Compass Financial Group, Inc.

Registered adviser

CIK

1666910

Location

DEERFIELD BEACH, FL

Portfolio Value

Small $225,956,537

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,979 / 8,827 ▼ 211 · as of Jun 2026

Top Industry

Software - Infrastructure 35.0%

Period ended 38 days ago

Filed Nov 6, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 125186

Roster of Nov 1, 2026

Regulatory AUM

$429,741,750

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$429,741,750	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$405,907,000	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$375,590,250	Individuals and high net worth (99%)
May 2023 to Mar 2024	$347,233,750	Individuals and high net worth (99%)
Apr 2023	$347,233,750	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$386,915,250	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.9% of the book (60%+)

Turnover

Low turnover

10.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.4 quarters (12+), a floor since 49.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.5%; sector active share 86.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

51 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

39.1%

+2.1 pts

Top 5

72.5%

+3.0 pts

Top 10

88.1%

+1.2 pts

HHI

1,920

Moderately concentrated+172

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	98.7%	$223,015,788	44
Technology	0.7%	$1,669,931	3
Communication Services	0.2%	$391,563	1
Consumer Cyclical	0.1%	$321,154	1
Healthcare	0.1%	$286,448	1
Financial Services	0.1%	$271,653	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFLV	Dimensional US Large Cap Value ETF	+5,655	103,820	$4,170,449
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+4,309	50,203	$2,445,388
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+4,034	92,864	$11,429,701
DFAE	Dimensional Emerging Core Equity Market ETF	+3,043	247,259	$9,719,751
JAAA	Janus Henderson AAA CLO ETF	+2,869	212,344	$10,717,001
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	+2,621	50,931	$1,507,048
PRF	Victory Portfolios II	+2,568	262,312	$0
CGCP	Capital Group Core Plus Income ETF	+2,063	288,988	$6,117,875
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+1,991	31,791	$11,897,463
BIV	Vanguard Bond Index Funds	+1,576	29,411	$2,142,885
DFIV	Dimensional International Value ETF	+1,511	135,608	$7,575,062
COM	Direxion Auspice Broad Commodity Strategy ETF	+1,329	63,487	$2,211,252
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+1,133	95,806	$4,715,571
JPST	JPMorgan Ultra-Short Income ETF	+931	65,972	$3,323,009
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+907	40,520	$2,007,766
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+881	48,310	$1,905,346
KOCT		+840	240,329	$9,062,806
JBND	JPMorgan Active Bond ETF	+835	58,849	$3,008,360
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	+732	13,836	$1,302,244
AGG	iShares Core U.S. Aggregate Bond ETF	+727	29,553	$2,793,940
VEA	Vanguard FTSE Developed Markets ETF	+692	104,799	$7,399,857
IEF	iShares 7-10 Year Treasury Bond ETF	+628	68,405	$6,109,250
IAGG	iShares Core International Aggregate Bond ETF	+598	47,659	$2,344,822
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+555	32,521	$2,000,041
MUB	iShares National Muni Bond ETF	+472	10,556	$1,067,211
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−587	52,546	$4,716,528
DFNM	Dimensional National Municipal Bond ETF	−409	164,097	$7,553,384
IWF	iShares Russell 1000 Growth ETF	−389	129,726	$16,249,478
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−360	40,442	$3,722,686
IWV	iShares Russell 3000 ETF	−285	47,860	$20,659,247
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−80	24,200	$1,869,450
SUB	iShares Short-Term National Muni Bond ETF	−61	7,228	$755,615
JMST	JPMorgan Ultra-Short Municipal Income ETF	−57	29,463	$1,489,649
SPY	Spdr S&P 500 ETF Trust	−10	920	$701,619
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

51 tracked positions · $225,956,537 total · filing declares 51 positions · $240,234,134 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Healthcare Technology

Showing 1–50 of 51 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	43,885	+314	$33,609,327	+3.0%	14.87%
IWV	iShares Russell 3000 ETF	Reduced	47,860	-285	$20,659,247	+0.6%	9.14%
IWF	iShares Russell 1000 Growth ETF	Reduced	129,726	-389	$16,249,478	+0.6%	7.19%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	31,791	+1,991	$11,897,463	+7.9%	5.27%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	92,864	+4,034	$11,429,701	+8.1%	5.06%
JAAA	Janus Henderson AAA CLO ETF	Added	212,344	+2,869	$10,717,001	+1.3%	4.74%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	247,259	+3,043	$9,719,751	−1.0%	4.30%
KOCT		Added	240,329	+840	$9,062,806	+1.3%	4.01%
DFIV	Dimensional International Value ETF	Added	135,608	+1,511	$7,575,062	+4.6%	3.35%
DFNM	Dimensional National Municipal Bond ETF	Reduced	164,097	-409	$7,553,384	−5.0%	3.34%
VEA	Vanguard FTSE Developed Markets ETF	Added	104,799	+692	$7,399,857	−0.2%	3.27%
CGCP	Capital Group Core Plus Income ETF	Added	288,988	+2,063	$6,117,875	−4.3%	2.71%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	68,405	+628	$6,109,250	−4.7%	2.70%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	52,546	-587	$4,716,528	+1.0%	2.09%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	95,806	+1,133	$4,715,571	−0.8%	2.09%
DFLV	Dimensional US Large Cap Value ETF	Added	103,820	+5,655	$4,170,449	+7.4%	1.85%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	40,442	-360	$3,722,686	+0.5%	1.65%
IAU	Ishares Gold Trust	Added	42,838	+258	$3,345,647	+4.1%	1.48%
JPST	JPMorgan Ultra-Short Income ETF	Added	65,972	+931	$3,323,009	+1.0%	1.47%
JBND	JPMorgan Active Bond ETF	Added	58,849	+835	$3,008,360	−3.1%	1.33%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	29,553	+727	$2,793,940	−2.1%	1.24%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	27,177	+283	$2,732,647	+0.8%	1.21%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	50,203	+4,309	$2,445,388	+3.9%	1.08%
IAGG	iShares Core International Aggregate Bond ETF	Added	47,659	+598	$2,344,822	−1.5%	1.04%
MBB	iShares MBS ETF	Added	25,827	+186	$2,314,615	−4.5%	1.02%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	36,349	+245	$2,294,712	−5.5%	1.02%
COM	Direxion Auspice Broad Commodity Strategy ETF	Added	63,487	+1,329	$2,211,252	+9.1%	0.98%
BIV	Vanguard Bond Index Funds	Added	29,411	+1,576	$2,142,885	+0.4%	0.95%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	40,520	+907	$2,007,766	+1.8%	0.89%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	32,521	+555	$2,000,041	+17.8%	0.89%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	48,310	+881	$1,905,346	−11.4%	0.84%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	77,861	+154	$1,896,693	−4.4%	0.84%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	24,200	-80	$1,869,450	−2.6%	0.83%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	Added	50,931	+2,621	$1,507,048	+3.9%	0.67%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	29,463	-57	$1,489,649	−1.1%	0.66%
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	Added	13,836	+732	$1,302,244	+3.9%	0.58%
MUB	iShares National Muni Bond ETF	Added	10,556	+472	$1,067,211	−1.7%	0.47%
MSFT	Microsoft Corp Technology	Added	2,005	+175	$1,028,364	+50.6%	0.46%
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	Added	8,980	+139	$812,510	−1.7%	0.36%
SUB	iShares Short-Term National Muni Bond ETF	Reduced	7,228	-61	$755,615	−2.6%	0.33%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	18,289	+315	$738,692	+2.0%	0.33%
SPY	Spdr S&P 500 ETF Trust	Reduced	920	-10	$701,619	+1.0%	0.31%
AAPL	Apple Inc. Technology	Added	1,257	+114	$418,606	+26.6%	0.19%
GOOGL	Alphabet Inc. Communication Services	Added	1,138	+80	$391,563	+3.6%	0.17%
VTV	VANGUARD VALUE INDEX FUND	Held	1,529	0	$330,386	−0.8%	0.15%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,289	+176	$321,154	+21.1%	0.14%
JNJ	Johnson & Johnson Healthcare	Added	1,082	+30	$286,448	+7.2%	0.13%
V	Visa Inc. Financial Services	Added	756	+146	$271,653	+29.8%	0.12%
VOO	VANGUARD 500 INDEX FUND	Held	355	0	$248,805	+2.0%	0.11%
AMAT	Applied Materials Inc Technology	Held	436	0	$222,961	−29.3%	0.10%

Showing the top 50 of 51 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.