PDO · PIMCO Dynamic Income Opportunities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-11-14 | Rappaport Alan |
Director |
Buy↑
|
COMMON SHARES
|
2,500 |
| 2023-04-14 | Roman Emmanuel |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
18,774 |
| 2023-04-13 | Roman Emmanuel |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
58,589 |
| 2023-04-12 | Roman Emmanuel |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
22,637 |
| 2023-01-06 | Hall Gregory Weston |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.48 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
(I)
|
20,000 |
| 2022-12-14 | Meggers Julie Ann |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.26 to $14.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
(I)
|
20,000 |
| 2022-09-13 | Roman Emmanuel |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.87 to $14.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
23,401 |
| 2022-09-12 | Roman Emmanuel |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.9450 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
46,599 |
| 2022-08-05 | Meggers Julie Ann |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.40 to $15.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
(I)
|
6,500 |
| 2022-03-23 | Meggers Julie Ann |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.72 to $16.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
(I)
|
13,000 |
| 2022-02-09 | STRACKE THIBAULT CHRISTIAN |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.0890 to $18.1000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
COMMON SHARES
|
15,000 |
| 2022-01-26 | FISHER DAVID NICHOLS III |
Director |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.66 to $18.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes shares acquired through the Reporting Person's qualified dividend reinvestment plan since the date of the Reporting Person's last filing. |
COMMON SHARES
(I)
|
5,345 |
| 2022-01-18 | Rappaport Alan |
Director |
Buy↑
Filing footnotes — Common Shares (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.18 to $19.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Common Shares
|
2,500 |
| 2021-12-16 | STRACKE THIBAULT CHRISTIAN |
Insider |
Buy↑
Filing footnotes — COMMON SHARES (Direct)
The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from $19.6016 to $19.6100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
COMMON SHARES
|
5,000 |
| 2021-09-27 | STRACKE THIBAULT CHRISTIAN |
Insider |
Buy↑
Filing footnotes — Common Shares (Direct)
The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from $20.7780 to $20.8160, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Shares
|
2,500 |
| 2021-02-05 | STRACKE THIBAULT CHRISTIAN |
Insider |
Buy↑
|
Common Stock
|
2,500 |
| 2021-01-27 | Durham Jennifer E |
Insider |
Buy↑
|
Common Stock
(I)
|
10,000 |
| 2021-01-27 | Roman Emmanuel |
Insider |
Buy↑
|
Common Stock
|
100,000 |
| 2021-01-27 | Hall Gregory Weston |
Insider |
Buy↑
|
Common Stock
(I)
|
50,000 |
| 2021-01-27 | ANDERSON JOSHUA M |
Insider |
Buy↑
|
Common Stock
|
12,500 |
| 2021-01-27 | DEAN MILLER COLLEEN |
Deputy Treasurer |
Buy↑
|
Common Stock
(I)
|
1,127 |
| 2021-01-27 | Schneider Jerome M |
Insider |
Buy↑
|
Common Stock
(I)
|
15,000 |
| 2021-01-27 | IVASCYN DANIEL J |
Insider |
Buy↑
|
Common Stock
|
250,000 |
| 2021-01-27 | MURATA ALFRED T |
Insider |
Buy↑
|
Common Stock
(I)
|
25,000 |
| 2021-01-27 | STRACKE THIBAULT CHRISTIAN |
Insider |
Buy↑
|
Common Stock
|
25,000 |
| 2021-01-27 | Zhang Hao Jessica |
Assistant Treasurer |
Buy↑
|
Common Stock
(I)
|
250 |
| 2021-01-27 | TOURNIER EVE ANNE CELINE |
Insider |
Buy↑
|
Common Stock
(I)
|
20,000 |
| 2021-01-27 | Weinstein Jamie M. |
Director |
Buy↑
|
Common Stock
(I)
|
12,500 |