RZLV · Rezolve Ai PLC · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-16 | Wagner Daniel Maurice |
Director, Chief Executive Officer, 10% Owner |
Exercise↓
Filing footnotes — Call Option (Obligation to Sell) (Indirect)
This Form 4 reports the exercise by Bradley Wickens of a pre-existing call option first exercisable on December 21, 2018. The option gave Mr. Wickens a pre-existing contractual right to acquire 1,566,697 Ordinary Shares held by DBLP at $1.48 per share. Mr. Wickens exercised that right; the transaction was not an open-market sale by the Reporting Person or DBLP. The shares were directly held by DBLP and had been excluded from DBLP's beneficial ownership while subject to Mr. Wickens' call option. |
Call Option (Obligation to Sell)
(I)
|
1,566,697 |
| 2026-08-16 | Wagner Daniel Maurice |
Director, Chief Executive Officer, 10% Owner |
Expiration↓
Filing footnotes — Call Option (Obligation to Sell) (Indirect)
This Form 4 voluntarily reports the expiration of a separate pre-existing call option first exercisable on December 21, 2018. The separate call option gave Mr. Wickens a right to acquire 2,025,496 Ordinary Shares held by DBLP at $3.00 per share. Mr. Wickens did not exercise that right and the option expired in accordance with its terms. The 2,025,496 shares remained directly held by DBLP throughout and, following expiration of the option, are included in DBLP's beneficial ownership. |
Call Option (Obligation to Sell)
(I)
|
2,025,496 |
| 2026-07-10 | Wagner Daniel Maurice |
Director, Chief Executive Officer, 10% Owner |
Inheritance↑
Filing footnotes — Ordinary Shares (Indirect)
The reported acquisition reflects the distribution on July 10, 2026 of 543,993 Ordinary Shares from the Estate of John Wagner to DBLP for no consideration. The number of shares beneficially owned following the transaction also reflects the correction of a clerical error in a prior Form 4 filing. Securities are directly held by DBLP Sea Cow Limited ("DBLP"). DBLP is wholly owned by Mr. Wagner and Mr. Wagner is a director of DBLP. Mr. Wagner may be deemed to share voting and investment power over the shares held by DBLP. |
Ordinary Shares
(I)
|
543,993 |
| 2026-05-13 | Perry Stephen |
Director |
Award↑
|
Ordinary Shares
|
95,600 |
| 2026-04-02 | Wagner Daniel Maurice |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Ordinary Shares (Indirect)
Securities are directly held by DBLP Sea Cow Limited ("DBLP"). DBLP is wholly owned by Mr. Wagner and Mr. Wagner is a director of DBLP. Mr. Wagner may be deemed to share voting and investment power over the shares held by DBLP. |
Ordinary Shares
(I)
|
273,319 |
| 2026-04-02 | Wagner Daniel Maurice |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Ordinary Shares (Indirect)
Securities are directly held by DBLP Sea Cow Limited ("DBLP"). DBLP is wholly owned by Mr. Wagner and Mr. Wagner is a director of DBLP. Mr. Wagner may be deemed to share voting and investment power over the shares held by DBLP. |
Ordinary Shares
(I)
|
539,637 |