PETV · PetVivo Holdings, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The independent auditor’s report accompanying our March 31, 2026, financial statements contain an explanatory paragraph expressing substantial doubt about our ability to continue as a going concern. The financial statements have been prepared “assuming that we will continue as a going concern,” which contemplates that we will realize our assets and satisfy our liabilities and commitments in the ordinary course of business. We have suffered recurring losses from operations, and our working capital is insufficient to fund our operations for the next 12 months. These factors raise substantial doubt about our ability to continue as a going concern.”View the 10-K filed Jun 29, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-21 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2026-07-21 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2026-06-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
187,500 |
| 2026-06-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Warrants (Right to Buy) (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Warrants (Right to Buy)
|
187,500 |
| 2026-05-28 | A.L. Sarroff Fund, LLC |
10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
200,000 |
| 2026-05-22 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
250,000 |
| 2026-05-15 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
66,421 |
| 2026-05-15 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
66,421 |
| 2026-04-15 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a purchase of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") by the Reporting Person in a private sale from another shareholder of PetVivo Holdings, Inc. |
Common Stock
|
50,000 |
| 2026-03-23 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
1,000 |
| 2026-03-23 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
23,033 |
| 2026-03-13 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Warrants (Right to Buy) (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Warrants (Right to Buy)
|
1,250,000 |
| 2026-03-13 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
1,250,000 |
| 2026-03-09 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
72,282 |
| 2026-03-09 | Ruben Joshua David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 7,500 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service |
Common Stock
|
7,500 |
| 2026-03-09 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
71,993 |
| 2026-03-09 | Costantino Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-03-09 | Levitan Diane M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 15,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
15,000 |
| 2026-03-09 | Jasper Joseph William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-03-09 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-01-02 | Ruben Joshua David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 46,332 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,832 for the pro-rated first quarter and 12,500 Shares at the beginning of each subsequent quarter of Board service. |
Common Stock
|
46,332 |
| 2025-12-11 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
72,500 |
| 2025-12-11 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. |
Common Stock
(I)
|
72,500 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
500 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
523 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
3,000 |
| 2025-10-23 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. |
Common Stock
(I)
|
75,000 |
| 2025-10-23 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2025-10-10 | Levitan Diane M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-10 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-10 | Breithaupt John Spencer |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-10 | Eldred Michael Eugene |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for exercise of a Warrant and providing payment to the Company in the amount of $25,000. |
Common Stock
|
50,000 |
| 2025-10-10 | Eldred Michael Eugene |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for exercise of a Warrant and providing payment to the Company in the amount of $50,000. |
Common Stock
|
100,000 |
| 2025-10-10 | Jasper Joseph William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-10 | Costantino Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-10 | Eldred Michael Eugene |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service. |
Common Stock
|
12,500 |
| 2025-10-01 | Eldred Michael Eugene |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for consulting services provided in the previous quarter. |
Common Stock
|
14,935 |
| 2025-09-18 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. |
Common Stock
(I)
|
84,375 |
| 2025-09-18 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
79,375 |
| 2025-07-29 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
206,839 |
| 2025-07-29 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
68,276 |
| 2025-07-01 | Eldred Michael Eugene |
Director |
Award↑
|
Common Stock
|
19,372 |
| 2025-05-19 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. |
Common Stock
(I)
|
29,412 |
| 2025-04-14 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2025-04-14 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
100,000 |
| 2025-03-31 | Costantino Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for the purchase and relinquishment of Non-Qualified Stock Options held by the Reporting Person. |
Common Stock
|
16,458 |
| 2025-03-31 | Jasper Joseph William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for the purchase and relinquishment of warrant shares held by the Reporting Person. |
Common Stock
|
2,316 |
| 2025-03-31 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for the purchase and relinquishment of Non-Qualified Stock Options held by the Reporting Person. |
Common Stock
|
15,589 |
| 2025-03-31 | Levitan Diane M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for the purchase and relinquishment of Non-Qualified Stock Options held by the Reporting Person. |
Common Stock
|
8,989 |
| 2025-03-31 | Jasper Joseph William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for the purchase and relinquishment of Non-Qualified Stock Options held by the Reporting Person. |
Common Stock
|
15,589 |