SPWR · SunPower Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Therefore, there is substantial doubt about the Company's ability to continue as a going concern within one year after the date that the unaudited condensed consolidated financial statements are issued.”View the 10-Q filed Aug 21, 2026
Every disclosed holder of SPWR in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SPWR
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 30,400,444 | 14.56% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 138,008,872 | 66.10% |
| Remaining | 40,387,621 | 19.34% |
| Registered funds (N-PORT, not summed) | 6,438,624 | 3.08% |
Shares outstanding: 208,796,937, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SPWR
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Thurman J. Rodgers
13D
CIK 1183967 · Unknown · Sep 4, 2026
Item 4 purpose: none of the classified purposes
|
66,307,206 | ||
| 1.1 |
Rodgers Thurman J
Insider
CIK 1183967 · Sep 4, 2026
Director, Chief Executive Officer, 10% Owner, issuer-wide, not summed
|
36,696,435 | ||
| 2 |
CROSSLINK CAPITAL INC
13G
CIK 1104329 · Registered investment adviser · Sep 4, 2026
Rule 13d-1(c), passive investor
|
19,677,291 | ||
| 3 |
Carlyle Group Inc.
13G
CIK 1527166 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(c), passive investor, not summed
|
8,296,131 | ||
| 3.1 |
Carlyle Group Inc.
13F
CIK 1527166 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,343,750 | ||
| 3.2 |
|
1,992,427 | ||
| 4 |
|
7,299,695 | ||
| 5 |
|
5,935,879 | ||
| 6 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,604,630 | ||
| 7 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
3,659,111 | ||
| 8 |
|
2,320,683 | ||
| 9 |
Polar Asset Management Partners Inc.
13F
CIK 1326389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,089,728 | ||
| 10 |
|
1,992,427 | ||
| 11 |
Cygnus Capital Advisors, LLC
13F
CIK 2114319 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,562,251 | ||
| 12 |
|
1,528,421 | ||
| 12.1 |
The Vallejo Ventures Trust U/T/A 2/12/96
13G
CIK 1032455 · Unknown · Sep 4, 2026
Rule 13d-1(c), passive investor
|
44,724,680 | ||
| 13 |
ARDSLEY ADVISORY PARTNERS LP
13F
CIK 900529 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,416,065 | ||
| 14 |
DDD Partners, LLC
13F
CIK 1729673 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,377,864 | ||
| 15 |
PRELUDE CAPITAL MANAGEMENT, LLC
13F
CIK 1387508 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,274,637 | ||
| 16 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,253,980 | ||
| 16.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
308,954 | ||
| 17 |
|
1,125,124 | ||
| 18 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,088,467 | ||
| 19 |
|
1,000,000 | ||
| 20 |
WESTERLY CAPITAL MANAGEMENT, LLC
13F
CIK 1546172 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000,000 | ||
| 21 |
Alyeska Investment Group, L.P.
13F
CIK 1453072 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
839,577 | ||
| 21.1 |
Alyeska Investment Group, L.P.
13G
CIK 1453072 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
10,196,302 | ||
| 22 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
773,432 | ||
| 23 |
Diametric Capital, LP
13F
CIK 1719087 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
730,804 | ||
| 24 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
681,558 | ||
| 25 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
611,002 | ||
| 26 |
Park West Asset Management LLC
13F
CIK 1386928 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
600,105 | ||
| 27 |
Yorkville Advisors Global, LP
13F
CIK 1838613 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
551,000 | ||
| 28 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
484,608 | ||
| 29 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
463,988 | ||
| 30 |
|
443,958 | ||
| 31 |
Sphera Management Technology Funds Ltd
13F
CIK 2030525 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
433,500 | ||
| 32 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
431,388 | ||
| 33 |
LUMINUS MANAGEMENT LLC
13F
CIK 1279151 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
425,000 | ||
| 34 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
414,291 | ||
| 35 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
317,188 | ||
| 35.1 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Jun 30, 2026
GOLDMAN SACHS TRUST, not summed
|
107 | ||
| 36 |
Squarepoint Ops LLC
13F
CIK 1642575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
317,099 | ||
| 37 |
Sculptor Capital LP
13F
CIK 1054587 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
289,449 | ||
| 38 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
279,682 | ||
| 39 |
|
271,116 | ||
| 40 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
Classes SPWR, SPWRW, carried, not yet filed for the newest quarter
|
265,161 | ||
| 41 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
245,367 | ||
| 42 |
|
243,169 | ||
| 43 |
PEAK6 LLC
13F
CIK 1389958 · Broker-dealer · Jun 30, 2026
Classes SPWR, SPWRW, carried, not yet filed for the newest quarter
|
240,372 | ||
| 44 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
238,831 | ||
| 45 |
KING LUTHER CAPITAL MANAGEMENT CORP
13F
CIK 310051 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
210,000 | ||
| 46 |
Cerity Partners LLC
13F
CIK 1566475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
197,334 | ||
| 47 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185,600 | ||
| 47.1 |
Ultra-Small Company Market Fund
Fund
S000004424 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
169,500 | ||
| 48 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
158,996 | ||
| 49 |
Firsthand Capital Management, Inc.
13F
CIK 1476179 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,000 | ||
| 49.1 |
Firsthand Alternative Energy Fund
Fund
S000018833 · Registered fund · Jun 30, 2026
Firsthand Funds, not summed
|
150,000 | ||
| 50 |
SECURITY BENEFIT LIFE INSURANCE CO /KS/
13F
CIK 869772 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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