RACC · Research Alliance Corp III · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“This condition raises substantial doubt about the Company's ability to continue as a going concern. There is no assurance that the Company's plans to raise capital will be successful. The financial statements do not include any adjustments that might result from the outcome of this uncertainty.”View the 10-Q filed Aug 12, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-21 | Hammond Matthew |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Class A Ordinary Shares (Indirect)
Mr. Hammond is the sole director of Research Alliance Holdings III LLC (the "Sponsor"). As such, he has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Hammond disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any. |
Class A Ordinary Shares
(I)
|
275,000 |
| 2026-05-21 | Research Alliance Holdings III LLC /Cayman |
Director, 10% Owner |
Award↑
|
Class A Ordinary Shares
|
275,000 |