REVB · Revelation Biosciences, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“We do not anticipate that our current cash and cash equivalents balance will be sufficient to sustain operations within one year after the date that our unaudited financial statements for June 30, 2026 were issued, which raises substantial doubt about our ability to continue as a going concern.”View the 10-Q filed Aug 6, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-17 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
32,011 |
| 2026-08-17 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
208,076 |
| 2026-08-17 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
32,011 |
| 2026-08-17 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
32,011 |
| 2026-08-17 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
208,073 |
| 2026-08-17 | Zygmont Chester Stanley III |
Chief Financial Officer |
Gift↓
Filing footnotes — Common Stock (Direct)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. |
Common Stock
|
208,073 |
| 2026-08-17 | Zygmont Chester Stanley III |
Chief Financial Officer |
Gift↑
Filing footnotes — Common Stock (Indirect)
These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
208,073 |
| 2026-04-30 | Zygmont Chester Stanley III |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Indirect)
Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.09 to $1.13, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
13,285 |
| 2026-04-30 | Rolke James |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.14, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
10,115 |
| 2026-02-04 | Zygmont Chester Stanley III |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Indirect)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.66, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
13,100 |
| 2026-02-03 | CARVER JENNIFER |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $1.88, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
1,661 |
| 2026-02-03 | Rolke James |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax withholding obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.87, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
8,521 |
| 2026-02-03 | Chawla Lakhmir S |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.87, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
2,261 |
| 2026-02-03 | ROPER JESS |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
All share numbers reflect a 1-for-4 reverse stock split effective January 28, 2026. Represents shares sold by the issuer on behalf of the reporting person solely to satisfy required tax obligations arising upon the vesting of restricted stock awards. The transaction was mandatory and the reporting person did not exercise investment discretion with respect to the sale. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.88, inclusive. The reporting person undertakes to provide to Revelation Biosciences, Inc. (REVB), any security holder of REVB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
1,591 |
| 2026-01-08 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Units under the 2021 Equity Incentive Plan. Vests quarterly over two years from the date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
78,145 |
| 2026-01-08 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Unit under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. |
Common Stock
|
41,981 |
| 2026-01-08 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units under the 2021 Equity Incentive Plan. Vests quarterly over two years from the date of grant. |
Common Stock
|
532,829 |
| 2025-10-29 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026. |
Common Stock
|
15,625 |
| 2025-10-29 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests quarterly over one year from the date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
390,614 |
| 2025-10-29 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026. |
Common Stock
|
15,625 |
| 2025-10-29 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests quarterly over one year from the grant date. |
Common Stock
|
390,614 |
| 2025-10-29 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on January 28, 2026 |
Common Stock
|
15,625 |
| 2025-02-11 | TIDMARSH GEORGE F |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust |
Common Stock
(I)
|
181 |
| 2025-02-11 | ROPER JESS |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | Chawla Lakhmir S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
181 |
| 2025-02-11 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Indirect)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. Shares are held by The Zygmont Family Trust Dated October 25, 2016, with respect to which Chester S Zygmont III is a trustee. |
Common Stock
(I)
|
15,048 |
| 2025-02-11 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Grant under the 2021 Equity Incentive Plan. Vests 100% on date of grant. |
Common Stock
|
30,095 |
| 2023-12-08 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
27,771 |
| 2023-10-16 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
1,845 |
| 2023-10-16 | TIDMARSH GEORGE F |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
10,957 |
| 2023-09-28 | TIDMARSH GEORGE F |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
1,429 |
| 2023-09-18 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
4,000 |
| 2023-09-15 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
9,500 |
| 2023-09-14 | TIDMARSH GEORGE F |
Director |
Sell↓
|
Common Stock
|
12,000 |
| 2023-04-18 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
25,000 |
| 2023-04-17 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted-average price at which shares were purchased within a range between $1.14 and $1.17. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
26,500 |
| 2023-04-14 | CARVER JENNIFER |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | LaBelle Curt H |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | TIDMARSH GEORGE F |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-04-14 | ROPER JESS |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest and become exercisable on the grant date. |
Stock Option (Right to Buy)
|
6,356 |
| 2023-02-25 | Rolke James |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options were granted on 2/25/2022 and vest 25% on the one-year anniversary of the grant date, and thereafter quarterly over a three-year period, subject to continued service through each such vesting date. |
Stock Option (Right to Buy)
|
2,542 |
| 2023-02-25 | Zygmont Chester Stanley III |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options were granted on 2/25/2022 and vest 25% on the one-year anniversary of the grant date, and thereafter quarterly over a three-year period, subject to continued service through each such vesting date. |
Stock Option (Right to Buy)
|
611 |
| 2022-02-25 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
20,000 |
| 2022-02-09 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted-average price at which shares were purchased within a range between $2.53 and $2.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Common Stock
|
30,000 |
| 2022-02-08 | TIDMARSH GEORGE F |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2022-02-07 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Represents the weighted-average price at which shares were purchased within a range between $2.50 and $2.6817. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee. |
Common Stock
(I)
|
42,100 |
| 2022-02-04 | TIDMARSH GEORGE F |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The original Form 4, filed on February 8, 2022, is being amended by this Form 4 amendment to include shares purchased directly that were inadvertently omitted in the original filing. |
Common Stock
|
2,000 |