SMXT · SolarMax Technology, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the above, there is substantial doubt regarding the Company’s ability to continue as a going concern within one year from the date of issuance of these financial statements.”View the 10-Q filed Oct 8, 2026
Every disclosed holder of SMXT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SMXT
13F quarter Jun 30, 2026| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 149,490 | 3.15% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 1,029,494 | 21.71% |
| Remaining | 3,563,183 | 75.14% |
| Registered funds (N-PORT, not summed) | 84,506 | 1.78% |
Shares outstanding: 4,742,167, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SMXT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
455,061 | ||
| 2 |
|
288,900 | ||
| 3 |
|
285,533 | ||
| 4 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
|
54,283 | ||
| 5 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
|
31,482 | ||
| 6 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
30,099 | ||
| 7 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
24,184 | ||
| 8 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
20,089 | ||
| 9 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
|
16,259 | ||
| 10 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
|
8,240 | ||
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
|
6,894 | ||
| 12 |
UBS Group AG
13F
CIK 1610520 · Bank · Jun 30, 2026
|
6,632 | ||
| 13 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
|
4,894 | ||
| 14 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
|
4,326 | ||
| 15 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
|
4,174 | ||
| 16 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
4,152 | ||
| 17 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
3,820 | ||
| 18 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
|
3,310 | ||
| 19 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
|
2,955 | ||
| 20 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
2,162 | ||
| 21 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
|
1,981 | ||
| 22 |
Engineers Gate Manager LP
13F
CIK 1620220 · Unknown · Jun 30, 2026
|
1,798 | ||
| 23 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
|
1,141 | ||
| 24 |
STATE STREET CORP
13F
CIK 93751 · Bank · Jun 30, 2026
|
1,042 | ||
| 25 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
|
34 | ||
| 26 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
|
33 | ||
| 27 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
|
6 | ||
| 28 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
|
6 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.