OCGN · Ocugen, Inc.
$1.30
-0.01 (-0.76%)
At close · Aug 5
Going-concern doubt
— flagged May 8, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of these factors, together with the anticipated continued spending that will be necessary to continue to research, develop, and commercialize the Company's product candidates, there is substantial doubt about the Company's ability to continue as a going concern within one year after the date that these condensed consolidated financial statements are issued.”View the 10-Q filed May 8, 2026
Market Cap
$423.15M
Shares
338.52M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
The Jun 30, 2026 filing window is
still open — showing the latest known positions. Funds that have not filed yet
carry their prior-quarter positions; a fund that filed without this stock counts
as sold out. Pick a completed quarter in the Quarter selector
below to see a single quarter with position changes.
Holders: 141
Total Value: $205,000,691
Total Shares: 113,938,919
Showing 1–100
of 150 holdings by value
· page 1 of 2
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 136 13F filersTop Holder
12.3%
of institutional value
Top 5
46.7%
of institutional value
Top 10
69.7%
of institutional value
HHI
633
Broadly held
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $24,985,440 | 12.19% | 13,804,111 | Shares | 2026-05-15 | ||||
| Mega MILLENNIUM MANAGEMENT LLC | $24,846,217 | 12.12% | 13,727,192 | Shares | 2026-05-15 | ||||
| Mega STATE STREET CORP | $17,503,045 | 8.54% | 9,670,191 | Shares | 2026-05-15 | ||||
| Large MARSHALL WACE, LLP | $14,574,753 | 7.11% | 8,052,350 | Shares | 2026-05-15 | ||||
| Mega BlackRock, Inc. | $13,222,011 | 6.45% | 7,304,979 | Shares | 2026-05-13 | ||||
| Mega UBS Group AG | $13,177,379 | 6.43% | 7,280,320 | Shares | 2026-05-05 | ||||
| Mid RTW INVESTMENTS, LP | $12,066,665 | 5.89% | 6,666,666 | Shares | 2026-05-15 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $7,651,058 | 3.73% | 4,227,104 | Shares | 2026-05-15 | ||||
| Small Ikarian Capital, LLC | $7,172,979 | 3.50% | 3,962,972 | Shares | 2026-05-15 | ||||
| Large Qube Research & Technologies Ltd | $6,829,249 | 3.33% | 3,773,066 | Shares | 2026-05-15 | ||||
| Mega JANE STREET GROUP, LLC | $6,658,365 | 3.25% | 3,678,655 | Shares | 2026-05-12 | ||||
| Mid GMT Capital Corp | $6,344,770 | 3.09% | 3,505,398 | Shares | 2026-05-15 | ||||
| Mega CITADEL ADVISORS LLC | $5,084,574 | 2.48% | 2,809,157 | Shares | 2026-05-15 | ||||
| Mid Hennion & Walsh Asset Management, Inc. | $4,330,507 | 2.11% | 2,830,397 | Shares | 2026-07-08 | ||||
| Mega TWO SIGMA INVESTMENTS, LP | $4,074,820 | 1.99% | 2,251,282 | Shares | 2026-05-15 | ||||
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $3,621,996 | 1.77% | 2,001,103 | Shares | 2026-05-08 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,308,836 | 1.13% | 1,275,600 | Call | 2026-05-15 | ||||
| Mega BANK OF AMERICA CORP /DE/ Bank | $2,125,265 | 1.04% | 1,174,180 | Shares | 2026-05-18 | ||||
| Mega GOLDMAN SACHS GROUP INC | $2,040,604 | 1.00% | 1,127,406 | Shares | 2026-05-15 | ||||
| Mid BOOTHBAY FUND MANAGEMENT, LLC | $1,986,913 | 0.97% | 1,097,742 | Shares | 2026-05-15 | ||||
| Large Point72 Asset Management, L.P. | $1,510,426 | 0.74% | 834,490 | Shares | 2026-05-15 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,392,883 | 0.68% | 769,549 | Shares | 2026-05-15 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,385,555 | 0.68% | 765,500 | Put | 2026-05-15 | ||||
| Mega NORTHERN TRUST CORP Bank | $1,291,862 | 0.63% | 713,736 | Shares | 2026-05-14 | ||||
| Mega MORGAN STANLEY | $1,227,009 | 0.60% | 677,906 | Shares | 2026-05-15 | ||||
| Mid Virtu Financial LLC | $1,053,514 | 0.51% | 582,052 | Shares | 2026-05-14 | ||||
| Mid Voleon Capital Management LP | $878,297 | 0.43% | 485,247 | Shares | 2026-05-15 | ||||
| Mega CITIGROUP INC | $839,343 | 0.41% | 548,591 | Shares | 2026-08-03 | ||||
| Mid Brevan Howard Capital Management LP | $811,173 | 0.40% | 448,162 | Shares | 2026-05-15 | ||||
| Large Squarepoint Ops LLC | $785,556 | 0.38% | 434,009 | Shares | 2026-05-15 | ||||
| Large HRT FINANCIAL LP | $681,635 | 0.33% | 376,594 | Shares | 2026-05-14 | ||||
| Mid Procyon Advisors, LLC | $674,329 | 0.33% | 440,738 | Shares | 2026-07-09 | ||||
| Mega CITADEL ADVISORS LLC | $568,883 | 0.28% | 314,300 | Call | 2026-05-15 | ||||
| Mid XTX Topco Ltd | $556,160 | 0.27% | 307,271 | Shares | 2026-05-15 | ||||
| Small DIADEMA PARTNERS LP | $543,000 | 0.26% | 300,000 | Call | 2026-05-15 | ||||
| Large Rafferty Asset Management, LLC | $512,052 | 0.25% | 282,902 | Shares | 2026-05-15 | ||||
| Large Jain Global LLC | $504,247 | 0.25% | 278,590 | Shares | 2026-05-15 | ||||
| Mega BARCLAYS PLC | $417,418 | 0.20% | 230,618 | Shares | 2026-05-15 | ||||
| Mid GROUP ONE TRADING LLC | $394,538 | 0.19% | 217,977 | Shares | 2026-05-13 | ||||
| Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $383,890 | 0.19% | 212,094 | Shares | 2026-05-15 | ||||
| Large Hudson Bay Capital Management LP | $383,001 | 0.19% | 211,603 | Shares | 2026-05-13 | ||||
| Mega MILLENNIUM MANAGEMENT LLC | $371,050 | 0.18% | 205,000 | Call | 2026-05-15 | ||||
| Mega Mitsubishi UFJ Asset Management Co., Ltd. | $369,544 | 0.18% | 204,168 | Shares | 2026-05-12 | ||||
| Small DIADEMA PARTNERS LP | $362,000 | 0.18% | 200,000 | Shares | 2026-05-15 | ||||
| Small Caitong International Asset Management Co., Ltd | $357,739 | 0.17% | 197,646 | Shares | 2026-05-11 | ||||
| Small Scientech Research LLC | $341,230 | 0.17% | 188,525 | Shares | 2026-05-15 | ||||
| Small Catalyst Funds Management Pty Ltd | $326,886 | 0.16% | 180,600 | Shares | 2026-05-11 | ||||
| Mega CANADA PENSION PLAN INVESTMENT BOARD Pension | $317,836 | 0.16% | 175,600 | Shares | 2026-05-15 | ||||
| Large NewEdge Advisors, LLC | $301,536 | 0.15% | 166,595 | Shares | 2026-05-18 | ||||
| Mega FMR LLC | $269,099 | 0.13% | 148,674 | Shares | 2026-05-15 | ||||
| Mega Vanguard Global Advisers, LLC | $242,006 | 0.12% | 133,705 | Shares | 2026-05-08 | ||||
| Mid PROFUND ADVISORS LLC | $223,194 | 0.11% | 123,312 | Shares | 2026-04-27 | ||||
| Small Diametric Capital, LP | $208,425 | 0.10% | 115,152 | Shares | 2026-05-15 | ||||
| Large Schonfeld Strategic Advisors LLC | $196,683 | 0.10% | 108,665 | Shares | 2026-05-15 | ||||
| Large OMERS ADMINISTRATION Corp | $174,665 | 0.09% | 96,500 | Shares | 2026-05-15 | ||||
| Mega Bank of New York Mellon Corp Bank | $155,873 | 0.08% | 86,118 | Shares | 2026-05-05 | ||||
| Large Police & Firemen's Retirement System of New Jersey Pension | $154,211 | 0.08% | 100,792 | Shares | 2026-07-23 | ||||
| Small Headlands Technologies LLC | $147,656 | 0.07% | 81,578 | Shares | 2026-05-13 | ||||
| Mega WELLS FARGO & COMPANY/MN | $141,000 | 0.07% | 77,901 | Shares | 2026-05-11 | ||||
| Large NEW YORK STATE COMMON RETIREMENT FUND Pension | $137,700 | 0.07% | 90,000 | Shares | 2026-07-29 | ||||
| Large Jefferies Financial Group Inc. | $137,409 | 0.07% | 75,917 | Shares | 2026-05-08 | ||||
| Micro CORA CAPITAL ADVISORS LLC | $136,506 | 0.07% | 89,220 | Shares | 2026-07-24 | ||||
| Small TWO SIGMA SECURITIES, LLC Broker-Dealer | $130,187 | 0.06% | 71,927 | Shares | 2026-05-15 | ||||
| Large CAPTRUST FINANCIAL ADVISORS | $126,700 | 0.06% | 70,000 | Shares | 2026-05-15 | ||||
| Small Gerber Kawasaki Wealth & Investment Management | $125,519 | 0.06% | 69,348 | Shares | 2026-05-07 | ||||
| Mega CITADEL ADVISORS LLC | $102,265 | 0.05% | 56,500 | Put | 2026-05-15 | ||||
| Small Persistent Asset Partners Ltd | $91,511 | 0.04% | 50,559 | Shares | 2026-05-12 | ||||
| Large SG Americas Securities, LLC Broker-Dealer | $89,772 | 0.04% | 49,598 | Shares | 2026-04-16 | ||||
| Mega JANE STREET GROUP, LLC | $87,423 | 0.04% | 48,300 | Put | 2026-05-12 | ||||
| Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $76,054 | 0.04% | 42,019 | Shares | 2026-05-07 | ||||
| Mid SummitTX Capital, L.P. | $75,686 | 0.04% | 41,816 | Shares | 2026-05-15 | ||||
| Mega JANE STREET GROUP, LLC | $73,667 | 0.04% | 40,700 | Call | 2026-05-12 | ||||
| Mid Jump Financial, LLC | $68,586 | 0.03% | 37,893 | Shares | 2026-05-14 | ||||
| Large LMR Partners LLP | $66,741 | 0.03% | 36,874 | Shares | 2026-05-15 | ||||
| Mega VICTORY CAPITAL MANAGEMENT INC | $66,166 | 0.03% | 36,556 | Shares | 2026-05-15 | ||||
| Mid E Fund Management Co., Ltd. | $64,367 | 0.03% | 35,562 | Shares | 2026-04-13 | ||||
| Large Mariner, LLC | $53,785 | 0.03% | 29,716 | Shares | 2026-05-13 | ||||
| Mid PRELUDE CAPITAL MANAGEMENT, LLC | $52,759 | 0.03% | 29,149 | Shares | 2026-05-15 | ||||
| Mid Vanguard Personalized Indexing Management, LLC | $52,147 | 0.03% | 28,811 | Shares | 2026-05-14 | ||||
| Large ExodusPoint Capital Management, LP | $47,720 | 0.02% | 26,365 | Shares | 2026-05-14 | ||||
| Large Creative Planning | $47,217 | 0.02% | 26,087 | Shares | 2026-05-12 | ||||
| Micro Quantessence Capital LLC | $46,973 | 0.02% | 25,952 | Shares | 2026-05-15 | ||||
| Mid Ethic Inc. | $43,816 | 0.02% | 28,638 | Shares | 2026-07-29 | ||||
| Mid Verdence Capital Advisors LLC | $40,545 | 0.02% | 26,500 | Shares | 2026-07-29 | ||||
| Mid NINE MASTS CAPITAL Ltd | $39,707 | 0.02% | 21,938 | Shares | 2026-05-13 | ||||
| Small State of Wyoming | $38,592 | 0.02% | 21,322 | Shares | 2026-05-13 | ||||
| Small Baldwin Investment Management, LLC | $38,250 | 0.02% | 25,000 | Shares | 2026-07-28 | ||||
| Mid Tower Research Capital LLC (TRC) | $38,143 | 0.02% | 21,074 | Shares | 2026-05-15 | ||||
| Large MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. Mutual Fund | $35,620 | 0.02% | 19,680 | Shares | 2026-05-15 | ||||
| Small SmartHarvest Portfolios, LLC | $34,659 | 0.02% | 22,653 | Shares | 2026-08-04 | ||||
| Mid WINTON GROUP Ltd | $34,390 | 0.02% | 19,000 | Shares | 2026-05-12 | ||||
| Micro CTC Alternative Strategies, Ltd. | $33,725 | 0.02% | 18,633 | Shares | 2026-05-21 | ||||
| Micro TRUEFG, LLC | $32,130 | 0.02% | 21,000 | Shares | 2026-07-16 | ||||
| Mega PRINCIPAL FINANCIAL GROUP INC | $31,256 | 0.02% | 20,429 | Shares | 2026-08-04 | ||||
| Mid LEVEL FOUR ADVISORY SERVICES, LLC | $30,770 | 0.02% | 17,000 | Shares | 2026-05-14 | ||||
| Mid DIVERSIFY WEALTH MANAGEMENT, LLC | $30,630 | 0.01% | 20,020 | Shares | 2026-07-30 | ||||
| Mega AMERIPRISE FINANCIAL INC | $28,688 | 0.01% | 15,850 | Shares | 2026-05-15 | ||||
| Mid SBI Securities Co., Ltd. Broker-Dealer | $27,409 | 0.01% | 17,915 | Shares | 2026-07-23 | ||||
| Small Perennial Investment Advisors, LLC | $27,150 | 0.01% | 15,000 | Shares | 2026-05-15 | ||||
| Mega LPL Financial LLC | $25,738 | 0.01% | 14,220 | Shares | 2026-05-06 | ||||
| No holders match your search. | |||||||||
Key facts
CIK
1372299
CUSIP
67577C105
13F (30d)
34 filings
34 filers
Visit website
Investor relations