SMXT · SolarMax Technology, Inc.
$0.35
At close · Jul 27
Going-concern doubt
— flagged May 15, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the above, there is substantial doubt regarding the Company’s ability to continue as a going concern within one year from the date of issuance of these financial statements.”View the 10-Q filed May 15, 2026
Market Cap
$19.41M
Shares
56.91M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
The Jun 30, 2026 filing window is
still open — showing the latest known positions. Funds that have not filed yet
carry their prior-quarter positions; a fund that filed without this stock counts
as sold out.
Holders: 20
Total Value: $1,415,134
Total Shares: 2,018,962
Institutional Ownership Trend
10 quarters
Holder Concentration
Across 20 13F filersTop Holder
31.2%
of institutional value
Top 5
77.1%
of institutional value
Top 10
95.2%
of institutional value
HHI
1,752
Moderately concentrated
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $441,574 | 31.20% | 629,921 | Shares | Defined | 2026-05-15 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $317,732 | 22.45% | 453,257 | Shares | Defined | 2026-05-15 | ||||
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $136,767 | 9.66% | 195,104 | Shares | Defined | 2026-05-08 | ||||
| Mega UBS Group AG | $118,436 | 8.37% | 168,954 | Shares | Defined | 2026-05-05 | ||||
| Mega BlackRock, Inc. | $76,513 | 5.41% | 109,150 | Shares | Sole | 2026-05-13 | ||||
| Mega NORTHERN TRUST CORP Bank | $76,076 | 5.38% | 108,525 | Shares | Defined | 2026-05-14 | ||||
| Mid XTX Topco Ltd | $72,751 | 5.14% | 103,782 | Shares | Defined | 2026-05-15 | ||||
| Mega TWO SIGMA INVESTMENTS, LP | $43,341 | 3.06% | 61,828 | Shares | Sole | 2026-05-15 | ||||
| Large RENAISSANCE TECHNOLOGIES LLC | $40,295 | 2.85% | 57,483 | Shares | Sole | 2026-05-14 | ||||
| Small TWO SIGMA SECURITIES, LLC Broker-Dealer | $23,498 | 1.66% | 33,522 | Shares | Sole | 2026-05-15 | ||||
| Mega CITADEL ADVISORS LLC | $22,442 | 1.59% | 32,015 | Shares | Defined | 2026-05-15 | ||||
| Large Schonfeld Strategic Advisors LLC | $20,671 | 1.46% | 29,489 | Shares | Sole | 2026-05-15 | ||||
| Mid Engineers Gate Manager LP | $15,125 | 1.07% | 21,577 | Shares | Sole | 2026-05-15 | ||||
| Mega STATE STREET CORP | $8,762 | 0.62% | 12,500 | Shares | Defined | 2026-05-15 | ||||
| Mega FMR LLC | $615 | 0.04% | 878 | Shares | Defined | 2026-05-15 | ||||
| Mega BNP PARIBAS ARBITRAGE, SA | $300 | 0.02% | 429 | Shares | Defined | 2026-05-12 | ||||
| Mid SBI Securities Co., Ltd. Broker-Dealer | $144 | 0.01% | 414 | Shares | Defined | 2026-07-23 | ||||
| Mega JPMORGAN CHASE & CO | $52 | 0.00% | 75 | Shares | Defined | 2026-05-13 | ||||
| Large CWM, LLC | $40 | 0.00% | 58 | Shares | Sole | 2026-05-14 | ||||
| Mega CITIGROUP INC | $0 | 0.00% | 1 | Shares | Defined | 2026-05-11 | ||||
| No holders match your search. | ||||||||||