Stieven Capital Advisors, L.P.

Registered adviser

CIK

1388279

Location

ST. LOUIS, MO

Portfolio Value

Small $523,904,991

Diversification

Diversified

Filing Date

Global Rank

#3,728 / 8,818 ▼ 49

Top Industry

Banks - Regional 98.5%

3Y Alpha vs SPY

+3.2%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 136106

Roster of Oct 1, 2026

Regulatory AUM

$563,449,338

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

2 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$563,449,338 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 19, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$564,525,176 gross assets in 2 funds Hedge funds $564,525,176 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$563,449,338	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$564,739,757	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$564,525,176	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$639,898,760	Pooled investment vehicles (100%)
Apr 2023	$639,898,760	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$833,522,305	Pooled investment vehicles (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.8%, 26.8 effective positions, active share 96.7% against the S&P MidCap 400 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

31.7% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 14.5 quarters (12+), a floor since 37.5% of the book was already held when coverage starts

Closest benchmark: the S&P MidCap 400 as of 2026-06-30, active share 96.7%; sector active share 88.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

36 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.6%

−0.4 pts

Top 5

28.4%

−1.0 pts

Top 10

49.8%

−1.3 pts

HHI

373

Diversified−9

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	100.0%	$523,904,991	36

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
PNFP	Pinnacle Financial Partners, Inc.	+50,100	110,100	$11,106,888
CCB	Coastal Financial Corp	+45,200	155,771	$12,073,810
ALRS	Alerus Financial Corp	+43,110	382,034	$11,881,257
OSBC	Old Second Bancorp Inc	+41,800	815,328	$19,013,448
HBNC	Horizon Bancorp Inc	+29,769	589,179	$11,771,796
ONB	Old National Bancorp	+21,700	766,134	$19,842,870
AX	Axos Financial, Inc.	+15,600	256,345	$24,965,439
NIC	Nicolet Bankshares Inc	+3,162	55,967	$9,256,382
FNB	Fnb Corp	+2,000	874,591	$16,687,196
FBP	First Bancorp	+800	310,710	$8,100,209
HWC	Hancock Whitney Corp	+800	301,296	$22,512,837
VLY	Valley National Bancorp	+400	158,566	$2,322,991
BANR	Banner Corp	+400	150,756	$10,016,228
SMBK	Smartfinancial Inc.	+300	147,534	$6,922,295
CIVB	Civista Bancshares, Inc.	+300	126,953	$3,582,613
BAC	Bank Of America Corp	+200	101,537	$5,785,578
No positions match the current search.

Trimmed

Positions the filer reduced

16 positions

Ticker	Company	Δ Shares	Shares	Value
HAFC	Hanmi Financial Corp	−140,129	306,788	$9,939,931
COLB	Columbia Banking System, Inc.	−114,100	1,071,732	$34,349,010
RF	Regions Financial Corp	−69,000	372,682	$11,254,996
CNOB	ConnectOne Bancorp, Inc.	−51,262	670,377	$22,417,406
SSB	SouthState Bank Corp	−48,106	221,394	$22,117,260
AUB	Atlantic Union Bankshares Corp	−46,408	693,749	$29,352,520
EWBC	East West Bancorp Inc	−29,120	157,904	$20,383,827
UMBF	Umb Financial Corp	−24,724	204,065	$29,132,319
FITB	Fifth Third Bancorp	−24,200	299,293	$16,871,146
CFG	Citizens Financial Group Inc	−24,100	349,780	$24,509,084
CCNE	Cnb Financial Corp	−23,900	434,673	$14,652,826
WAL	Western Alliance Bancorporation	−16,600	376,885	$30,979,947
RNST	Renasant Corp	−14,600	170,613	$7,257,877
WTFC	Wintrust Financial Corp	−6,400	89,683	$14,413,851
PFBC	Preferred Bank	−4,700	117,921	$12,530,285
FCNCA	First Citizens Bancshares Inc	−1,276	4,815	$10,019,003
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
SFST	Southern First Bancshares Inc	94,114	$5,750,365
BCAL	California BanCorp \ CA	252,843	$5,269,248
BHRB	Burke & Herbert Financial Services Corp.	63,940	$4,594,728
SF	Stifel Financial Corp	32,500	$2,267,525
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
MCHB	Mechanics Bancorp	438,635	$6,469,866
MCB	Metropolitan Bank Holding Corp.	75,000	$6,246,750
FBK	FB Financial Corp	107,116	$5,563,605
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

36 tracked positions · $523,904,991 total · filing declares 36 positions · $523,905,005 · as of Jun 30, 2026

All sectors Financial Services

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
COLB	Columbia Banking System, Inc. Financial Services	Reduced	1,071,732	-114,100	$34,349,010	+5.6%	9	$22.49	6.56%
WAL	Western Alliance Bancorporation Financial Services	Reduced	376,885	-16,600	$30,979,947	+11.1%	26+	before history	5.91%
AUB	Atlantic Union Bankshares Corp Financial Services	Reduced	693,749	-46,408	$29,352,520	+11.0%	6	$33.03	5.60%
UMBF	Umb Financial Corp Financial Services	Reduced	204,065	-24,724	$29,132,319	+12.9%	6	$109.49	5.56%
AX	Axos Financial, Inc. Financial Services	Added	256,345	+15,600	$24,965,439	+21.9%	26+	before history	4.77%
CFG	Citizens Financial Group Inc Financial Services	Reduced	349,780	-24,100	$24,509,084	+9.3%	26+	before history	4.68%
HWC	Hancock Whitney Corp Financial Services	Added	301,296	+800	$22,512,837	+17.8%	26+	before history	4.30%
CNOB	ConnectOne Bancorp, Inc. Financial Services	Reduced	670,377	-51,262	$22,417,406	+16.0%	8	$24.45	4.28%
SSB	SouthState Bank Corp Financial Services	Reduced	221,394	-48,106	$22,117,260	−11.3%	4	$98.18	4.22%
EWBC	East West Bancorp Inc Financial Services	Reduced	157,904	-29,120	$20,383,827	+2.1%	26+	before history	3.89%
ONB	Old National Bancorp Financial Services	Added	766,134	+21,700	$19,842,870	+20.6%	7	$21.81	3.79%
OSBC	Old Second Bancorp Inc Financial Services	Added	815,328	+41,800	$19,013,448	+21.9%	26+	before history	3.63%
FITB	Fifth Third Bancorp Financial Services	Reduced	299,293	-24,200	$16,871,146	+12.3%	2	$49.28	3.22%
FNB	Fnb Corp Financial Services	Added	874,591	+2,000	$16,687,196	+14.4%	26+	before history	3.19%
CCNE	Cnb Financial Corp Financial Services	Reduced	434,673	-23,900	$14,652,826	+10.3%	16	$25.03	2.80%
WTFC	Wintrust Financial Corp Financial Services	Reduced	89,683	-6,400	$14,413,851	+8.0%	17	$87.73	2.75%
PFBC	Preferred Bank Financial Services	Reduced	117,921	-4,700	$12,530,285	+12.7%	26+	before history	2.39%
CCB	Coastal Financial Corp Financial Services	Added	155,771	+45,200	$12,073,810	+43.5%	12	$69.73	2.30%
ALRS	Alerus Financial Corp Financial Services	Added	382,034	+43,110	$11,881,257	+47.9%	2	$24.61	2.27%
HBNC	Horizon Bancorp Inc Financial Services	Added	589,179	+29,769	$11,771,796	+27.0%	4	$16.42	2.25%
RF	Regions Financial Corp Financial Services	Reduced	372,682	-69,000	$11,254,996	−2.4%	26+	before history	2.15%
PNFP	Pinnacle Financial Partners, Inc. Financial Services	Added	110,100	+50,100	$11,106,888	+114.9%	2	$94.37	2.12%
FCNCA	First Citizens Bancshares Inc Financial Services	Reduced	4,815	-1,276	$10,019,003	−12.7%	14	$996.04	1.91%
BANR	Banner Corp Financial Services	Added	150,756	+400	$10,016,228	+9.8%	11	$48.53	1.91%
HAFC	Hanmi Financial Corp Financial Services	Reduced	306,788	-140,129	$9,939,931	−15.6%	22	$18.06	1.90%
NIC	Nicolet Bankshares Inc Financial Services	Added	55,967	+3,162	$9,256,382	+17.9%	2	$145.36	1.77%
FBP	First Bancorp Financial Services	Added	310,710	+800	$8,100,209	+22.4%	26+	before history	1.55%
RNST	Renasant Corp Financial Services	Reduced	170,613	-14,600	$7,257,877	+8.5%	8	$33.27	1.39%
SMBK	Smartfinancial Inc. Financial Services	Added	147,534	+300	$6,922,295	+20.3%	8	$27.58	1.32%
BAC	Bank Of America Corp Financial Services	Added	101,537	+200	$5,785,578	+17.1%	26+	before history	1.10%
SFST	Southern First Bancshares Inc Financial Services	NEW	94,114	NEW	$5,750,365	NEW	1	$57.63	1.10%
BCAL	California BanCorp \ CA Financial Services	NEW	252,843	NEW	$5,269,248	NEW	1	$19.04	1.01%
BHRB	Burke & Herbert Financial Services Corp. Financial Services	NEW	63,940	NEW	$4,594,728	NEW	1	$64.68	0.88%
CIVB	Civista Bancshares, Inc. Financial Services	Added	126,953	+300	$3,582,613	+24.1%	4	$21.32	0.68%
VLY	Valley National Bancorp Financial Services	Added	158,566	+400	$2,322,991	+19.6%	10	$8.83	0.44%
SF	Stifel Financial Corp Financial Services	NEW	32,500	NEW	$2,267,525	NEW	1	$74.56	0.43%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.