Capital Corp

$5,363,258

2.37%

3,505,398

MARSHALL WACE, LLP

$5,217,692

2.31%

3,410,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,410,257	$5,217,692	100.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,094,052

2.25%

3,329,446

Hennion & Walsh Asset Management, Inc.

$4,330,507

1.91%

2,830,397

NORTHERN TRUST CORP

$4,203,768

1.86%

2,747,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,693,961	$4,121,759	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	53,601	$82,009	2.0%	Other

VANGUARD FIDUCIARY TRUST CO

$3,621,730

1.60%

2,367,144

TWO SIGMA INVESTMENTS, LP

$3,412,173

1.51%

2,230,179

Qube Research & Technologies Ltd

$3,371,212

1.49%

2,203,407

BANK OF AMERICA CORP /DE/

$3,045,672

1.35%

1,990,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,454,004	$2,224,626	73.0%	Defined
BOFA SECURITIES, INC.	536,632	$821,046	27.0%	Defined

HRT FINANCIAL LP

$2,705,494

1.20%

1,768,297

BOOTHBAY FUND MANAGEMENT, LLC

$1,679,545

0.74%

1,097,742

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,595,081

0.70%

1,042,537

GOLDMAN SACHS GROUP INC

$1,561,967

0.69%

1,020,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	852,191	$1,303,852	83.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	168,703	$258,115	16.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,561,332

0.69%

1,020,479

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,020,479	$1,561,332	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,501,848

0.66%

981,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	981,600	$1,501,848	100.0%	Other

Nuveen, LLC

$1,259,894

0.56%

823,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	87,495	$133,867	10.6%	Defined
TEACHERS ADVISORS, LLC joint	735,966	$1,126,027	89.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,255,518

0.55%

820,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	820,600	$1,255,518	100.0%	Other

Bank of New York Mellon Corp

$1,237,516

0.55%

808,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	228,405	$349,459	28.2%	Defined
The Bank of New York Mellon	580,428	$888,054	71.8%	Defined
Held directly	2	$3	0.0%	Defined

CITADEL ADVISORS LLC

$1,198,482

0.53%

783,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	783,322	$1,198,482	100.0%	Defined

CITIGROUP INC

$839,343

0.37%

548,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	548,591	$839,343	100.0%	Defined

Headlands Technologies LLC

$782,709

0.35%

511,575

Point72 Asset Management, L.P.

$731,066

0.32%

477,821

Procyon Advisors, LLC

$674,329

0.30%

440,738

MILLENNIUM MANAGEMENT LLC

$650,250

0.29%

425,000

Rafferty Asset Management, LLC

$594,825

0.26%

388,775

MORGAN STANLEY

$574,750

0.25%

375,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3	$4	0.0%	Defined
MORGAN STANLEY & CO. LLC	93,339	$142,808	24.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	271,866	$415,954	72.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10,304	$15,764	2.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	144	$220	0.0%	Defined

BARCLAYS PLC

$560,865

0.25%

366,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	329,854	$504,676	90.0%	Defined
BARCLAYS CAPITAL INC.	36,725	$56,189	10.0%	Defined

RHUMBLINE ADVISERS

$520,954

0.23%

340,493

DEUTSCHE BANK AG\

$516,994

0.23%

337,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,486	$6,863	1.3%	Defined
DWS Investments UK Ltd	333,419	$510,131	98.7%	Defined

WELLS FARGO & COMPANY/MN

$490,542

0.22%

320,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	303,792	$464,801	94.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	901	$1,378	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,924	$24,363	5.0%	Defined

OSAIC HOLDINGS, INC.

$470,589

0.21%

307,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	307,575	$470,589	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$454,846

0.20%

297,285

Voleon Capital Management LP

$454,403

0.20%

296,996

PRICE T ROWE ASSOCIATES INC /MD/

$429,377

0.19%

280,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	280,639	$429,377	100.0%	Defined

CITADEL ADVISORS LLC

$391,221

0.17%

255,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	255,700	$391,221	100.0%	Defined

SILVERBACK ASSET MANAGEMENT LLC

$382,500

0.17%

250,000

WELLINGTON MANAGEMENT GROUP LLP

$372,708

0.16%

243,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	81,500	$124,695	33.5%	Defined
Wellington Trust Company, NA joint	162,100	$248,013	66.5%	Defined

NewEdge Advisors, LLC

$362,885

0.16%

237,180

Caption Management, LLC

$344,250

0.15%

225,000

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$308,841

0.14%

201,858

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	156,696	$239,744	77.6%	Defined
Global X Management (AUS) Ltd joint	45,162	$69,097	22.4%	Defined

MetLife Investment Management, LLC

$308,239

0.14%

201,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	201,464	$308,239	100.0%	Defined

DIADEMA PARTNERS LP

$306,000

0.14%

200,000

Virtu Financial LLC

$304,652

0.13%

199,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	199,119	$304,652	100.0%	Defined

PROFUND ADVISORS LLC

$300,182

0.13%

196,198

Invesco Ltd.

$280,948

0.12%

183,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	47,347	$72,439	25.8%	Defined
Invesco Trust Co joint	136,281	$208,509	74.2%	Defined

ALLIANCEBERNSTEIN L.P.

$273,686

0.12%

178,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	178,880	$273,686	100.0%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$263,565

0.12%

172,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	172,265	$263,565	100.0%	Defined

GROUP ONE TRADING LLC

$249,073

0.11%

162,793

JPMORGAN CHASE & CO

$240,380

0.11%

157,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	146,636	$224,352	93.3%	Defined
J.P. Morgan Investment Management Inc.	476	$728	0.3%	Defined
J.P. Morgan Securities LLC	10,000	$15,300	6.4%	Defined

TWO SIGMA SECURITIES, LLC

$238,721

0.11%

156,027

FMR LLC

$229,618

0.10%

150,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	148,958	$227,905	99.3%	Defined
STRATEGIC ADVISERS LLC	1,120	$1,713	0.7%	Defined

Squarepoint Ops LLC

$209,167

0.09%

136,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	136,711	$209,167	100.0%	Defined

Vanguard Global Advisers, LLC

$204,568

0.09%

133,705

SG Americas Securities, LLC

$182,219

0.08%

119,098

Quadrature Capital Ltd

$159,612

0.07%

104,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	104,322	$159,612	100.0%	Other

CANADA PENSION PLAN INVESTMENT BOARD

$155,754

0.07%

101,800

Police & Firemen's Retirement System of New Jersey

$154,211

0.07%

100,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	100,792	$154,211	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$141,924

0.06%

92,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	92,761	$141,924	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$138,663

0.06%

90,630

NEW YORK STATE COMMON RETIREMENT FUND

$137,700

0.06%

90,000

CORA CAPITAL ADVISORS LLC

$136,506

0.06%

89,220

SEI INVESTMENTS CO

$133,867

0.06%

87,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	87,495	$133,867	100.0%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$99,821

0.04%

65,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	65,243	$99,821	100.0%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$93,063

0.04%

60,826

PRUDENTIAL FINANCIAL INC

$88,518

0.04%

57,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	57,855	$88,518	100.0%	Defined

E Fund Management Co., Ltd.

$83,870

0.04%

54,817

State of Wyoming

$78,522

0.03%

51,322

Persistent Asset Partners Ltd

$77,355

0.03%

50,559

ProShare Advisors LLC

$68,461

0.03%

44,746

CITADEL ADVISORS LLC

$68,238

0.03%

44,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	44,600	$68,238	100.0%	Defined

AXQ CAPITAL, LP

$65,436

0.03%

42,769

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$64,260

0.03%

42,000

VICTORY CAPITAL MANAGEMENT INC

$58,866

0.03%

38,475

Caitong International Asset Management Co., Ltd

$52,296

0.02%

34,181

Legal & General Group Plc

$50,724

0.02%

33,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	33,153	$50,724	100.0%	Defined

JANE STREET GROUP, LLC

$50,643

0.02%

33,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	33,100	$50,643	100.0%	Defined

XPONANCE LLC

$49,841

0.02%

32,576

Ameritas Investment Partners, Inc.

$47,451

0.02%

31,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	31,014	$47,451	100.0%	Other

Mariner, LLC

$45,159

0.02%

29,516

Ethic Inc.

$43,816

0.02%

28,638

Vanguard Personalized Indexing Management, LLC

$43,392

0.02%

28,361

Russell Investments Group, Ltd.

$42,578

0.02%

27,829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	27,829	$42,578	100.0%	Defined

Verdence Capital Advisors LLC

$40,545

0.02%

26,500

Cetera Investment Advisers

$38,940

0.02%

25,451

Baldwin Investment Management, LLC

$38,250

0.02%

25,000

JANE STREET GROUP, LLC

$35,955

0.02%

23,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,500	$35,955	100.0%	Defined

SmartHarvest Portfolios, LLC

$34,659

0.02%

22,653

Creative Planning

$33,410

0.01%

21,837

SIMPLEX TRADING, LLC

$32,712

0.01%

21,381

TRUEFG, LLC

$32,130

0.01%

21,000

Tower Research Capital LLC (TRC)

$31,430

0.01%

20,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	20,543	$31,430	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$31,256

0.01%

20,429

Key facts CIK 1372299 CUSIP 67577C105 13F (30d) 4 filings 4 filers Visit website Investor relations