VIVK · Vivakor, Inc. · Holdings
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company’s ability to continue as a going concern. Based on the above, we believe there is substantial doubt about the Company’s ability to continue as a going concern.”View the 10-Q filed Aug 19, 2026
2 customers — 90% of revenue (three months ended March 31, 2026)
“During the three months ended March 31, 2026, two customers, including one related party, accounted for approximately 90% of the Company's revenues.”
2 customers — 15% of revenue (three months ended March 31, 2025)
“During the three months ended March 31, 2025, two customers, including one related party, accounted for approximately 15% of the Company's revenues.”
2 customers — 31% of receivables (As of March 31, 2025)
“As of March 31, 2025, these customers represented approximately 31% of the Company's accounts receivable balance.”
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional Ownership Trend
Holder Concentration
Across 11 13F filersWho Holds VIVK
Last 8 quarters through Sep 30, 2026 (filing window open)Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter: 6 filers, like-for-like change —.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Registered adviser | 77.5% | 1 | new |
| Bank | 1.8% | 1 | new |
| Holding company | 0.0% | 0 | — |
| Non-US | 0.0% | 0 | — |
| Exempt adviser | 0.0% | 0 | — |
| Unknown | 20.7% | 4 | new |
| Style | Share | Filers | Change |
|---|---|---|---|
| Concentrated | 8.8% | 1 | new |
| Diversified active | 91.2% | 5 | new |
| Systematic-like | 0.0% | 0 | — |
| Index-like | 0.0% | 0 | — |
| Not measured | 0.0% | 0 | — |
| Unknown | 0.0% | 0 | — |
| Turnover | Share | Filers | Change |
|---|---|---|---|
| Low turnover | 77.5% | 1 | new |
| Medium turnover | 1.8% | 1 | new |
| High turnover | 20.7% | 4 | new |
| Unknown | 0.0% | 0 | — |
| Not measured | 0.0% | 0 | — |
| Holding horizon | Share | Filers | Change |
|---|---|---|---|
| Short horizon | 8.8% | 1 | new |
| Long horizon | 85.7% | 4 | new |
| Medium horizon | 0.0% | 0 | — |
| Unknown | 5.5% | 1 | new |
| Not measured | 0.0% | 0 | — |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 0.0% | 0 | — |
| $1B to $10B | 86.3% | 2 | new |
| $10B to $100B | 5.5% | 1 | new |
| $100B or more | 8.2% | 3 | new |
| Not measured | 0.0% | 0 | — |
| Client base | Share | Filers | Change |
|---|---|---|---|
| Individuals and high net worth | 77.5% | 1 | new |
| Registered funds and BDCs | 0.0% | 0 | — |
| Banks and thrifts | 0.0% | 0 | — |
| Pooled investment vehicles | 0.0% | 0 | — |
| Unknown | 22.5% | 5 | new |
| Private funds | Share | Filers | Change |
|---|---|---|---|
| No private funds | 77.5% | 1 | new |
| Hedge funds | 0.0% | 0 | — |
| Private funds, type not stated | 0.0% | 0 | — |
| Unknown | 22.5% | 5 | new |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 98.2% | 5 | new |
| Outside the US | 1.8% | 1 | new |
The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Excluded 1 holder with no observed 2026-03-31 13F.
Conviction and Crowding
11 13F filers, quarter ended Jun 30, 2026Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.
Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).
Estimated Holder Cost Basis
Quarter ended Jun 30, 2026, on that quarter's share basisEstimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.
Estimated cost covers 100.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.
Shared Holders
Companies VIVK's active holders also own, quarter ended Sep 30, 2025| # | Company | Shared holders |
|---|---|---|
| 1 | CMCSA Comcast Corp | 3 |
| 2 | PM Philip Morris International Inc. | 3 |
| 3 | ABT Abbott Laboratories | 3 |
| 4 | KO Coca Cola Co | 3 |
| 5 | MRK Merck & Co., Inc. | 3 |
| 6 | PEP Pepsico Inc | 3 |
| 7 | MCD Mcdonalds Corp | 3 |
| 8 | IBM International Business Machines Corp | 3 |
| 9 | NFLX Netflix Inc | 3 |
| 10 | CSCO Cisco Systems, Inc. | 3 |
Shareholder Targets
13F filers that own its peers but not VIVK, quarter ended Sep 30, 2025Found through its holder-overlap peers: CMCSA, PM, ABT, KO, MRK, PEP, MCD, IBM, NFLX, CSCO, MA, CVX, TSLA, PG, ABBV, XOM, JNJ, AVGO, V, JPM. 6,273 filers in all.
| # | Filer | In peers | Largest peers |
|---|---|---|---|
| 1 | BlackRock, Inc. Holding company, Index-like | $733,326,482,930 20 held | AVGO, TSLA, JPM |
| 2 | STATE STREET CORP Bank, Index-like | $419,739,908,964 20 held | AVGO, TSLA, JPM |
| 3 | FMR LLC Holding company, Diversified active | $182,422,731,737 20 held | AVGO, NFLX, V |
| 4 | MORGAN STANLEY Holding company, Index-like | $175,619,182,922 20 held | AVGO, JPM, V |
| 5 | JPMORGAN CHASE & CO Bank, Diversified active | $170,889,974,436 20 held | AVGO, TSLA, MA |
| 6 | Capital World Investors Adviser, Diversified active | $130,268,861,996 16 held | AVGO, PM, TSLA |
| 7 | PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active | $115,439,510,051 20 held | AVGO, V, NFLX |
| 8 | Capital International Investors Adviser, Diversified active | $110,611,692,680 16 held | AVGO, PM, MA |
| 9 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active | $85,999,641,496 20 held | AVGO, TSLA, ABBV |
| 10 | Capital Research Global Investors Adviser, Diversified active | $82,552,048,952 19 held | AVGO, JPM, PM |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mid Inscription Capital, LLC Registered adviser | $312,146 | 77.46% | 945,900 | Shares | 2026-08-13 | |
| Mid Virtu Financial LLC | $35,566 | 8.83% | 107,778 | Shares | 2026-08-13 | |
| Large HRT FINANCIAL LP | $22,094 | 5.48% | 66,952 | Shares | 2026-08-14 | |
| Mega JANE STREET GROUP, LLC | $21,138 | 5.25% | 64,059 | Shares | 2026-08-14 | |
| Mega UBS Group AG Bank | $7,265 | 1.80% | 22,019 | Shares | 2026-08-13 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4,738 | 1.18% | 14,359 | Shares | 2026-08-14 | |
| Large Steward Partners Investment Advisory, LLC Registered adviser | $7 | 0.00% | 23 | Shares | 2026-08-13 | |
| Large NewEdge Advisors, LLC Registered adviser | $4 | 0.00% | 15 | Shares | 2026-08-12 | |
| Small MARYLAND CAPITAL ADVISORS INC. Registered adviser | $3 | 0.00% | 7 | Shares | 2026-10-15 | |
| Large OSAIC HOLDINGS, INC. Holding company | $3 | 0.00% | 10 | Shares | 2026-08-14 | |
| Mid Larson Financial Group LLC Registered adviser | $1 | 0.00% | 3 | Shares | 2026-08-14 |