PETV · PetVivo Holdings, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these consolidated financial statements are issued. There can be no assurance that the Company will be successful in achieving profitable operations, securing additional financing on acceptable terms, or successfully implementing its business plan. Accordingly, management has concluded that substantial doubt about the Company's ability to continue as a going concern is not alleviated.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-18 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the acquisition by the Reporting Person of 2,000 shares and 1,497 shares of PetVivo Holdings, Inc. common stock, for an aggregate of 3,497 shares, through open-market transactions. |
Common Stock
|
1,497 |
| 2026-09-18 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the acquisition by the Reporting Person of 2,000 shares and 1,497 shares of PetVivo Holdings, Inc. common stock, for an aggregate of 3,497 shares, through open-market transactions. |
Common Stock
|
2,000 |
| 2026-09-14 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
24,888 |
| 2026-09-10 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
10,974 |
| 2026-09-09 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private plaement investment in the Company pursuant to a subscription agreement. |
Common Stock
|
31,250 |
| 2026-09-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
22,160 |
| 2026-09-08 | Lai John |
Director, Chief Executive Officer |
Other↑
|
Common Stock Warrant
|
31,250 |
| 2026-09-08 | LOWENTHAL GARRY N |
Chief Financial Officer |
Other↑
|
Common Stock Warrant
(I)
|
31,250 |
| 2026-09-08 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents the acquisition of restricted common stock and warrants by a corporation owned by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement. |
Common Stock
(I)
|
31,250 |
| 2026-08-27 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
580 |
| 2026-07-21 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2026-07-21 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
75,000 |
| 2026-06-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
187,500 |
| 2026-06-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Warrants (Right to Buy) (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Warrants (Right to Buy)
|
187,500 |
| 2026-05-28 | A.L. Sarroff Fund, LLC |
10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
200,000 |
| 2026-05-22 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
250,000 |
| 2026-05-15 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
66,421 |
| 2026-05-15 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
66,421 |
| 2026-04-15 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a purchase of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") by the Reporting Person in a private sale from another shareholder of PetVivo Holdings, Inc. |
Common Stock
|
50,000 |
| 2026-03-23 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
1,000 |
| 2026-03-23 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
23,033 |
| 2026-03-13 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Warrants (Right to Buy) (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Warrants (Right to Buy)
|
1,250,000 |
| 2026-03-13 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
1,250,000 |
| 2026-03-09 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
72,282 |
| 2026-03-09 | Ruben Joshua David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 7,500 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service |
Common Stock
|
7,500 |
| 2026-03-09 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
71,993 |
| 2026-03-09 | Costantino Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-03-09 | Levitan Diane M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 15,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
15,000 |
| 2026-03-09 | Jasper Joseph William |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-03-09 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service. |
Common Stock
|
35,000 |
| 2026-01-02 | Ruben Joshua David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an aggregate annual grant of 46,332 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,832 for the pro-rated first quarter and 12,500 Shares at the beginning of each subsequent quarter of Board service. |
Common Stock
|
46,332 |
| 2025-12-31 | A.L. Sarroff Fund, LLC |
10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. |
Common Stock
|
60,000 |
| 2025-12-26 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
1,000 |
| 2025-12-26 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
1,400 |
| 2025-12-24 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
10,000 |
| 2025-12-24 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
4,632 |
| 2025-12-16 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
7,700 |
| 2025-12-12 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
1,100 |
| 2025-12-11 | LOWENTHAL GARRY N |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. |
Common Stock
(I)
|
72,500 |
| 2025-12-11 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
10,000 |
| 2025-12-11 | Lai John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. |
Common Stock
(I)
|
72,500 |
| 2025-12-10 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
6,700 |
| 2025-12-09 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
5,100 |
| 2025-12-08 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
8,154 |
| 2025-12-05 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
16,671 |
| 2025-12-05 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
4,900 |
| 2025-12-02 | A.L. Sarroff Fund, LLC |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Held by Mr. Sarnoff's spouse, Eileen Sarroff. |
Common Stock
(I)
|
1,000 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
500 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
523 |
| 2025-11-24 | Rudelius Robert James |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reported transactions reflect the open-market purchase of 3,000, 523 and 500 shares, respectively, of the Issuer's common stock by the reporting person. The purchases were made in routine investment transactions and not pursuant to any compensatory or issuer-sponsored plan. |
Common Stock
|
3,000 |