SMXT · SolarMax Technology, Inc. · Holdings
$2.51
+0.35 (+16.21%)
At close · Oct 5
Return incl. dividend (before tax)
Going-concern doubt
— flagged May 15, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the above, there is substantial doubt regarding the Company's ability to continue as a going concern within one year from the date of issuance of these financial statements.”View the 10-Q filed May 15, 2026
Market Cap
$11.00M
Shares
4.74M
Volume · Oct 5
39.2K
Avg daily vol (36 sessions)
22.3K
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 19
Total Value: $626,055
Total Shares: 1,793,885
Institutional Ownership Trend
10 quarters
Holder Concentration
Across 19 13F filers · Δ vs Mar 31, 2026Top Holder
36.3%
+5.1 pts
Top 5
78.4%
+1.3 pts
Top 10
94.0%
−1.2 pts
HHI
1,992
Moderately concentrated+240
Quarterly Activity
vs Mar 31, 2026
New
6
Increased
2
Decreased
7
Sold Out
7
Unchanged
4
Holder count:
-1
Institutional value:
-55.8%
Shares held:
-11.1%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +1,790 | 54,283 | |
| Mid SBI Securities Co., Ltd. | +16 | 34 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega BlackRock, Inc. | −9,090 | 6 | |
| Mega UBS Group AG | −7,447 | 6,632 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | −6,289 | 31,482 | |
| Mid XTX Topco Ltd | −4,322 | 4,326 | |
| Mega NORTHERN TRUST CORP | −804 | 8,240 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | 6,894 | $28,871 | |
| Mega JANE STREET GROUP, LLC | 4,894 | $20,497 | |
| Large HRT FINANCIAL LP | 3,310 | $13,862 | |
| Mega Qube Research & Technologies Ltd | 2,955 | $12,376 | |
| Mid Virtu Financial LLC | 1,981 | $8,297 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega TWO SIGMA INVESTMENTS, LP | 5,152 | $43,353 | |
| Mid TWO SIGMA SECURITIES, LLC | 2,793 | $23,505 | |
| Mega CITADEL ADVISORS LLC | 2,668 | $22,448 | |
| Large Schonfeld Strategic Advisors LLC | 2,457 | $20,677 | |
| Mega FMR LLC | 73 | $615 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $227,336 | 36.31% | 651,394 | Shares | 2026-08-13 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | $131,847 | 21.06% | 377,789 | Shares | 2026-08-12 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $68,091 | 10.88% | 195,104 | Shares | 2026-08-13 | |
| Mega NORTHERN TRUST CORP Bank | $34,509 | 5.51% | 98,880 | Shares | 2026-08-13 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $28,871 | 4.61% | 82,726 | Shares | 2026-08-14 | |
| Mega UBS Group AG | $27,772 | 4.44% | 79,581 | Shares | 2026-08-13 | |
| Mega JANE STREET GROUP, LLC | $20,497 | 3.27% | 58,733 | Shares | 2026-08-14 | |
| Mid XTX Topco Ltd | $18,118 | 2.89% | 51,915 | Shares | 2026-08-14 | |
| Large RENAISSANCE TECHNOLOGIES LLC | $17,478 | 2.79% | 50,083 | Shares | 2026-08-13 | |
| Large HRT FINANCIAL LP | $13,862 | 2.21% | 39,722 | Shares | 2026-08-14 | |
| Mega Qube Research & Technologies Ltd | $12,376 | 1.98% | 35,462 | Shares | 2026-08-14 | |
| Mid Virtu Financial LLC | $8,297 | 1.33% | 23,774 | Shares | 2026-08-13 | |
| Mid Engineers Gate Manager LP | $7,530 | 1.20% | 21,577 | Shares | 2026-08-14 | |
| Mid Tower Research Capital LLC (TRC) | $4,776 | 0.76% | 13,687 | Shares | 2026-08-11 | |
| Mega STATE STREET CORP | $4,362 | 0.70% | 12,500 | Shares | 2026-09-22 | |
| Mid SBI Securities Co., Ltd. Broker-Dealer | $144 | 0.02% | 414 | Shares | 2026-07-23 | |
| Mega BNP PARIBAS ARBITRAGE, SA | $139 | 0.02% | 400 | Shares | 2026-08-13 | |
| Mega JPMORGAN CHASE & CO | $26 | 0.00% | 75 | Shares | 2026-08-12 | |
| Mega BlackRock, Inc. | $24 | 0.00% | 69 | Shares | 2026-08-07 |