REA · Rare Earths Americas, Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-22 | Swartz Donald S |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period. Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
Common Stock
|
135,000 |
| 2026-08-22 | Grafton Jennifer S |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
Restricted Stock Unit
|
30,000 |
| 2026-08-22 | Swartz Donald S |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
Restricted Stock Unit
|
135,000 |
| 2026-08-22 | Grafton Jennifer S |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period. Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
Common Stock
|
30,000 |
| 2026-08-12 | Shribman Daniel |
Director |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period. |
Performance Based Restricted Stock Units
|
100,000 |
| 2026-08-12 | Kerr Cheryl Breeze |
CAO and Treasurer |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period. |
Performance Based Restricted Stock Units
|
20,000 |
| 2026-08-12 | Grafton Jennifer S |
Director |
Award↑
Filing footnotes — Performance Based Restricted Stock Units (Direct)
Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period. |
Performance Based Restricted Stock Units
|
40,000 |
| 2026-08-12 | Swartz Donald S |
Director, CEO and President |
Award↑
Filing footnotes — Performance Based Restricted Stock Unitts (Direct)
Each performance-based stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period. |
Performance Based Restricted Stock Unitts
|
200,000 |
| 2026-05-07 | Phillips Keith D. |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of REA common stock. The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA. |
Restricted Stock Units
|
4,407 |
| 2026-05-07 | Lewis Reta Jo |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of REA common stock. The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA. |
Restricted Stock Units
|
4,407 |
| 2026-05-07 | Kerr Cheryl Breeze |
CAO and Treasurer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA. Each restricted stock unit represents a contingent right to receive one share of REA common stock. |
Restricted Stock Units
|
11,018 |
| 2026-05-07 | Swartz Donald S |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Restricted Stock Unit
|
284,226 |
| 2026-05-07 | ESTABROOKE IVY |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of REA common stock. The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA. |
Restricted Stock Units
|
4,407 |
| 2026-05-07 | Grafton Jennifer S |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Restricted Stock Unit
|
101,058 |
| 2026-05-07 | Swartz Donald S |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Pursuant to the Restricted Stock Unit Agreement, the shares vested to the recipient on the closing date of the IPO. However, due to lock-up agreements signed pursuant to the Underwriting Agreement, the shares won't settle to the recipient until the lock-up period expires. Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Common Stock
|
284,226 |
| 2026-05-07 | Schumann Hugo T. |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of REA common stock. The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA. |
Restricted Stock Units
|
4,407 |
| 2026-05-07 | Grafton Jennifer S |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA. Each restricted stock unit represents a contingent right to receive one share of REA common stock. |
Restricted Stock Units
|
23,137 |
| 2026-05-07 | Grafton Jennifer S |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Pursuant to the Restricted Stock Unit Agreement, the shares vested to the recipient on the closing date of the IPO. However, due to lock-up agreements signed pursuant to the Underwriting Agreement, the shares won't settle to the recipient until the lock-up period expires. Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Common Stock
|
101,058 |
| 2026-05-07 | Shribman Daniel |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Pursuant to the Restricted Stock Unit Agreement, the shares vested to the recipient on the closing date of the IPO. However, due to lock-up agreements signed pursuant to the Underwriting Agreement, the shares won't settle to the recipient until the lock-up period expires. Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Common Stock
|
138,955 |
| 2026-05-07 | Shribman Daniel |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares. |
Restricted Stock Unit
|
138,955 |
| 2026-05-07 | Swartz Donald S |
Director, CEO and President |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA. Each restricted stock unit represents a contingent right to receive one share of REA common stock. |
Restricted Stock Units
|
52,886 |
| 2026-05-07 | Shribman Daniel |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of REA common stock. The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA. |
Restricted Stock Units
|
6,610 |