PTN · Palatin Technologies Inc · Holdings

$5.55 +0.00 (+0.00%)

Market Cap

$9.88M

1.78M

Volume · Oct 22 596 Avg daily vol (3M) 64.94K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PTN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 26

Total Value: $7,360,225

Total Shares: 684,806

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 26 13F filers

Top Holder

24.3%

of institutional value

Top 5

78.8%

of institutional value

Top 10

93.6%

of institutional value

HHI

1,543

Moderately concentrated

Who Holds PTN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 25 filers, like-for-like change -11.2%; actively managed books -13.3%; index-like books +8.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.8%	11	-11.0%	3	3
Bank	0.5%	4	-9.7%	1	0
Broker-dealer	1.8%	1	0.0%	0	0
Non-US	0.0%	1	+723.1%	0	0
Holding company	4.8%	3	+20.6%	1	0
Adviser	0.0%	0	—	0	0
Unknown	24.0%	5	-16.8%	0	2

Style	Share	Filers	Change	New	Exited
Index-like	11.7%	5	+8.9%	1	0
Systematic-like	7.7%	3	+0.7%	1	1
Concentrated	12.1%	4	-22.0%	2	1
Diversified active	68.5%	12	-13.0%	1	3
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	20.8%	12	+0.8%	2	2
Medium turnover	27.8%	4	-18.0%	2	1
High turnover	26.7%	4	-20.0%	1	2
Unknown	24.7%	5	0.0%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	24.7%	5	-17.5%	0	1
Medium horizon	22.0%	4	-1.2%	1	0
Long horizon	18.3%	12	-12.7%	2	3
Unknown	35.0%	4	-11.2%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.2%	3	-69.0%	1	1
$1B to $10B	22.1%	4	-25.3%	1	2
$10B to $100B	41.1%	6	+1.2%	1	1
$100B or more	34.6%	12	-2.0%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.0%	2	+10.6%	1	1
Pooled investment vehicles	38.9%	6	-18.2%	2	2
Registered funds and BDCs	5.6%	2	+2.2%	0	0
Diversified	24.3%	1	0.0%	0	0
Unknown	31.2%	14	-11.5%	2	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	35.0%	4	-14.7%	2	2
Venture capital funds	28.1%	2	-8.5%	0	0
No private funds	5.8%	5	+2.1%	1	0
Real estate funds	0.0%	0	-100.0%	0	1
Other private funds	0.0%	0	—	0	0
Private equity funds	0.0%	0	—	0	0
Unknown	31.2%	14	-11.5%	2	2

Location	Share	Filers	Change	New	Exited
United States	99.5%	21	-11.2%	4	5
Outside the US	0.5%	4	-7.0%	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

25 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

24.3%

of shares outstanding, 69th percentile

Mar 31, 2026: 29.7%

Private-fund advisers

24.3%

of shares outstanding

Institutional ownership

38.5%

42.3% of the estimated free float

Top 10 holders

93.6%

of 13F shares, Herfindahl 0.154

Active holders

-13.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 2.3 quarters

Under 1 year 100.0% 1 to 3 years 0.000% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$14.03

estimated per share

Mar 31, 2026: $13.86

Quarter-end price

$10.79

implied by 13F values

Estimated gain or loss

-23.1%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 95.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PTN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	QTTB Q32 Bio Inc.	3	0.375
2	EDIT Editas Medicine, Inc.	3	0.364
3	JBIO Jade Biosciences, Inc.	3	0.313
4	IRON Disc Medicine, Inc.	3	0.254
5	RYTM Rhythm Pharmaceuticals, Inc.	3	0.221

Shareholder Targets

13F filers that own its peers but not PTN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: QTTB, EDIT, JBIO, IRON, RYTM. 455 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$675,179,724 3 held	3.40%	RYTM, JBIO, IRON
2	FMR LLC Holding company, Diversified active	$675,083,415 5 held	0.030%	IRON, JBIO, RYTM
3	JPMORGAN CHASE & CO Bank, Diversified active	$470,540,760 4 held	0.030%	RYTM, IRON, JBIO
4	STATE STREET CORP Bank, Index-like	$465,991,468 5 held	0.010%	RYTM, IRON, JBIO
5	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$423,065,448 4 held	0.040%	RYTM, IRON, JBIO
6	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$390,824,093 4 held	0.020%	RYTM, IRON, EDIT
7	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$351,837,748 1 held	0.210%	RYTM
8	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$287,156,333 1 held	4.63%	RYTM
9	GOLDMAN SACHS GROUP INC Holding company, Index-like	$268,034,259 4 held	0.030%	RYTM, JBIO, EDIT
10	WESTFIELD CAPITAL MANAGEMENT CO LP Registered adviser, Diversified active	$245,220,302 1 held	0.810%	RYTM

Fund Ownership of PTN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 2.18% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.82%	-0.01 pp	14,644	3
Index ETFs	1.36%	+0.29 pp	24,224	2
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.02%	+0.02 pp	339	1
Unclassified	0.00%	0.00 pp	0	0
All registered funds	2.20%	+0.30 pp	39,207	6

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 11 Bank 5 Broker-dealer 1 Non-US 1 Holding company 3 Unknown 5

Showing 26 of 26

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Driehaus Capital Management LLC

$1,798,833

24.44%

166,713

Jupiter Topco LLC

$1,510,600

20.52%

140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	140,000	$1,510,600	100.0%	Defined

Logos Global Management LP

$1,402,700

19.06%

130,000

RA CAPITAL MANAGEMENT, L.P.

$670,317

9.11%

62,124

Balyasny Asset Management L.P.

$443,576

6.03%

41,110

MORGAN STANLEY

$294,264

4.00%

27,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	27,054	$291,912	99.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	218	$2,352	0.8%	Defined

Opaleye Management Inc.

$221,195

3.01%

20,500

GEODE CAPITAL MANAGEMENT, LLC

$209,131

2.84%

19,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	3,718	$40,117	19.2%	Defined
Held directly	15,664	$169,014	80.8%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$204,049

2.77%

18,911

LPL Financial LLC

$135,436

1.84%

12,552

Miller Financial Services LLC

$133,050

1.81%

15,000

Woodline Partners LP

$121,322

1.65%

11,244

VANGUARD FIDUCIARY TRUST CO

$95,405

1.30%

8,842

BlackRock, Inc.

$60,984

0.83%

5,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	339	$3,657	6.0%	Sole
BlackRock Fund Advisors	5,313	$57,327	94.0%	Sole

UBS Group AG

$32,218

0.44%

2,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,986	$32,218	100.0%	Defined

Vanguard Global Advisers, LLC

$13,487

0.18%

1,250

Tower Research Capital LLC (TRC)

$6,398

0.09%

593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	593	$6,398	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,834

0.02%

170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	170	$1,834	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$1,672

0.02%

155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	155	$1,672	100.0%	Sole

US BANCORP \DE\

$1,348

0.02%

125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	125	$1,348	100.0%	Other

SBI Securities Co., Ltd.

$1,154

0.02%

107

Forum Finance Group S.A.

$992

0.01%

BARCLAYS PLC

$107

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	10	$107	100.0%	Defined

WEST PACES ADVISORS INC.

$106

0.00%

WELLS FARGO & COMPANY/MN

$43

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	4	$43	100.0%	Defined

CITIGROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	0	$0	0.0%	Defined

Key facts CIK 911216 CUSIP 696077601 13F (30d) 2 filings 2 filers Visit website Investor relations