SMBK · Smartfinancial Inc. · Shareholders & Ownership

$49.34 +0.12 (+0.24%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$843.64M

17.10M

Volume · Oct 23 135.93K Avg daily vol (3M) 120.59K

Every disclosed holder of SMBK in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SMBK

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	189	11,127,431	65.08%	Yes
Insiders (Forms 3, 4, 5)	18	1,310,323	7.66%	Yes
13D/G-only blocks	1	684,776	4.00%	Yes
Remaining	—	3,975,943	23.25%	Rest
Registered funds (N-PORT, not summed)	197	4,473,751	26.16%	No

Shares outstanding: 17,098,473, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SMBK

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,468,195	8.59%	+183,638	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	415,722	2.43%	+50,368	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	128,745	0.75%	+24,516	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	52,302	0.31%	+14,058	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Core S&P Total U.S. Stock Market ETF Fund S000004317 · Registered fund · Jun 30, 2026 iShares Trust, not summed	44,562	0.26%	+1,088	Jun 30, 2026	iShares Trust, not summed
1.5	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · May 29, 2026 BlackRock Funds, not summed	37,047	0.22%	-694	May 29, 2026	BlackRock Funds, not summed
2	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	836,086	4.89%	-302	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	195,649	1.14%	-5,818	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
2.2	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	104,570	0.61%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
2.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	84,347	0.49%	-110	Jul 31, 2026	Dimensional ETF Trust, not summed
2.4	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	70,703	0.41%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
2.5	Dimensional US Small Cap Value ETF Fund S000075151 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	63,156	0.37%	-131	Jul 31, 2026	Dimensional ETF Trust, not summed
3	Kenneth R. Lehman 13G CIK 1170549 · Unknown · Dec 31, 2025 Rule 13d-1(c), passive investor	684,776	4.00%	-601,050	Dec 31, 2025	Rule 13d-1(c), passive investor
4	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	679,819	3.98%	-598	Jun 30, 2026	carried, not yet filed for the newest quarter
5	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	594,386	3.48%	-80,961	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	491,309	2.87%	-5,377	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
7	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	457,060	2.67%	+16,528	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	State Street(R) SPDR(R) S&P(R) Regional Banking ETF Fund S000012325 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	96,611	0.57%	-2,739	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.2	State Street(R) SPDR(R) US Small Cap Low Volatility Index ETF Fund S000039795 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	18,727	0.11%	-5,459	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.3	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	5,302	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
7.4	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	367	0.00%	+6	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
7.5	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	102	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
8	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	448,667	2.62%	+76,854	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Private Capital Management, LLC 13F CIK 1588456 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	432,512	2.53%	+4,365	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Private Capital Management Value Fund Fund S000028203 · Registered fund · Jul 31, 2026 FundVantage Trust, not summed	31,054	0.18%	-5,660	Jul 31, 2026	FundVantage Trust, not summed
10	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	381,419	2.23%	+26,058	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	358,260	2.10%	+57,664	May 31, 2026	American Century ETF Trust, not summed
12	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	346,492	2.03%	+62,313	Jun 30, 2026	carried, not yet filed for the newest quarter
13	First Eagle Investment Management, LLC 13F CIK 1325447 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	319,339	1.87%	+95,300	Jun 30, 2026	carried, not yet filed for the newest quarter
13.1	First Eagle Small Cap Opportunity Fund Fund S000072438 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	312,967	1.83%	+99,739	Jul 31, 2026	First Eagle Funds, not summed
14	Ogle David Austin Insider CIK 1652521 · Jan 29, 2026 Director, issuer-wide	238,385	1.39%	+2,696	Jan 29, 2026	Director, issuer-wide
15	Cravens & Co Advisors, LLC 13F CIK 1966116 · Unknown · Sep 30, 2026	220,400	1.29%	0	Sep 30, 2026
16	SALZHAUER MICHAEL 13F CIK 1059543 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	211,013	1.23%	-1,657	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Wolpert Geoffrey Alan Insider CIK 1652520 · May 19, 2026 Director, issuer-wide	189,993	1.11%	0	May 19, 2026	Director, issuer-wide
18	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	188,433	1.10%	+18,549	Jun 30, 2026	carried, not yet filed for the newest quarter
19	CSM Advisors, LLC 13F CIK 1863523 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	184,035	1.08%	+12,860	Jun 30, 2026	carried, not yet filed for the newest quarter
20	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	182,854	1.07%	+11,899	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	171	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
21	BASSWOOD CAPITAL MANAGEMENT, L.L.C. 13F CIK 1085393 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	180,329	1.05%	+10,589	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Carroll William Young Jr. Insider CIK 1652510 · Mar 10, 2026 Director, PRESIDENT AND CEO, issuer-wide	175,760	1.03%	+9,450	Mar 10, 2026	Director, PRESIDENT AND CEO, issuer-wide
23	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	171,366	1.00%	+5,302	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
24	Barrett Victor Lynn Insider CIK 1652321 · Jun 10, 2026 Director, issuer-wide	160,850	0.94%	+3,000	Jun 10, 2026	Director, issuer-wide
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	152,895	0.89%	+8,349	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	18,379	0.11%	0	Jun 30, 2026	Northern Funds, not summed
25.2	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	7,905	0.05%	+531	Jun 30, 2026	Northern Funds, not summed
25.3	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	1,574	0.01%	-77	Jun 30, 2026	Northern Funds, not summed
26	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	151,894	0.89%	+1,040	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Stieven Capital Advisors, L.P. 13F CIK 1388279 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	147,534	0.86%	+300	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Welborn Wesley Miller Insider CIK 1340386 · Mar 10, 2026 Director, issuer-wide	147,236	0.86%	+3,542	Mar 10, 2026	Director, issuer-wide
29	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	147,181	0.86%	-5,093	Jun 30, 2026	carried, not yet filed for the newest quarter
30	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	143,495	0.84%	+6,253	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	56,500	0.33%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
31	Miller Ted Charles Insider CIK 1652511 · Jan 16, 2025 Director, issuer-wide	142,764	0.84%	+1,055	Jan 16, 2025	Director, issuer-wide
32	North Reef Capital Management LP 13F CIK 1867831 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	137,089	0.80%	+1	Jun 30, 2026	carried, not yet filed for the newest quarter
33	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	130,914	0.77%	+18,740	Jun 30, 2026	carried, not yet filed for the newest quarter
34	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	123,934	0.72%	+2,279	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	69,279	0.41%	-1,090	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
34.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	37,837	0.22%	+4,399	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
34.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	9,197	0.05%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
34.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	8,370	0.05%	0	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
35	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	112,734	0.66%	+15,800	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	53,283	0.31%	-14,970	Jun 30, 2026	College Retirement Equities Fund, not summed
35.2	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	20,487	0.12%	+1,601	Jul 31, 2026	TIAA-CREF Funds, not summed
35.3	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	16,345	0.10%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
35.4	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	275	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
35.5	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	116	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
36	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	99,332	0.58%	+4,798	Jun 30, 2026	carried, not yet filed for the newest quarter
37	BANC FUNDS CO LLC 13F CIK 1029311 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	97,626	0.57%	-52,461	Jun 30, 2026	carried, not yet filed for the newest quarter
38	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	94,236	0.55%	-181	Jun 30, 2026	carried, not yet filed for the newest quarter
39	ZACKS INVESTMENT MANAGEMENT 13F CIK 1086483 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	91,697	0.54%	+6,708	Jun 30, 2026	carried, not yet filed for the newest quarter
39.1	Zacks Small/Mid Cap ETF Fund S000081958 · Registered fund · May 31, 2026 Zacks Trust, not summed	27,318	0.16%	+3,839	May 31, 2026	Zacks Trust, not summed
39.2	Zacks Small-Cap Core Fund Fund S000081341 · Registered fund · May 31, 2026 Zacks Trust, not summed	14,995	0.09%	0	May 31, 2026	Zacks Trust, not summed
40	Whaley Keith Edward Insider CIK 1652349 · Jan 29, 2026 Director, issuer-wide	87,369	0.51%	+808	Jan 29, 2026	Director, issuer-wide
41	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	86,995	0.51%	+6,253	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	EA Bridgeway Omni Small-Cap Value ETF Fund S000078089 · Registered fund · Jun 30, 2026 EA Series Trust, not summed	86,995	0.51%	+6,253	Jun 30, 2026	EA Series Trust, not summed
42	Connor, Clark & Lunn Investment Management Ltd. 13F CIK 1596800 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	86,330	0.50%	-7,267	Jun 30, 2026	carried, not yet filed for the newest quarter
43	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	80,568	0.47%	-49,305	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	6,778	0.04%	+593	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
43.2	Multi-Manager U.S. Small Cap Equity Fund Fund S000051363 · Registered fund · Apr 30, 2026 Goldman Sachs Trust II, not summed	6,302	0.04%	—	Apr 30, 2026	Goldman Sachs Trust II, not summed
44	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	79,830	0.47%	-889	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	78,646	0.46%	-24,198	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	U.S. Small Cap Equity Fund Fund S000001586 · Registered fund · Jul 31, 2026 RUSSELL INVESTMENT CO, not summed	26,445	0.15%	-16,830	Jul 31, 2026	RUSSELL INVESTMENT CO, not summed
45.2	U.S. Small Cap Equity Fund Fund S000006864 · Registered fund · Jun 30, 2026 RUSSELL INVESTMENT FUNDS, not summed	5,729	0.03%	-4,447	Jun 30, 2026	RUSSELL INVESTMENT FUNDS, not summed
45.3	Russell Investments U.S. Small Cap Equity ETF Fund S000089990 · Registered fund · Jun 30, 2026 Russell Investments Exchange Traded Funds, not summed	2,662	0.02%	+637	Jun 30, 2026	Russell Investments Exchange Traded Funds, not summed
46	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	78,061	0.46%	+5,816	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
47	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	69,875	0.41%	-22,797	Jun 30, 2026	carried, not yet filed for the newest quarter
48	PANAGORA ASSET MANAGEMENT INC 13F CIK 883677 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	65,649	0.38%	+1,596	Jun 30, 2026	carried, not yet filed for the newest quarter
49	MARTINGALE ASSET MANAGEMENT L P 13F CIK 936944 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	65,317	0.38%	+11,548	Jun 30, 2026	carried, not yet filed for the newest quarter
50	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,767	0.37%	+13,386	Jun 30, 2026	carried, not yet filed for the newest quarter

22 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 307 holders

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Key facts CIK 1038773 CUSIP 83190L208 13F (30d) 28 filings 28 filers Visit website Investor relations