ALRS · Alerus Financial Corp · Holdings

$32.18 +0.84 (+2.68%)

Russell 2000 member Rebalance outlook locked

Market Cap

$801.64M

24.90M

Volume · Oct 22 105.2K Avg daily vol (3M) 176.62K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ALRS: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 164

Total Value: $506,835,196

Total Shares: 16,287,454

Showing 1–100 of 165 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Superinvestors Holding ALRS

All superinvestors →

Mario Gabelli $705,068

Holder Concentration

Across 161 13F filers

Top Holder

13.0%

of institutional value

Top 5

39.9%

of institutional value

Top 10

53.6%

of institutional value

HHI

469

Broadly held

Who Holds ALRS

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 161 filers, like-for-like change +3.2%; actively managed books +1.8%; index-like books +6.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.7%	92	+5.5%	14	7
Exempt adviser	1.1%	2	+95.7%	1	0
Adviser	3.0%	3	-6.1%	0	0
Bank	6.6%	12	+9.4%	0	0
Insurer	0.2%	2	+28.7%	1	0
Benefit plan	0.2%	2	+1883.5%	1	0
Non-US	0.1%	2	+24.6%	0	0
Holding company	16.0%	5	-1.7%	0	1
Unknown	27.0%	41	-0.7%	8	4

Style	Share	Filers	Change	New	Exited
Index-like	33.4%	19	+6.0%	1	1
Systematic-like	3.2%	9	+21.5%	2	2
Concentrated	20.7%	25	-8.9%	2	2
Diversified active	42.7%	108	+6.5%	20	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	70.1%	97	+6.3%	9	4
Medium turnover	17.6%	36	-9.5%	6	4
High turnover	3.8%	16	+13.6%	6	4
Unknown	8.5%	12	+3.2%	4	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.7%	17	+3.2%	6	1
Medium horizon	14.9%	22	+3.9%	2	2
Long horizon	71.6%	116	+1.0%	14	9
Unknown	3.9%	6	+62.2%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.4%	41	-4.0%	9	3
$1B to $10B	18.6%	27	-3.6%	3	4
$10B to $100B	12.5%	44	+39.4%	9	2
$100B or more	52.5%	49	+1.7%	4	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	7.6%	46	+4.9%	9	2
Pooled investment vehicles	6.9%	12	-21.5%	2	3
Registered funds and BDCs	23.8%	15	+15.0%	1	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	+5.9%	0	0
Governments and sovereign funds	2.9%	3	+33.1%	0	1
Corporations	0.1%	1	0.0%	0	0
Other investment advisers	0.0%	2	-5.3%	0	0
Other	0.1%	1	new	1	0
Diversified	4.2%	9	-0.3%	1	1
Unknown	54.3%	69	+1.3%	11	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	13.4%	23	-5.4%	4	4
Private equity funds	0.4%	4	+0.4%	1	0
Venture capital funds	1.3%	2	+155.8%	0	0
Real estate funds	0.1%	3	+682.1%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	7.7%	7	+6.8%	0	0
Mixed private funds	1.6%	2	-3.2%	0	0
No private funds	22.3%	52	+12.2%	9	2
Private funds, type not stated	0.0%	0	—	0	0
Unknown	53.2%	67	+0.3%	10	5

Location	Share	Filers	Change	New	Exited
United States	97.8%	144	+2.7%	21	10
Outside the US	2.2%	17	+25.8%	4	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

161 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.48% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

16.3%

of shares outstanding, 48th percentile

Mar 31, 2026: 15.8%

Private-fund advisers

15.8%

of shares outstanding

Institutional ownership

64.7%

66.5% of the estimated free float

Top 10 holders

53.7%

of 13F shares, Herfindahl 0.047

Active holders

+1.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.9 quarters

Under 1 year 15.1% 1 to 3 years 36.1% 3 years or more 48.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$23.17

estimated per share

Mar 31, 2026: $22.14

Quarter-end price

$31.10

implied by 13F values

Estimated gain or loss

+34.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 39.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ALRS's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BANC Banc Of California, Inc.	7	0.268
2	CZWI Citizens Community Bancorp Inc.	3	0.261
3	MVBF Mvb Financial Corp	4	0.257
4	CIVB Civista Bancshares, Inc.	4	0.246
5	SBFG Sb Financial Group, Inc.	3	0.226
6	FXNC First National Corp	3	0.202
7	CNOB ConnectOne Bancorp, Inc.	4	0.201
8	USCB Uscb Financial Holdings, Inc.	3	0.185
9	BHRB Burke & Herbert Financial Services Corp.	4	0.178
10	PKBK Parke Bancorp, Inc.	3	0.177

Shareholder Targets

13F filers that own its peers but not ALRS, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BANC, CZWI, MVBF, CIVB, SBFG, FXNC, CNOB, USCB, BHRB, PKBK, FBIZ, MCB, BANR, EGBN, SHBI, ONB, SFST, CASH, CCNE, QCRH. 772 filers in all.

#	Filer	In peers	Of book	Largest peers
1	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$660,431,103 14 held	0.110%	BANC, MCB, CNOB
2	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$397,302,103 4 held	0.260%	BANC, SFST, EGBN
3	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$381,799,120 2 held	1.05%	ONB, QCRH
4	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. Adviser, Diversified active	$254,483,752 2 held	0.390%	ONB, CNOB
5	VICTORY CAPITAL MANAGEMENT INC Registered adviser, Diversified active	$202,403,540 12 held	0.110%	ONB, BANR, QCRH
6	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC Registered adviser, Diversified active	$148,934,632 3 held	0.450%	ONB, BANC, BANR
7	Fisher Asset Management, LLC Unknown, Diversified active	$125,827,856 7 held	0.040%	ONB, BANR, CCNE
8	KENNEDY CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$122,172,816 7 held	2.20%	QCRH, CNOB, MCB
9	Patriot Financial Partners GP II, L.P. Unknown, Concentrated	$102,620,554 2 held	31.5%	MCB, USCB
10	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$102,276,220 18 held	0.050%	ONB, BANC, PKBK

Fund Ownership of ALRS by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 13.16% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.35%	+0.42 pp	834,497	54
Index ETFs	9.81%	+0.39 pp	2,442,512	28
Active ETFs	1.64%	-0.77 pp	408,124	18
Active funds	6.13%	+2.23 pp	1,525,662	60
Unclassified	1.57%	+1.57 pp	391,096	9
All registered funds	22.49%	+3.84 pp	5,601,891	169

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 94 Exempt adviser 2 Adviser 3 Bank 12 Insurer 2 Benefit plan 2 Non-US 2 Holding company 5 Unknown 42

Showing 100 of 165

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ALERUS FINANCIAL NA

$65,812,979

12.99%

2,116,173

BlackRock, Inc.

$56,671,725

11.18%

1,822,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	11,100	$345,210	0.6%	Sole
BlackRock Asset Management Canada Ltd	101	$3,141	0.0%	Sole
BlackRock Investment Management, LLC	75,640	$2,352,404	4.2%	Sole
BLACKROCK ADVISORS LLC	54,457	$1,693,612	3.0%	Sole
BlackRock Fund Advisors	972,591	$30,247,580	53.4%	Sole
BlackRock Institutional Trust Company, N.A.	668,113	$20,778,314	36.7%	Sole
Aperio Group, LLC	40,240	$1,251,464	2.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$29,415,997

5.80%

945,852

DIMENSIONAL FUND ADVISORS LP

$29,341,138

5.79%

943,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,236	$69,539	0.2%	Defined
DFA Australia Ltd.	11,152	$346,827	1.2%	Defined
Dimensional Ireland Ltd	33,715	$1,048,536	3.6%	Defined
Held directly	896,342	$27,876,236	95.0%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$20,376,221

4.02%

655,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	93,328	$2,902,500	14.2%	Defined
Held directly	561,856	$17,473,721	85.8%	Defined

STATE STREET CORP

$17,454,843

3.44%

561,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	561,249	$17,454,843	100.0%	Defined

GOLDMAN SACHS GROUP INC

$16,337,481

3.22%

525,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	92,674	$2,882,161	17.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	415,738	$12,929,451	79.1%	Defined
Goldman Sachs Trust Company, N.A. joint	16,909	$525,869	3.2%	Other

M3F, Inc.

$13,172,270

2.60%

417,108

Stieven Capital Advisors, L.P.

$11,881,257

2.34%

382,034

Phocas Financial Corp.

$11,014,220

2.17%

354,155

BANC FUNDS CO LLC

$10,859,031

2.14%

349,165

ENDEAVOUR CAPITAL ADVISORS INC

$10,559,009

2.08%

339,518

AMERIPRISE FINANCIAL INC

$9,669,301

1.91%

310,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	310,910	$9,669,301	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$9,226,994

1.82%

296,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	12	$373	0.0%	Other
Prism Planning Partners LLC	155	$4,820	0.1%	Other
Compound Planning, Inc.	10	$311	0.0%	Other
Arax Advisory Partners	7,327	$227,869	2.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,274	$39,621	0.4%	Other
Stokes Family Office, LLC	463	$14,399	0.2%	Other
Held directly	287,447	$8,939,601	96.9%	Defined

CHOREO, LLC

$9,120,541

1.80%

293,265

AMERICAN CENTURY COMPANIES INC

$8,636,096

1.70%

277,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	277,688	$8,636,096	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$7,742,687

1.53%

248,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	248,961	$7,742,687	100.0%	Defined

CSM Advisors, LLC

$7,442,852

1.47%

239,320

MORGAN STANLEY

$7,384,133

1.46%

237,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	55	$1,710	0.0%	Defined
MORGAN STANLEY & CO. LLC	7,204	$224,044	3.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	57,981	$1,803,209	24.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	142,534	$4,432,807	60.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	29,658	$922,363	12.5%	Defined

GENDELL JEFFREY L

$7,268,070

1.43%

233,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Associates, LLC	233,700	$7,268,070	100.0%	Defined

GRACE & WHITE INC /NY

$7,094,158

1.40%

228,108

ProShare Advisors LLC

$7,038,303

1.39%

226,312

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,524,158

1.29%

209,780

NORTHERN TRUST CORP

$6,381,096

1.26%

205,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	188,674	$5,867,760	92.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	12,724	$395,716	6.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,782	$117,620	1.8%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$6,378,392

1.26%

205,093

MAIRS & POWER INC

$6,326,268

1.25%

203,417

Qube Research & Technologies Ltd

$5,110,756

1.01%

164,333

VANGUARD FIDUCIARY TRUST CO

$5,056,580

1.00%

162,591

FEDERATED HERMES, INC.

$4,335,837

0.86%

139,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	139,416	$4,335,837	100.0%	Defined

GABELLI FUNDS LLC

$4,190,320

0.83%

134,737

Cutler Capital Management, LLC

$4,179,840

0.82%

134,400

Bank of New York Mellon Corp

$3,869,274

0.76%

124,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	79,922	$2,485,574	64.2%	Defined
The Bank of New York Mellon	43,967	$1,367,373	35.3%	Defined
BNY Mellon, NA joint	523	$16,265	0.4%	Defined
Held directly	2	$62	0.0%	Defined

Quantinno Capital Management LP

$3,867,222

0.76%

124,348

Sippican Capital Advisors

$3,479,810

0.69%

111,891

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$3,387,287

0.67%

108,916

Empowered Funds, LLC

$3,084,062

0.61%

99,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	99,166	$3,084,062	100.0%	Other

ACADIAN ASSET MANAGEMENT LLC

$2,769,330

0.55%

89,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	89,046	$2,769,330	100.0%	Defined

FIRST TRUST ADVISORS LP

$2,611,218

0.52%

83,962

Trexquant Investment LP

$2,604,251

0.51%

83,738

TWO SIGMA INVESTMENTS, LP

$2,559,530

0.51%

82,300

NEW YORK STATE COMMON RETIREMENT FUND

$2,318,784

0.46%

74,559

LOS ANGELES CAPITAL MANAGEMENT LLC

$2,213,915

0.44%

71,187

FORTRESS FINANCIAL GROUP, LLC

$2,130,702

0.42%

67,470

XTX Topco Ltd

$1,894,207

0.37%

60,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	60,907	$1,894,207	100.0%	Defined

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

$1,873,464

0.37%

60,240

JPMORGAN CHASE & CO

$1,725,737

0.34%

55,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	12,620	$392,482	22.7%	Defined
J.P. Morgan Investment Management Inc.	42,698	$1,327,907	76.9%	Defined
J.P. Morgan Securities LLC	46	$1,430	0.1%	Defined
J.P. Morgan Securities plc	126	$3,918	0.2%	Defined

Gator Capital Management, LLC

$1,692,462

0.33%

54,420

Wealth Forward, LLC

$1,587,810

0.31%

50,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prairiewood Capital, LLC	50,279	$1,587,810	100.0%	Other

Squarepoint Ops LLC

$1,536,930

0.30%

49,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	49,419	$1,536,930	100.0%	Defined

Pinnacle Holdings, LLC

$1,528,533

0.30%

49,149

CITIGROUP INC

$1,518,114

0.30%

48,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	48,814	$1,518,114	100.0%	Defined

Nuveen, LLC

$1,384,229

0.27%

44,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	381	$11,849	0.9%	Defined
TEACHERS ADVISORS, LLC joint	44,128	$1,372,380	99.1%	Defined

RENAISSANCE TECHNOLOGIES LLC

$1,313,695

0.26%

42,241

JONES FINANCIAL COMPANIES LLLP

$1,278,552

0.25%

41,111

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	41,111	$1,278,552	100.0%	Sole

BANK OF AMERICA CORP /DE/

$1,226,489

0.24%

39,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	28,569	$888,495	72.4%	Defined
BOFA SECURITIES, INC.	10,868	$337,994	27.6%	Defined

IEQ CAPITAL, LLC

$1,219,897

0.24%

39,225

MILLENNIUM MANAGEMENT LLC

$1,168,116

0.23%

37,560

PRINCIPAL FINANCIAL GROUP INC

$996,319

0.20%

32,036

RHUMBLINE ADVISERS

$990,192

0.20%

31,839

Mariner, LLC

$978,374

0.19%

31,459

Invesco Ltd.

$945,812

0.19%

30,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,916	$90,687	9.6%	Defined
Invesco Trust Co joint	9,581	$297,969	31.5%	Defined
Invesco Capital Management LLC	17,915	$557,156	58.9%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$923,304

0.18%

29,237

Russell Investments Group, Ltd.

$892,973

0.18%

28,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	13,935	$433,378	48.5%	Defined
Russell Investments Capital, LLC	3,737	$116,220	13.0%	Defined
Russell Investments Limited joint	11,041	$343,375	38.5%	Other

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$882,524

0.17%

28,377

GSA CAPITAL PARTNERS LLP

$869,400

0.17%

27,955

Creative Planning

$866,321

0.17%

27,856

CITADEL ADVISORS LLC

$815,162

0.16%

26,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,440	$480,184	58.9%	Defined
Held directly	10,771	$334,978	41.1%	Defined

STRS OHIO

$774,390

0.15%

24,900

DEUTSCHE BANK AG\

$728,362

0.14%

23,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	23,420	$728,362	100.0%	Defined

Johnson Wealth Management, LLC

$715,486

0.14%

23,006

GAMCO INVESTORS, INC. ET AL

$705,068

0.14%

22,671

Inspire Investing, LLC

$683,733

0.13%

21,985

Lafayette Investments, Inc.

$681,090

0.13%

21,900

FMR LLC

$676,984

0.13%

21,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	21,643	$673,097	99.4%	Defined
STRATEGIC ADVISERS LLC	125	$3,887	0.6%	Defined

WELLS FARGO & COMPANY/MN

$637,332

0.13%

20,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	20,092	$624,861	98.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	400	$12,440	2.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$31	0.0%	Defined

LSV ASSET MANAGEMENT

$622,000

0.12%

20,000

PRICE T ROWE ASSOCIATES INC /MD/

$616,246

0.12%

19,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	19,815	$616,246	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$601,536

0.12%

19,342

Cetera Investment Advisers

$590,060

0.12%

18,973

CANADA PENSION PLAN INVESTMENT BOARD

$584,680

0.12%

18,800

Odyssean, LLC

$584,089

0.12%

18,781

MERCER GLOBAL ADVISORS INC /ADV

$565,211

0.11%

18,174

Connor, Clark & Lunn Investment Management Ltd.

$557,716

0.11%

17,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	17,933	$557,716	100.0%	Sole

Aquatic Capital Management LLC

$515,140

0.10%

16,564

MetLife Investment Management, LLC

$427,282

0.08%

13,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	13,739	$427,282	100.0%	Defined

MARSHALL WACE, LLP

$418,512

0.08%

13,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	13,457	$418,512	100.0%	Other

HRT FINANCIAL LP

$413,723

0.08%

13,303

Aviance Capital Partners, LLC

$407,752

0.08%

13,111

First PREMIER Bank

$400,118

0.08%

12,670

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$374,848

0.07%

12,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	12,053	$374,848	100.0%	Other

Columbia River Financial Group, LLC

$349,532

0.07%

11,239

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$343,592

0.07%

11,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,048	$343,592	100.0%	Defined

Tower Research Capital LLC (TRC)

$331,961

0.07%

10,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	10,674	$331,961	100.0%	Defined

Vanguard Global Advisers, LLC

$318,681

0.06%

10,247

Harbor Advisors LLC

$306,863

0.06%

9,867

Hanson & Doremus Investment Management

$302,662

0.06%

9,584

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$267,460

0.05%

8,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	8,600	$267,460	100.0%	Other

MARTINGALE ASSET MANAGEMENT L P

$261,240

0.05%

8,400

Freedom Financial Partners LLC

$251,661

0.05%

7,969

PFG Advisors

$250,997

0.05%

7,948

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Key facts CIK 903419 CUSIP 01446U103 13F (30d) 26 filings 26 filers Visit website Investor relations