REVB · Revelation Biosciences, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company does not anticipate that its current cash and cash equivalents balance will be sufficient to sustain operations within one year after the date that the Company's unaudited condensed financial statements for June 30, 2026 were issued, which raises substantial doubt about its ability to continue as a going concern.”View the 10-Q filed Aug 6, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-04-30 | Zygmont Chester Stanley III |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Indirect)
Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.09 to $1.13, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
13,285 |
| 2026-04-30 | Rolke James |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.14, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
10,115 |
| 2026-02-04 | Zygmont Chester Stanley III |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Indirect)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.66, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
13,100 |
| 2026-02-03 | CARVER JENNIFER |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $1.88, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
1,661 |
| 2026-02-03 | Rolke James |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.87, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
8,521 |
| 2026-02-03 | Chawla Lakhmir S |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.87, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
2,261 |
| 2026-02-03 | ROPER JESS |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.88, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
1,591 |
| 2026-01-08 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Units under the 2021 Equity Incentive Plan. Vests quarterly over two years from the date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
78,145 |
| 2026-01-08 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units under the 2021 Equity Incentive Plan. Vests quarterly over two years from the date of grant. |
Common Stock
|
532,829 |
| 2025-10-29 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026. |
Common Stock
|
15,625 |
| 2025-10-29 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
390,614 |
| 2025-10-29 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026. |
Common Stock
|
15,625 |
| 2025-10-29 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests quarterly over one year from the grant date. |
Common Stock
|
390,614 |
| 2025-10-29 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026 |
Common Stock
|
15,625 |
| 2025-02-11 | TIDMARSH GEORGE F |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust |
Common Stock
(I)
|
181 |
| 2025-02-11 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
15,048 |
| 2025-02-11 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
30,095 |
| 2023-12-08 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
27,771 |
| 2023-10-16 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
1,845 |
| 2023-10-16 | TIDMARSH GEORGE F |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
10,957 |
| 2023-09-28 | TIDMARSH GEORGE F |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
1,429 |
| 2023-09-27 | Chawla Lakhmir S |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-09-18 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
4,000 |
| 2023-09-15 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
9,500 |
| 2023-09-14 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
12,000 |
| 2023-04-18 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
25,000 |
| 2023-04-17 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted-average price at which shares were purchased within a range between $1.14 and $1.17. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
26,500 |
| 2023-04-14 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | LaBelle Curt H |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | TIDMARSH GEORGE F |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | ROPER JESS |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-02-25 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options were granted on 2/25/2022 and vest 25% on the one-year anniversary of the grant date, and thereafter quarterly over a three-year period, subject to continued service through each such vesting date. |
Stock Option (Right to Buy)
|
2,542 |
| 2023-02-25 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options were granted on 2/25/2022 and vest 25% on the one-year anniversary of the grant date, and thereafter quarterly over a three-year period, subject to continued service through each such vesting date. |
Stock Option (Right to Buy)
|
611 |
| 2022-02-25 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
20,000 |
| 2022-02-09 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted-average price at which shares were purchased within a range between $2.53 and $2.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
30,000 |
| 2022-02-08 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2022-02-07 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Represents the weighted-average price at which shares were purchased within a range between $2.50 and $2.6817. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
42,100 |
| 2022-02-04 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The original Form 4, filed on February 8, 2022, is being amended by this Form 4 amendment to include shares purchased directly that were inadvertently omitted in the original filing. |
Common Stock
|
2,000 |
| 2022-02-04 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
7,900 |
| 2022-01-10 | Feis Lawrence |
10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
In connection with Petra Acquisition, Inc.'s business combination, all shares were redeemed for cash at $10.20 per share, which is equal to the pro rata share of the aggregate amount in the Company's trust account. The Common Stock is directly owed by Feis Equities LLC. Lawrence Feis, as the Managing Member of Feis Equities LLC will also be deemed to beneficially own the shares. |
Common Stock
(I)
|
731,950 |
| 2021-09-23 | GLAZER CAPITAL, LLC |
10% Owner |
Sell↓
Filing footnotes — Common stock, $0.001 par value per share (Indirect)
The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Common stock, $0.001 par value per share
(I)
|
611,541 |
| 2021-09-22 | GLAZER CAPITAL, LLC |
10% Owner |
Sell↓
Filing footnotes — Common stock, $0.001 par value per share (Indirect)
The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Common stock, $0.001 par value per share
(I)
|
5 |
| 2021-09-21 | GLAZER CAPITAL, LLC |
10% Owner |
Sell↓
Filing footnotes — Common stock, $0.001 par value per share (Indirect)
The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Common stock, $0.001 par value per share
(I)
|
43,000 |
| 2020-12-30 | TYPALDOS ANDREAS |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On December 30, 2020, the Sponsor forfeited at no cost 192,962 shares of common stock of the Issuer in connection with the expiration of the underwriters over-allotment option in connection with the Issuer's initial public offering. The reporting person is a member of Petra Investment Holdings, LLC ("Sponsor"). He disclaims any pecuniary interest in the securities except to the extent of his ownership interest in Petra Investment Holdings, LLC. |
Common Stock
(I)
|
192,962 |