Winthrop Partners - WNY, LLC

Registered adviser

CIK

1734109

Location

Buffalo, NY

Portfolio Value

Small $202,205,312

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,507 / 8,827 ▼ 211

Top Industry

Semiconductors 13.1%

3Y Alpha vs SPY

-8.9%

Period ended 4 months ago

Filed Jul 15, 2026 · 4mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 282100

Roster of Nov 1, 2026

Regulatory AUM

$186,229,903

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$186,229,903	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$167,851,221	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$148,104,026	Individuals and high net worth (99%)
May 2023 to Mar 2024	$133,137,382	Individuals and high net worth (99%)
Apr 2023	$133,137,382	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$152,151,060	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 68.4% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 71.8%; sector active share 32.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

87 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

38.6%

−0.7 pts

Top 5

55.0%

+0.5 pts

Top 10

68.4%

+0.2 pts

HHI

1,625

Moderately concentrated−45

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	44.6%	$90,110,959	23
Technology	19.3%	$39,047,992	12
Financial Services	9.3%	$18,729,633	10
Industrials	6.1%	$12,303,322	7
Healthcare	4.9%	$9,868,077	10
Consumer Defensive	4.8%	$9,640,783	7
Communication Services	4.4%	$8,811,397	5
Consumer Cyclical	3.4%	$6,855,935	6
Energy	1.7%	$3,410,696	3
Basic Materials	1.2%	$2,492,646	3
Utilities	0.5%	$933,872	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	+13,134	88,182	$2,221,304
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+11,825	211,849	$5,349,187
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	+11,369	217,320	$4,737,576
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+9,601	227,803	$5,275,917
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	+9,543	222,319	$4,633,127
BKLN	Invesco Ltd.	+5,709	158,253	$3,223,613
PFF	iShares Preferred and Income Securities ETF	+3,982	106,483	$3,246,666
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+1,549	116,030	$6,169,315
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	+1,106	246,226	$5,963,593
CG	Carlyle Group Inc.	+567	16,936	$713,174
VZ	Verizon Communications Inc	+393	26,183	$1,108,588
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+381	28,804	$1,719,310
IJR	iShares Core S&P Small-Cap ETF	+375	36,055	$5,347,317
DVY	iShares Select Dividend ETF	+361	18,712	$2,924,685
VNQ	VANGUARD REAL ESTATE INDEX FUND	+259	11,616	$1,120,130
WMT	Walmart Inc.	+254	50,180	$5,683,386
JCI	Johnson Controls International plc	+215	17,561	$2,565,837
BX	Blackstone Inc.	+207	6,996	$823,219
MPC	Marathon Petroleum Corp	+155	10,084	$2,578,176
NEE	Nextera Energy Inc	+146	10,640	$933,872
KKR	KKR & Co. Inc.	+103	11,481	$1,053,726
ETN	Eaton Corp plc	+98	12,735	$5,426,638
JPM	Jpmorgan Chase & Co	+91	19,285	$6,312,559
ADI	Analog Devices Inc	+86	8,048	$3,196,424
ABBV	AbbVie Inc.	+82	5,801	$1,459,763
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−14,328	205,075	$4,968,967
IDV	iShares International Select Dividend ETF	−1,253	107,760	$4,464,496
IXUS	iShares Core MSCI Total International Stock ETF	−562	98,469	$9,397,881
ABT	Abbott Laboratories	−432	4,812	$436,640
ZTS	Zoetis Inc.	−344	9,048	$650,189
VB	Vanguard Index Funds	−310	22,883	$6,936,294
IVV	iShares Core S&P 500 ETF	−252	6,981	$5,228,001
FIS	Fidelity National Information Services, Inc.	−222	9,051	$351,902
MO	Altria Group, Inc.	−200	5,600	$402,920
MSFT	Microsoft Corp	−168	13,397	$4,997,348
TMUS	T-Mobile US, Inc.	−162	1,846	$309,629
PAYX	Paychex Inc	−150	4,573	$449,663
IWR	iShares Russell Mid-Cap ETF	−94	67,816	$7,481,461
DHR	Danaher Corp	−61	3,933	$749,157
BRK-B	Berkshire Hathaway Inc	−27	450	$225,175
IBM	International Business Machines Corp	−25	1,125	$316,361
PM	Philip Morris International Inc.	−25	4,250	$768,867
GOOG	Alphabet Inc.	−19	16,851	$5,953,963
NVDA	Nvidia Corp	−15	4,270	$854,384
XOM	ExxonMobil Holdings Corp	−3	3,435	$469,633
PEP	Pepsico Inc	−1	3,839	$519,800
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
SCI	Service Corp International	13,204	$1,002,975
AEHR	Aehr Test Systems	2,884	$277,037
MTB	M&T Bank Corp	963	$229,203
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
CMCSA	Comcast Corp	30,469	$874,764
BBY	Best Buy Co Inc	9,810	$629,802
DVN	Devon Energy Corp	4,329	$217,835
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

87 tracked positions · $202,205,312 total · filing declares 87 positions · $202,205,354 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 87 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AVGO	Broadcom Inc. Technology	Added	27,073	+4	$10,226,825	+22.1%	3	before history	5.06%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	98,469	-562	$9,397,881	+9.5%	3	before history	4.65%
AAPL	Apple Inc. Technology	Added	30,236	+75	$8,749,088	+14.3%	3	before history	4.33%
IWR	iShares Russell Mid-Cap ETF	Reduced	67,816	-94	$7,481,461	+13.3%	3	before history	3.70%
VB	Vanguard Index Funds	Reduced	22,883	-310	$6,936,294	+14.2%	3	before history	3.43%
JPM	Jpmorgan Chase & Co Financial Services	Added	19,285	+91	$6,312,559	+11.8%	3	before history	3.12%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	116,030	+1,549	$6,169,315	+1.3%	3	before history	3.05%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Added	246,226	+1,106	$5,963,593	+0.4%	3	before history	2.95%
GOOG	Alphabet Inc. Communication Services	Reduced	16,851	-19	$5,953,963	+23.0%	3	before history	2.94%
WMT	Walmart Inc. Consumer Defensive	Added	50,180	+254	$5,683,386	−8.4%	3	before history	2.81%
ETN	Eaton Corp plc Industrials	Added	12,735	+98	$5,426,638	+20.1%	3	before history	2.68%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Added	211,849	+11,825	$5,349,187	+5.6%	3	before history	2.65%
IJR	iShares Core S&P Small-Cap ETF	Added	36,055	+375	$5,347,317	+20.6%	3	before history	2.64%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Added	227,803	+9,601	$5,275,917	+4.0%	3	before history	2.61%
IVV	iShares Core S&P 500 ETF	Reduced	6,981	-252	$5,228,001	+10.7%	3	before history	2.59%
MSFT	Microsoft Corp Technology	Reduced	13,397	-168	$4,997,348	−0.5%	3	before history	2.47%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Reduced	205,075	-14,328	$4,968,967	−6.6%	3	before history	2.46%
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	Added	217,320	+11,369	$4,737,576	+5.1%	3	before history	2.34%
MSI	Motorola Solutions, Inc. Technology	Added	11,363	+41	$4,718,940	−4.0%	3	before history	2.33%
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	Added	222,319	+9,543	$4,633,127	+4.0%	3	before history	2.29%
IDV	iShares International Select Dividend ETF	Reduced	107,760	-1,253	$4,464,496	−3.8%	3	before history	2.21%
GLW	Corning Inc Technology	Held	17,464	0	$4,460,829	+87.9%	3	before history	2.21%
JNJ	Johnson & Johnson Healthcare	Added	13,875	+56	$3,523,833	+4.3%	3	before history	1.74%
CB	Chubb Ltd Financial Services	Added	9,817	+56	$3,345,044	+5.1%	3	before history	1.65%
PFF	iShares Preferred and Income Securities ETF	Added	106,483	+3,982	$3,246,666	+4.5%	3	before history	1.61%
BKLN	Invesco Ltd. Financial Services	Added	158,253	+5,709	$3,223,613	+3.5%	3	before history	1.59%
ADI	Analog Devices Inc Technology	Added	8,048	+86	$3,196,424	+26.2%	3	before history	1.58%
DVY	iShares Select Dividend ETF	Added	18,712	+361	$2,924,685	+5.3%	3	before history	1.45%
HD	Home Depot, Inc. Consumer Cyclical	Added	7,818	+25	$2,757,252	+7.6%	3	before history	1.36%
MPC	Marathon Petroleum Corp Energy	Added	10,084	+155	$2,578,176	+6.3%	3	before history	1.28%
JCI	Johnson Controls International plc Industrials	Added	17,561	+215	$2,565,837	+13.0%	3	before history	1.27%
UNP	Union Pacific Corp Industrials	Added	9,123	+66	$2,481,456	+12.9%	3	before history	1.23%
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	Added	88,182	+13,134	$2,221,304	+17.1%	3	before history	1.10%
DRI	Darden Restaurants Inc Consumer Cyclical	Added	9,743	+77	$2,007,155	+5.9%	3	before history	0.99%
CME	Cme Group Inc. Financial Services	Added	8,416	+65	$1,858,505	−24.6%	3	before history	0.92%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	28,804	+381	$1,719,310	+11.9%	3	before history	0.85%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	5,320	+44	$1,559,717	+1.8%	3	before history	0.77%
ABBV	AbbVie Inc. Healthcare	Added	5,801	+82	$1,459,763	+17.4%	3	before history	0.72%
VEA	Vanguard FTSE Developed Markets ETF	Held	19,292	0	$1,374,555	+11.2%	3	before history	0.68%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	8,895	0	$1,304,362	+1.5%	3	before history	0.65%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	11,616	+259	$1,120,130	+11.2%	3	before history	0.55%
VZ	Verizon Communications Inc Communication Services	Added	26,183	+393	$1,108,588	−14.4%	3	before history	0.55%
KKR	KKR & Co. Inc. Financial Services	Added	11,481	+103	$1,053,726	+0.1%	3	before history	0.52%
SCI	Service Corp International Consumer Cyclical	NEW	13,204	NEW	$1,002,975	NEW	1	$78.21	0.50%
GOOGL	Alphabet Inc. Communication Services	Held	2,802	0	$1,001,350	+24.3%	3	before history	0.50%
APO	Apollo Global Management, Inc. Financial Services	Added	7,991	+78	$945,415	+7.2%	3	before history	0.47%
NEE	Nextera Energy Inc Utilities	Added	10,640	+146	$933,872	−4.2%	3	before history	0.46%
LLY	ELI LILLY & Co Healthcare	Held	729	0	$874,384	+30.4%	3	before history	0.43%
NVDA	Nvidia Corp Technology	Reduced	4,270	-15	$854,384	+14.3%	3	before history	0.42%
WAT	Waters Corp Healthcare	Held	2,255	0	$845,715	+25.9%	3	before history	0.42%

Showing the top 50 of 87 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.