Broadview Financial Management, LLC

Registered adviser

CIK

1697024

Location

WAUWATOSA, WI

Portfolio Value

Small $163,756,277

Diversification

Highly concentrated

Filing Date

Global Rank

#7,142 / 8,827 ▲ 127

Top Industry

Consumer Electronics 50.9%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 143550

Roster of Nov 1, 2026

Regulatory AUM

$699,241,680

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$699,241,680	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$623,294,951	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$548,972,855	Individuals and high net worth (99%)
May 2023 to Mar 2024	$465,309,589	Individuals and high net worth (99%)
Apr 2023	$465,309,589	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$535,530,651	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.8% of the book (60%+)

Turnover

Low turnover

1.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 24.5 quarters (12+), a floor since 88.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.9%; sector active share 86.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

43 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

73.9%

+1.6 pts

Top 5

94.9%

−0.3 pts

Top 10

98.8%

−0.3 pts

HHI

5,600

Highly concentrated+208

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	99.7%	$163,231,312	41
Technology	0.2%	$267,079	1
Utilities	0.2%	$257,886	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
IWF	iShares Russell 1000 Growth ETF	+12,278	16,499	$2,048,680
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+5,018	156,950	$11,521,699
IEFA	iShares Core MSCI EAFE ETF	+2,357	260,496	$25,158,703
SCHV	Schwab U.S. Large-Cap Value ETF	+1,563	89,890	$3,129,070
SCHF	Schwab International Equity ETF	+184	30,729	$851,193
VNQ	VANGUARD REAL ESTATE INDEX FUND	+72	29,528	$2,847,385
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	+32	8,526	$808,691
MUB	iShares National Muni Bond ETF	+26	3,316	$356,867
SCHA	Schwab U.S. Small-Cap ETF	+18	7,172	$259,124
IWB	iShares Russell 1000 ETF	+10	6,370	$2,608,515
SPY	Spdr S&P 500 ETF Trust	+1	318	$237,472
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IEMG	iShares Trust	−4,745	112,563	$9,324,718
IVW	iShares S&P 500 Growth ETF	−2,355	86,311	$11,870,351
VEA	Vanguard FTSE Developed Markets ETF	−2,032	96,920	$6,905,550
IJK	iShares S&P Mid-Cap 400 Growth ETF	−2,020	90,694	$10,656,545
SCHX	Schwab U.S. Large-Cap ETF	−1,030	123,319	$3,629,278
SCHG	Schwab U.S. Large-Cap Growth ETF	−522	115,423	$3,905,914
IVE	iShares S&P 500 Value ETF	−485	51,478	$11,688,594
IJH	iShares Core S&P Mid-Cap ETF	−455	35,110	$2,707,332
IWD	iShares Russell 1000 Value ETF	−413	22,758	$5,517,221
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−407	15,563	$805,852
IVV	iShares Core S&P 500 ETF	−397	22,921	$17,165,307
IYR	iShares U.S. Real Estate ETF	−367	20,724	$2,119,029
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−345	15,967	$1,789,741
IXUS	iShares Core MSCI Total International Stock ETF	−312	11,368	$1,084,961
FELC	Fidelity Enhanced Large Cap Core ETF	−247	25,882	$1,084,714
IJT	iShares S&P Small-Cap 600 Growth ETF	−199	18,931	$3,381,076
SCHE	Schwab Emerging Markets Equity ETF	−189	23,710	$859,724
IJR	iShares Core S&P Small-Cap ETF	−166	9,665	$1,433,416
IJJ	iShares S&P Mid-Cap 400 Value ETF	−113	44,290	$6,542,961
IJS	iShares S&P Small-Cap 600 Value ETF	−58	29,219	$3,993,652
IWR	iShares Russell Mid-Cap ETF	−57	4,603	$507,802
—		−51	1,092	$268,861
SCHB	Schwab U.S. Broad Market ETF	−49	15,362	$444,883
IWM	iShares Russell 2000 ETF	−41	3,793	$1,139,606
IWS	iShares Russell Mid-Cap Value ETF	−37	10,397	$1,711,346
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
AAPL	Apple Inc.	923	$267,079
AEP	American Electric Power Co Inc	1,885	$257,886
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	1,774	$211,336
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

43 tracked positions · $163,756,277 total · filing declares 43 positions · $163,756,443 · as of Jun 30, 2026

All sectors Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IEFA	iShares Core MSCI EAFE ETF	Added	260,496	+2,357	$25,158,703	+7.7%	26+	before history	15.36%
IVV	iShares Core S&P 500 ETF	Reduced	22,921	-397	$17,165,307	+12.7%	26+	before history	10.48%
IVW	iShares S&P 500 Growth ETF	Reduced	86,311	-2,355	$11,870,351	+18.4%	26+	before history	7.25%
IVE	iShares S&P 500 Value ETF	Reduced	51,478	-485	$11,688,594	+6.5%	26+	before history	7.14%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	156,950	+5,018	$11,521,699	+3.0%	11	$70.88	7.04%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	90,694	-2,020	$10,656,545	+14.2%	26+	before history	6.51%
IEMG	iShares Trust	Reduced	112,563	-4,745	$9,324,718	—	26+	before history	5.69%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	96,920	-2,032	$6,905,550	+8.9%	26+	before history	4.22%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	44,290	-113	$6,542,961	+11.2%	26+	before history	4.00%
IWD	iShares Russell 1000 Value ETF	Reduced	22,758	-413	$5,517,221	+11.4%	26+	before history	3.37%
IJS	iShares S&P Small-Cap 600 Value ETF	Reduced	29,219	-58	$3,993,652	+15.2%	26+	before history	2.44%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	115,423	-522	$3,905,914	+15.6%	26+	before history	2.39%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	123,319	-1,030	$3,629,278	+13.8%	26+	before history	2.22%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	18,931	-199	$3,381,076	+22.1%	26+	before history	2.06%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	89,890	+1,563	$3,129,070	+16.2%	26+	before history	1.91%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	29,528	+72	$2,847,385	+9.0%	26+	before history	1.74%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	35,110	-455	$2,707,332	+12.7%	26+	before history	1.65%
IWB	iShares Russell 1000 ETF	Added	6,370	+10	$2,608,515	+15.0%	26+	before history	1.59%
IYR	iShares U.S. Real Estate ETF	Reduced	20,724	-367	$2,119,029	+6.3%	26+	before history	1.29%
IWF	iShares Russell 1000 Growth ETF	Added	16,499	+12,278	$2,048,680	+13.8%	26+	before history	1.25%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	15,967	-345	$1,789,741	+14.3%	26+	before history	1.09%
IWS	iShares Russell Mid-Cap Value ETF	Reduced	10,397	-37	$1,711,346	+12.5%	25	unpriced	1.05%
IJR	iShares Core S&P Small-Cap ETF	Reduced	9,665	-166	$1,433,416	+17.3%	26+	before history	0.88%
IWM	iShares Russell 2000 ETF	Reduced	3,793	-41	$1,139,606	+19.9%	26+	before history	0.70%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	11,368	-312	$1,084,961	+7.2%	26+	before history	0.66%
FELC	Fidelity Enhanced Large Cap Core ETF	Reduced	25,882	-247	$1,084,714	+14.5%	11	$26.27	0.66%
VOO	VANGUARD 500 INDEX FUND	Reduced	1,421	-30	$975,957	+12.6%	15	unpriced	0.60%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	23,710	-189	$859,724	+9.2%	26+	before history	0.53%
SCHF	Schwab International Equity ETF	Added	30,729	+184	$851,193	+12.6%	26+	before history	0.52%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	8,526	+32	$808,691	+11.8%	26+	before history	0.49%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	15,563	-407	$805,852	+7.6%	26+	before history	0.49%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	978	-12	$687,866	+12.7%	26+	before history	0.42%
		Reduced	2,929	-20	$647,894	+15.9%	25	$94.79	0.40%
IWR	iShares Russell Mid-Cap ETF	Reduced	4,603	-57	$507,802	+12.1%	26+	before history	0.31%
SCHB	Schwab U.S. Broad Market ETF	Reduced	15,362	-49	$444,883	+15.0%	23	unpriced	0.27%
MUB	iShares National Muni Bond ETF	Added	3,316	+26	$356,867	+2.2%	5	unpriced	0.22%
QQQ	Invesco Qqq Trust, Series 1	Held	465	0	$342,426	+27.6%	13	$350.20	0.21%
		Reduced	1,092	-51	$268,861	+14.3%	10	$166.43	0.16%
AAPL	Apple Inc. Technology	NEW	923	NEW	$267,079	NEW	1	$286.04	0.16%
SCHA	Schwab U.S. Small-Cap ETF	Added	7,172	+18	$259,124	+24.6%	4	$26.76	0.16%
AEP	American Electric Power Co Inc Utilities	NEW	1,885	NEW	$257,886	NEW	1	$131.73	0.16%
SPY	Spdr S&P 500 ETF Trust	Added	318	+1	$237,472	+15.2%	5	$572.43	0.15%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	NEW	1,774	NEW	$211,336	NEW	1	$108.20	0.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.