WEA · Western Asset Premier Bond Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-01-20 | OLSON RONALD L |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the acquisition of the Fund's common stock previously reported by the Reporting Person on December 23, 2022. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge to the Fund the full amount of the profit realized from such transactions, which amounted to less than $100. |
Common Stock
|
18,000 |
| 2022-12-23 | OLSON RONALD L |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions ranging from $11.1306 to $11.2018 inclusive. Mr. Olson undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Common Stock
|
20,000 |
| 2022-12-21 | SIART WILLIAM E B |
Director |
Buy↑
|
Common Stock
|
10,000 |