TVGN · Tevogen Inc. · Holdings

$5.72 -0.20 (-3.38%) At close · Nov 4

Market Cap

$37.25M

6.51M

Volume · Nov 4 2606 Avg daily vol (3M) 8184

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of TVGN: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 61

Total Value: $9,431,677

Total Shares: 10,148,026

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 63 13F filers

Top Holder

87.7%

of institutional value

Top 5

92.9%

of institutional value

Top 10

96.2%

of institutional value

HHI

7,706

Highly concentrated

Who Holds TVGN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 62 filers, like-for-like change +8.0%; actively managed books +8.6%; index-like books -17.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	67.3%	33	-0.2%	10	5
Exempt adviser	2.0%	1	0.0%	0	0
Adviser	3.8%	2	0.0%	0	0
Bank	0.0%	6	-64.3%	0	1
Broker-dealer	0.2%	1	0.0%	0	0
Non-US	0.8%	2	-17.2%	0	2
Holding company	1.5%	3	-5.8%	0	1
Insurer	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Unknown	24.5%	14	+47.3%	4	5

Style	Share	Filers	Change	New	Exited
Index-like	1.7%	5	-17.5%	0	5
Systematic-like	7.6%	4	-6.9%	0	0
Concentrated	22.9%	11	-3.3%	4	2
Diversified active	67.7%	41	+15.6%	10	7
Unknown	0.1%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	11.8%	18	-3.4%	8	11
Medium turnover	31.6%	20	+1.1%	4	1
High turnover	51.7%	20	+17.4%	2	1
Unknown	4.9%	4	-2.8%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	24.6%	12	-3.7%	0	2
Medium horizon	35.1%	12	+2.2%	3	3
Long horizon	22.5%	27	+42.4%	11	9
Unknown	17.7%	11	+5.4%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	26.9%	12	0.0%	3	0
$1B to $10B	43.3%	25	-0.3%	5	5
$10B to $100B	17.3%	9	+9.2%	4	3
$100B or more	12.4%	16	+96.4%	2	6
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.0%	9	+3846.2%	8	1
Pooled investment vehicles	55.6%	15	0.0%	0	0
Registered funds and BDCs	11.3%	3	-2.6%	0	2
Pension and profit sharing plans	0.1%	2	+0.4%	1	0
Corporations	0.1%	1	0.0%	0	0
Other investment advisers	0.0%	1	+444.3%	0	0
Diversified	0.2%	2	+86185.0%	1	0
Insurance companies	0.0%	0	-100.0%	0	1
Governments and sovereign funds	0.0%	0	-100.0%	0	1
Unknown	32.7%	29	+30.1%	4	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	55.7%	17	+0.3%	2	0
Private equity funds	0.1%	1	0.0%	0	0
Venture capital funds	0.0%	1	new	1	0
Real estate funds	0.0%	2	new	2	0
Other private funds	10.1%	1	-0.1%	0	1
Private funds, type not stated	2.0%	1	0.0%	0	0
No private funds	1.3%	11	-18.1%	5	4
Mixed private funds	0.0%	0	—	0	0
Unknown	30.7%	28	+32.7%	4	9

Location	Share	Filers	Change	New	Exited
United States	83.6%	55	+10.0%	14	9
Outside the US	16.4%	7	-1.1%	0	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

30 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

0.726%

of shares outstanding, 3rd percentile

Mar 31, 2026: 0.047%

Private-fund advisers

0.423%

of shares outstanding

Institutional ownership

2.56%

8.10% of the estimated free float

Top 10 holders

98.0%

of 13F shares, Herfindahl 0.147

Active holders

+15.1%

like-for-like share change of active filers

5% stakes on record

2 13D, 1 13G (0 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 3.9 quarters

Under 1 year 64.1% 1 to 3 years 35.9% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$8.38

estimated per share

Mar 31, 2026: $45.02

Quarter-end price

$5.66

implied by 13F values

Estimated gain or loss

-32.5%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 40.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies TVGN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	DAIC CID Holdco, Inc.	3	0.612
2	BNAI Brand Engagement Network Inc.	3	0.474

Shareholder Targets

13F filers that own its peers but not TVGN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: DAIC, BNAI. 52 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$5,673,297 1 held	0.000%	BNAI
2	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$1,843,020 1 held	0.000%	BNAI
3	STATE STREET CORP Bank, Index-like	$1,343,990 1 held	0.000%	BNAI
4	Themes Management Co LLC Registered adviser, Diversified active	$861,283 1 held	0.570%	BNAI
5	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$854,969 1 held	0.000%	BNAI
6	NORTHERN TRUST CORP Bank, Index-like	$586,359 1 held	0.000%	BNAI
7	Corps Capital Advisors, LLC Unknown, Diversified active	$563,586 1 held	0.460%	BNAI
8	Engineers Gate Manager LP Unknown, Systematic-like	$327,707 1 held	0.000%	BNAI
9	Virtu Financial LLC Unknown, Concentrated	$298,540 1 held	0.010%	BNAI
10	Lee-Kelleher Wealth Management Unknown, Concentrated	$290,921 1 held	0.150%	BNAI

Fund Ownership of TVGN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.69% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.35%	-0.07 pp	22,702	15
Index ETFs	0.34%	-0.25 pp	22,288	14
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.22%	+0.17 pp	14,077	9
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.91%	-0.16 pp	59,067	38

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 32 Exempt adviser 1 Adviser 2 Bank 6 Broker-dealer 1 Non-US 2 Holding company 3 Unknown 14

Showing 63 of 63

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FourWorld Capital Management LLC TVGNW

$8,207,000

87.02%

1,450,000

BOOTHBAY FUND MANAGEMENT, LLC TVGNW

$141,500

1.50%

25,000

VANGUARD CAPITAL MANAGEMENT LLC

$135,704

1.44%

23,976

MORGAN STANLEY

$106,456

1.13%

18,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	180	$1,018	1.0%	Defined
MORGAN STANLEY & CO. LLC	57	$322	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	489	$2,767	2.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	18,083	$102,349	96.1%	Defined

AQR CAPITAL MANAGEMENT LLC

$97,559

1.03%

17,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prism Planning Partners LLC	14	$79	0.1%	Other
Arax Advisory Partners	150	$849	0.9%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	84	$475	0.5%	Other
Stokes Family Office, LLC	36	$203	0.2%	Other
Held directly	16,953	$95,953	98.4%	Defined

GOLDMAN SACHS GROUP INC

$80,162

0.85%

14,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	14,163	$80,162	100.0%	Defined

Calamos Advisors LLC TVGNW

$69,500

0.74%

1,000,000

JANE STREET GROUP, LLC

$63,249

0.67%

11,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	7,351	$41,606	65.8%	Defined
Jane Street Global Trading, LLC	3,824	$21,643	34.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP TVGNW

$58,459

0.62%

1,027,391

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	1,027,391	$58,459	100.0%	Other

FMR LLC

$55,615

0.59%

9,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	9,826	$55,615	100.0%	Defined

Parallax Volatility Advisers, L.P. TVGNW

$45,003

0.48%

790,917

Greenland Capital Management LP TVGNW

$40,002

0.42%

703,029

Polar Asset Management Partners Inc. TVGNW

$39,620

0.42%

700,000

Russell Investments Group, Ltd.

$36,971

0.39%

6,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	6,532	$36,971	100.0%	Defined

MMCAP International Inc. SPC TVGNW

$36,920

0.39%

650,000

Linden Advisors LP TVGNW

$33,020

0.35%

649,999

Clear Street Group Inc. TVGNW

$16,063

0.17%

282,806

Davidson Kempner Capital Management LP TVGNW

$14,200

0.15%

250,000

WOLVERINE ASSET MANAGEMENT LLC TVGNW

$13,874

0.15%

199,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	199,638	$13,874	100.0%	Defined

ARISTEIA CAPITAL, L.L.C. TVGNW

$12,418

0.13%

245,176

Blue Owl Capital Holdings LP TVGNW

$12,000

0.13%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Owl Alternative Credit Advisors LLC	200,000	$12,000	100.0%	Defined

LMR Partners LLP TVGNW

$11,360

0.12%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	200,000	$11,360	100.0%	Sole

O'Connor Alternative Investments LLC TVGNW

$10,303

0.11%

181,387

Tower Research Capital LLC (TRC)

$8,456

0.09%

1,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,494	$8,456	100.0%	Defined

TENOR CAPITAL MANAGEMENT Co., L.P. TVGNW

$7,100

0.08%

125,000

Context Capital Management, LLC TVGNW

$6,758

0.07%

97,250

MILLENNIUM MANAGEMENT LLC TVGNW

$6,532

0.07%

115,000

Sculptor Capital LP TVGNW

$6,261

0.07%

123,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	123,600	$6,260	100.0%	Sole

UBS Group AG

$6,128

0.06%

1,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	924	$5,229	85.3%	Defined
UBS Securities LLC	159	$899	14.7%	Defined

GOLDMAN SACHS GROUP INC TVGNW

$6,009

0.06%

105,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	105,800	$6,009	100.0%	Defined

Westchester Capital Management, LLC TVGNW

$5,690

0.06%

99,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTCHESTER CAPITAL PARTNERS, LLC	894	$50	0.9%	Sole
Virtus Investment Advisers, LLC	92,024	$5,236	92.0%	Other
Held directly	7,076	$402	7.1%	Sole

DRW Securities, LLC TVGNW

$5,679

0.06%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Europe B.V.	100,000	$5,679	100.0%	Other

CITIGROUP INC TVGNW

$5,361

0.06%

77,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	77,151	$5,361	100.0%	Defined

WHITEBOX ADVISORS LLC TVGNW

$4,901

0.05%

86,292

VANGUARD FIDUCIARY TRUST CO

$4,743

0.05%

838

PICTON MAHONEY ASSET MANAGEMENT TVGNW

$4,268

0.05%

75,000

Yakira Capital Management, Inc. TVGNW

$3,699

0.04%

65,128

StoneX Group Inc. TVGNW

$2,588

0.03%

37,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	37,238	$2,588	100.0%	Defined

Arax Advisory Partners

$2,269

0.02%

401

JPMORGAN CHASE & CO

$2,223

0.02%

393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	13	$73	3.3%	Defined
J.P. Morgan Securities LLC	292	$1,652	74.3%	Defined
J.P. Morgan Securities plc	88	$498	22.4%	Defined

TWO SIGMA SECURITIES, LLC TVGNW

$1,929

0.02%

33,955

ROYAL BANK OF CANADA

$871

0.01%

154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	154	$871	100.0%	Defined

DUPONT CAPITAL MANAGEMENT CORP TVGNW

$868

0.01%

12,500

Bracebridge Capital, LLC TVGNW

$710

0.01%

12,500

BNP PARIBAS ARBITRAGE, SA

$684

0.01%

121

Allworth Financial LP

$283

0.00%

FNY Investment Advisers, LLC

$198

0.00%

BARCLAYS PLC

$186

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1	$5	2.7%	Defined
BARCLAYS CAPITAL INC.	32	$181	97.3%	Defined

WELLS FARGO & COMPANY/MN

$79

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	14	$79	100.0%	Defined

Transamerica Financial Advisors, LLC

$67

0.00%

IFP Advisors, Inc

$46

0.00%

ROTHSCHILD INVESTMENT LLC

$33

0.00%

Essential Partners LLC

$26

0.00%

EverSource Wealth Advisors, LLC

$19

0.00%

True Wealth Design, LLC

$13

0.00%

HRT FINANCIAL LP TVGNW

0.00%

163,909

Q Global Advisors, LLC TVGNW

0.00%

132,146

Farther Finance Advisors, LLC

0.00%

CITIGROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$6	100.0%	Defined

SJS Investment Consulting Inc.

0.00%

Provenance Wealth Advisors, LLC

0.00%

FLOW TRADERS U.S. LLC TVGNW

0.00%

17,649

Ancora Advisors LLC TVGNW

—

6,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ancora Alternatives LLC	6,204	$0	—	Sole

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